B.Com In Investment Management SEM III ATKT INV. MGT FOUNDATION COURSE Question Paper - Mumbai University | munotes

Questions asked in this paper

• 2. Figures to the right indicate fill marks

1. Q1 A) Fill in the blanks with appropriate choice. (any 8) 8 marks
2. Q1 is paid first in the advent of liquidation of the company
3. Q3 Gives the full
   • a. Security exchange board of India State electricity board of India
   • c. Services exchange board of India
4. Q4 Securities contract Act came into existence from
5. Q5 Stock exchange is located in delhi
6. Q6 risk arises due to difference in the exchange value of currency
7. Q8 risk arises due to non-convertibility of investment into cash
8. Q9 Investment made in securities for less than one investment
   • a. b. c. long term
9. Q1 B) State whether the following statements are true or false. (any 07) 7 marks
10. Q1 Risk management is a process of identifying and measuring risk
11. Q2 Risk is caused by the occurrence of a predicated event
12. Q3 Ethical practices are covered under business ethics
13. Q4 Pure risks are known for losses once they occur
14. Q5 Different investment avenues are now available to investors
15. Q6 Risk avoidance is opposite of risk limitation
16. Q7 Corporate governance refers to the way corporation is governed
17. Q8 Hard earned money need to be property invested
18. Q9 Debenture is borrowed capital
19. Q10 Securities are listed with SEBI
20. Q2 A) Explain important terms of security contract Act 1956. 15 marks
    • B) Explain listing of securities. 8
    • C) Explain different types of contracts in brief
21. Q3 A) Write explanatory note on risk. 8 marks
    • B) What is risk management? Explain its classification of risks. 7
    • C) Explain the types of risk mitigation. 8
    • D) Write a note on concept of risk. 7
22. Q4 A) Explain the need and importance of investments. 8 marks
    • B) Explain the meaning of debentures? What are the features of debentures? 7
    • C) Explain the elements of investments. 8
    • D) Write a note on bank and credit union. 7
23. Q5 A) Write a note n financial literacy? Why financial literacy is important? 8 marks
    • B) Distinguish between saving VS investing. 7
24. Q5 Short notes (any 3) 15 marks
25. Q1 Risk evaluation
26. Q3 Bank products
27. Q4 Gold ETF’s
28. Q5 Components of financial literacy

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