B.Com In Investment Management SEM III 2019 2020 Oct 2020 INV. MGT MUTUAL FUND MANAGEMENT Question Paper - Mumbai University | munotes

Questions asked in this paper

1. Q1 A) State whether the following statements are True or False.(Any 8) 8 marks
   • 1) SEBI stand for securities exchange Board of India
   • 2) Diversiflation is help to reduce risk
   • 3) In mutual Fund investments there is no guarantees of return
   • 4) Ultra short bonds are iong term quest securities
   • 5) ICPA is credit rating agency
   • 6) The Sponsor is not custodian of the assets of the fund
   • 7) KYC is mandatory for investors
   • 8) Exit load is know as front load
   • 9) Dividend is always calculate on face value
   • 10) Balance fund is also called as Hybrid Fund
2. Q1 B) Fiil in the blanks. (Any 7) 7 marks
   • 1) Unit Trust of India started its operations in the year
   • 2) In growth option initial investment over the period of time
   • a)Compound b) Remain state c) Reduces
   • 3) Bond pay periods called as coupon
   • 4) Any fund which invests 65% or more in equity is called
   • 5) The sponsor is the of mutual fund
   • 6) An fund is available for repurchase on a continuous basis
   • 7) plays important role in ensuring the mutual fund investor protection
   • 8) The is a way to invest in mutual fund regularly
   • 9) Bond are term debt securities
   • a) Short b) Medium c) Long
   • 10) option does not re — invest the profit made by the fund
3. Q2 A) Explain the disadvantages of mutual fund. 8 marks
4. Q2 B) Explain the objectives of AMFI. 7 marks
5. Q2 C) Explain steps Taken by SEBI for regulating mutual funds in India. 7 marks
6. Q3 A) Explain the types of mutual fund. 8 marks
7. Q3 B) What are the advantages of SIP & SIP. Appreciation in Portfolio Rs.5,00,000 7 marks
8. Q3 D) The unit of “Deva” scheme of a mutual fund is Rs 10. offer is made for Rs. 10.204 and redemption price is Rs. 9.80. (07)
9. Q4 A) Explain the criteria for selecting mutual fund. 8 marks
10. Q4 B) Explain the various basis of ratings. 7 marks
11. Q4 C) Write note on benchmarking. 8 marks
12. Q4 D) Explain the process of building model portfolio. 7 marks
13. Q5 A) What is financial planning ? Explain the importance of it. 8 marks
14. Q5 B) Explain the need for financial advisor 7 marks
15. Q5 C) Write short notes (Any 3) 15 marks
    • a) Bond Valuation
    • c) Balanced Fund
    • d) Role of SEBI in ethics

Read from the scan above, so a character or two may differ. The scan is the original.