B.Com In Investment Management SEM I 2017 2018 Nov 2018 INV. MGT INTRO.TO FIN. SYS Question Paper - Mumbai University | munotes

Questions asked in this paper

• 2) Figures to the right indicate full marks

1. Q1 is chairman of central board of directors of RBI. (a) Governor (b)
2. Q2 The BSE Sensex consists of a basket of stocks
3. Q3 is a way of reducing your potential financial loss or hardship. (a)
4. Q4 RBI was Established in the year . (a) 1970 (b) 1935 (c) 1980
5. Q5 has the statutory powers to regulate and promote the Indian
6. Q6 Whenever a company issues new shares or debentures, it is known as
7. Q7 is a contract which derives its value from the underlying assets
8. Q8 is a popular instrument for financing working capital requirements of companies
9. Q9 based services are related to the funds transfer from one place to another place and one person to another person. (a) Fee (b) market (c) Fund
10. Q10 means a bank included in the second schedule of the reserve bank of India Act, Schedule (b) Non-schedule (c) Co-operative
11. Q1 B) State whether the statement is True or False (Any 7) 7 marks
12. Q1 If the lessor and the lessee are domiciled in the same country and equipment is imported from another country, it is called Export lease
13. Q2 Issuing shares in primary market is mandatory before listing on stock
14. Q3 IDBI was established in the year 1990 under an Act of parliament
15. Q4 IRDA is an apex statutory body for regulation and development of Insurance Industry in India
16. Q5 The first development financial institution in india that has got merged with a bank is ICICI
17. Q6 not sold at a discount and redeemed at par
18. Q7 Capital market deals with short term claims with a maturity of less than one
19. Q8 Bank is an institution who is handed over securities by the securities owners for safe custody
20. Q9 Development banks are those banks which perform all kinds of banking
21. Q10 The market regulator of Indian Capital market is SEBI
    • Q. P. Code: 23975 Explain the role and importance of financial system in the economy. 08
    • B) Briefly explain the constituents of Indian financial system 07
    • C) Explain the phases of evolution of Indian financial system. 08
    • D) Describe the functions of financial system. 07
22. Q3 is financial market? Explain its types. 8 marks
    • B) Elaborate the role of capital market in economic development. 07
    • C) Define Intermediaries and explain its functions to improve economic 08
    • D) Explain Money market in Indian financial system
23. Q4 A)_ Elaborate various types of financial services. 8 marks
    • B) Explain the functions of IFCI. 07
    • C) Describe the functions of commercial banks. 08
    • D) Elaborate various types of fee based financial services. 07
24. Q5 A)_ Explain the role and functions of RBI. 8 marks
    • B) What are the various Capital market instruments? 07
    • C) Write Short Notes (Any 3) 15
25. Q2 Powers of SEBI
26. Q3 Treasury Bills
27. Q5 Corporate Bonds

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