B.Com In Banking & Insurance (BCBI) Sem V March 2026 March 2026 Financial Services Management Question Paper - Mumbai University | munotes

Questions asked in this paper

• 2) Figures to the right indicate full marks

1. Q1 (A) Multiple choice question (Any Eight) 8 marks
   • 1. Merchant bankers are
   • (a) Merchants. (b) Banks 2 is regarded as the fourth element of the financial system
   • 3. regulates the capital market in India
   • 4. services are mainly provided to foreign investors
   • (c) Forfeiting (d) Factoring
   • 5. The market performance of mutual funds can be judged on the basis of
   • 6. Factoring as a financial service
   • (c) both (d) None of the above
   • 7. The merchant banker should register with
   • 8. was set up in July 1988 under an Act of parliament
   • 9. In depository system, is the link between depository and the
   • (a) Depository participant (b) Register and transfer agent
   • (c) Issuer (d) Custodian
   • 10. DP stands for
   • (c) Depository Participant (d) None of the above
2. Q1 (B). State True or False (Any Seven) 7 marks
   • 1. Credit rating agencies, factoring, discount house etc. are specialized institutions
   • 2. HUDCO stands for Housing and Urban Development Corporation
   • 3. Custodial service is provided to foreign investors
   • 4. The Merchant banking does the business of banking also
   • 5. Hypothecation is the opposite version of pledge
   • 6. RBI regulates the capital market
   • 7. Mutual funds unit holders have voting rights
   • 8. Merchant banker services come under control of RBI
   • 9. Forfeiting is nothing but international factoring
   • 10. Forward Contracts can be traded only in organized Exchanges
3. Q2 (a) Explain the various fund based and fee- based services in brief. 8 marks
   • (b) Explain the scope of financial service. 07
   • (c) Define Merchant banking. Explain service of merchant banking in detail. 08
   • (d) Distinguish between: Commercial Bank and Merchant bank. 07
4. Q3 (a) What are the types of Mutual Fund? 8 marks
   • (b) State the advantages and dis advantages of Mutual fund. 07
   • (c) What are the various types of factoring? Explain in detail any four of them. 08
   • (d) Highlight the difference between Factoring and Forfeiting. 07
5. Q4 (a) Define ‘Securitization’ and explain its modus operandi in detail. 8 marks
   • (b) Why Securitization is unpopular in India? Suggest measures. 07
   • (c) What is forward contract? Explain its features in detail. 08
   • (d) Define ‘options’ and state its types 07
6. Q5 (a) Explain the key features of depositary system in India 8 marks
   • (b) Explain the various sources of consumer finance 07
   • (c) Write short notes: (Any 3) 15
   • 1) Pledge
   • 3) Swap
   • 5) Hypothecation

Read from the scan above, so a character or two may differ. The scan is the original.