B.Com In Banking & Insurance (BCBI) Sem V 2023 2024 Dec 2024 I FINANCIAL SERVICES MANAGEMENT Question Paper - Mumbai University | munotes

Questions asked in this paper

1. Q1 A] State whether the following statements are True or False (Any 8) 8 marks
   • 1. Underwriting of shares by a financial intermediary is a kind of fee Based activity
   • 2. The minimum net worth for the first category of merchant banker is Rs. 5 crores
   • 3. Mutual funds can underwrite shares of public limited companies
   • 4. Forfeiting is always done without any recourse to the client
   • 5. Securitization is used for additional liquidity
   • 6. The option which gives the buyer a right to sell the underlying asset is called put
   • 7. The profit arising from a swap transaction is called swap spread
   • 8. HUDCO offers factoring services to traders
   • 9. Consumer finance includes mortgage, car loans, credit card instalments and so on
   • 10. Rematerialization means conversion of physical share certificate into electronic
   • B] Match the following (Any Seven) 7
2. Q2 a) Explain the various fund based and fee-based services in brief. 8 marks
   • b) Describe various agencies providing financial services. 7
   • c)Explain the services offered by merchant banking. 8
   • d) Discuss the guidelines issued by SEBI towards merchant banking. 7
3. Q3 a) Discuss in detail the structure of mutual fund? 8 marks
   • b) Explain the facilities available to investors of Mutual Fund. 7
   • c) Describe various types of Factoring? 8
   • d) Explain the working of forfeiting and its benefits. 7
4. Q4 a. Difference between factoring and securitization. 8 marks
   • b. What is securitization write any four benefits of securitization of debt. 7
5. Q4 c. Explain advantages and disadvantage of future contract. 8 marks
   • d. What is swap explain types of swaps. 7
6. Q5 a. Explain the growth factor of housing finance in India. 8 marks
   • b. Explain the term of consumer finance? 7
7. Q5 Write short notes (any 3 out of 5) 15 marks
   • a) Eligibility criteria for a depository
   • c) Hypothecation
   • d) Functions of NSDL
   • e) Types of consumer finance

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