B.Com In Investment Management SEM III 2023 2024 2024 FUNDAMENTALS OF CAPITAL MARKETS Question Paper - Mumbai University | munotes

Questions asked in this paper

1. Q1 Many stock exchanges are interconnected globally allowing trading and
2. Q2 The Prices of securities in the Secondary market are influenced by and demand
3. Q3 Investment income means returns earned from
4. Q4 regulates various market intermediaries Such as brokers, mutual funds, port folio manager and Investment advisor
5. Q5 GDRs Stand for Global receipt 6.Equity shares, also known as shares or
6. Q7 In the stock market, the term refers to a specific type of account 8.Mutual funds pool fron: multiple investors and invest in a diversified portfolio are regulated by the _Securities and Exchange Commission 10.Book closure” and “& terms related to the management
   • (B) State whether the following statements are True or False (Any 7). 07
7. Q1 Stock exchange is a centralized marketplace 2.Margin trading carries a higher level of risk compared to trading
8. Q3 ADR stand for American depository receipt
9. Q4 Indian capital market plays a crucial role in the economy by facilitating the flow of funds between investors and entities in need of capital for business expansion BSE and NSE are the two major stock exchanges in the couniry 6.Investors can access their demat accounts online, enabling them to monitor their holdings and transactions in real-time 7.The full form of ETP Is Exchange trend Funds 8.The full form of GDRs is Global Depository Receipts
10. Q9 Effective management of cash inflow is crucial for maintaining liquiaity 10.Wages is an example of operating expenses
11. Q2 some features of cc investment Scheme 1999, 8 marks
    • B. What are the eligibility for appointment of trustees. 07 VCD SYBIM Ill Subject- Fundamental of Capital 75-MARKS
    • C. What is the procedure for launching CIS. 08
    • D. Write a note on unit certification and transfer of unit. 07 State the significance of stock exchange 08
    • B. What is margin trading & what are significance of it. 07
    • C. Write a note on book closure & record date. 08
    • D. Explain stock exchange and it’s functions 07
12. Q4 A. Explain features of developed capital market. 8 marks
    • B. Explain capital market instruments 07
    • D. Write a note on factors influencing rating of instruments. 07
13. Q5 Explain Indian market briefly. 15 marks
14. Q5 , Short Notes (Any Three)
15. Q1 What is the procedure for launching CIS
16. Q2 Write a note on termination of trusteeship
17. Q3 Function of Stock exchange
18. Q4 What is turn over in stock market
19. Q5 Types of Depository receipt

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