B.Com In Investment Management SEM III 2019 2020 Oct 2020 INV. MGT FUNDAMENTAL OF CAPITAL MARKET Question Paper - Mumbai University | munotes

Questions asked in this paper

• II) Figures to the right indicate full marks

1. Q1 A)State whether the following statements are true or false (Any Eight) 8 marks
2. Q1 SEBI is regulating Body of Banks
3. Q2 Equity shares are also called preference shares
4. Q3 Equity Share holders are owners of the company
5. Q4 Debenture holders are creditors of the company
6. Q5 Swap is not a Derivative
7. Q6 Derivatives are traded on Nifty
8. Q7 Margin amount is fixed by stock Exchange
9. Q8 InF CEB, E refers to exchangeable
10. Q9 ADRs issued by foreign companies
11. Q10 Units refers to Mutual funds
12. Q1 B) Match the Column (Any Seven) 7 marks
13. Q2 RBI 2.Dividend 9.Mark to Market
14. Q10 1999 10.type of delive
15. Q2 A) Discuss the various authorities governing capital market in market in India 8 marks
    • B) Discuss the features of Developed Capital Market 7
    • C) Discuss the factors ,scope ,and significance of Rati8ng financial Instruments 15
16. Q3 Discuss the functions and Trading mechanism of stock exchanges 15 marks
    • B) Discuss various types of Margins 8
    • C) State different types of Delivery 7
17. Q4 A) Briefly discuss the SEBI (Collective Investment schemes) Regulations,1999 15 marks
18. Q4 B) Explain ADR, in detail 8 marks
    • C) Discuss the procedure for issuance of GDRs 7
19. Q5 A) Define Derivatives. Explain the types of Derivatives in detail 15 marks
20. Q5 B)Write short-notes on (Any Three) 15 marks
21. Q1 Debentures
22. Q2 Equity Shares

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