B.Com In Investment Management SEM III 2022 2023 Oct 2023 INV. MGT. MUTUAL FUND MANAGEMENT Question Paper - Mumbai University | munotes

Questions asked in this paper

1. Q1 A. State whether the following sentence is true or false (any eight) 8 marks
   • i) CRISIL is a credit rating agency li) Return for a period less than a year cannot be annualized Risk is measured by standard deviation
   • iv) A liquid fund does not usually invest in
   • vi) Balanced funds are also called hybrid funds
   • vi) The ownership of the mutual fund is in the hands of the state government
   • vii) Sponsor is the promoter of the company
   • viii) Custodians are usually large banks
   • ix) In India the dividend received by the investor is texed
   • x) Mutual Funds are subject to strict regulation and oversight by Match the columns (any seven)
   • i) SEBI. a. Unit trust of India
   • v) ETFs. e. Security exchange board of India
   • vii) ROC. g. Investor education and protection fund vill) IEPF. h. Register of company
2. Q2 A. Explain the characteristics of mutual funds in India. 8 marks
   • B. State the role of SEBI in investor protection. 7
   • C. Explain the SEBI guidelines for launching of mutual fund scheme by a mutual fund house. 8
   • D. Explain the role of AMFI. 7 Appreciation in portfolio = 16, 00,000 Assume sales and purchase NAV = Rs. 16.6720
   • B) The portfolio details of a fund are given below : 7 No. of Shares Price (Rs) Fund has accrued liability for expenses amounted to Rs. 2,500. Calculate NAV if outstanding
3. Q3 C. The portfolio of a fund is given below: Stock No. Of Shares Price (Rs.) Fund has accrued liability for expenses of Rs. 12000. Calculate the Net Asset Value if outstanding shares are 5,000 8 marks
4. Q3 D. From the following information provide below, calculate the holiday period return and annualized return of two funds: 7 NAV as on 31/03/13 NAV as on 30/03/15 , Dividend for the period
5. Q4 A. What is financial planning? Explain the importance of it. 8 marks
   • B. Explain various steps involved in financial planning. 7
   • C. Expiain the difference between Banks fixed deposit and mutual fund. 8
   • D. Distinguish between an adviscr and a distributor. 7
6. Q5 A. Explain the step by step approach of building a modern portfolio 8 marks
   • B. Explain the eligibility for investment in mutual funds. 7
   • C. Write short notes on (any three) 15
   • i) Fund rating and ranking
   • ii) Benchmarking in mutual funds
   • iii) Need for risk profiling
   • v) Grievance mechanism in mutual funds

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