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The Supreme Court

Chapter -One

Syllabus topic 9, "Separation of powers : stresses and strain"

Pages 619 to 624 of 711

In one line

One court sits at the top of the Indian judicial system, hears disputes between governments, hears appeals from every High Court, may take any case it chooses from any court or tribunal in the country, and what it lays down is law for every court in India.

In the wording a student can write in an exam: articles 124 to 147 constitute the Supreme Court and define its powers. Its jurisdiction is of four kinds. Original jurisdiction under article 131, exclusive, in federal disputes. Appellate jurisdiction under articles 132, 133 and 134, exercised on a certificate granted by the High Court under article 134A. Discretionary jurisdiction under article 136, to grant special leave to appeal from any judgment of any court or tribunal. Advisory jurisdiction under article 143. To these are added the power of review under article 137, the plenary power under article 142, and article 141, by which "the law declared by the Supreme Court shall be binding on all courts within the territory of India."

Why the law has this at all

India has one judiciary, not two. There is no separate set of federal courts running alongside State courts, as in the United States. A single hierarchy administers both Union law and State law, and one court stands at its head.

That decision creates the work articles 124 to 147 have to do. If there is only one apex court, it must be able to settle disputes between the governments of the federation, to correct any court below it, and to make its rulings binding everywhere. Articles 131, 136 and 141 answer those three needs in turn, and the rest is machinery: how the Court is composed, how its judges are protected, and who writes its rules.

How the Court is constituted

Article 124(1). There shall be a Supreme Court of India "consisting of a Chief Justice of India and, until Parliament by law prescribes a larger number, of not more than seven other Judges." Parliament has prescribed a larger number several times; the strength is now thirty-three other judges, under the Supreme Court (Number of Judges) Amendment Act, 2019, from 9 August 2019.

Article 124(2), appointment, and a warning about the printed text. The clause as printed says every judge is appointed by the President by warrant under his hand and seal "on the recommendation of the National Judicial Appointments Commission referred to in article 124A". Those words were substituted by the Constitution (Ninety-ninth Amendment) Act, 2014, and the Legislative Department's own footnote records that the amendment was struck down by the Supreme Court on 16 October 2015. The printed words are therefore not the operative law: the pre-amendment requirement of consultation revived, and articles 124A, 124B and 124C fell with the substitution. The subject belongs to [The Appointment of Judges] and [The National Judicial Appointments Commission], and a student who quotes article 124(2) from a bare text without the footnote will state the law wrongly.

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Article 124(3), qualifications. A citizen of India who has been for at least five years a High Court judge, or for at least ten years an advocate of a High Court, or is "in the opinion of the President, a distinguished jurist".

Article 124(4), removal. A judge is removed only by an order of the President passed after an address by each House, supported by a majority of the total membership of that House and not less than two-thirds of the members present and voting, presented in the same session, and only for "proved misbehaviour or incapacity". Article 124(5) lets Parliament regulate the procedure. See [Transfer and Removal of Judges].

Articles 125 to 128 and 130. Salaries are determined by Parliament, and neither privileges, allowances nor pension may be "varied to his disadvantage after his appointment" (article 125). Article 126 provides for an acting Chief Justice, article 127 for ad hoc judges drawn from the High Courts when there is no quorum, and article 128 for retired judges, who sit only if they consent. Article 130 fixes the seat at Delhi "or in such other place or places, as the Chief Justice of India may, with the approval of the President, from time to time, appoint."

Article 129. The Supreme Court "shall be a court of record and shall have all the powers of such a court including the power to punish for contempt of itself." Why that power is inherent rather than conferred is worked out in [Complete Justice: Article 142].

The jurisdictions, article by article

Article 131, original jurisdiction. The Supreme Court has, "to the exclusion of any other court", original jurisdiction in disputes between the Government of India and one or more States, between the Union and one or more States on one side and other States on the other, and between two or more States, "if and in so far as the dispute involves any question (whether of law or fact) on which the existence or extent of a legal right depends". Two limits are easy to miss. The dispute must be about a legal right, so a political grievance will not do. And by the proviso the jurisdiction does not reach a dispute arising out of a pre-Constitution treaty, agreement, covenant, engagement or sanad still in operation. See [Union and State Disputes in Court].

Article 132, appeal on a constitutional question. An appeal lies from any judgment, decree or final order of a High Court, "whether in a civil, criminal or other proceeding", if the High Court certifies under article 134A that the case involves "a substantial question of law as to the interpretation of this Constitution."

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Article 133, civil appeals. An appeal lies in a civil proceeding if the High Court certifies that the case involves "a substantial question of law of general importance" and that "in the opinion of the High Court the said question needs to be decided by the Supreme Court." Both limbs are required. By clause (3) no appeal lies from the decision of a single judge of a High Court unless Parliament provides otherwise.

Article 134, criminal appeals. Two grounds are automatic and need no certificate: where the High Court "has on appeal reversed an order of acquittal of an accused person and sentenced him to death", or has withdrawn a case from a subordinate court, tried it itself, convicted and sentenced the accused to death. The third ground is a certificate that the case "is a fit one for appeal to the Supreme Court". Article 134(2) lets Parliament confer further criminal appellate powers.

Article 134A, the certificate. Inserted by the Forty-fourth Amendment. A High Court passing a judgment of the kind described in articles 132(1), 133(1) or 134(1)(c) must determine the question of a certificate, on its own motion if it thinks fit, or when an oral application is made immediately after the judgment.

Article 135 preserves in the Supreme Court the jurisdiction the Federal Court had, in matters articles 133 and 134 do not reach.

Article 136, special leave. "Notwithstanding anything in this Chapter", the Supreme Court may "in its discretion, grant special leave to appeal from any judgment, decree, determination, sentence or order in any cause or matter passed or made by any court or tribunal in the territory of India." This is the widest appellate power in the Constitution, and the words that make it so are "any" and "in its discretion". No certificate is needed and no category of case is excluded, but nobody has a right to be heard: leave is a matter of grace. The one exception is clause (2), courts or tribunals "constituted by or under any law relating to the Armed Forces."

Article 137, review. Subject to any law made by Parliament and to rules under article 145, the Supreme Court "shall have power to review any judgment pronounced or order made by it." It is not a rehearing; the grounds come from rules made under article 145(1)(e).

Articles 138, 139, 139A and 140. Parliament may enlarge the Court's jurisdiction on Union List matters or by Union and State agreement (article 138), and may confer power to issue the writs for purposes other than the enforcement of fundamental rights (article 139), that enforcement being already covered by article 32. Under article 139A the Court may withdraw and dispose of cases raising the same substantial question of general importance pending before it and one or more High Courts, and may transfer a case from one High Court to another "for the ends of justice". Article 140 lets Parliament confer supplemental powers not inconsistent with the Constitution.

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Articles 141 and 144. "The law declared by the Supreme Court shall be binding on all courts within the territory of India." Two words repay attention. "Declared" is wider than "decided", which is why a proposition of law laid down in a judgment binds even where the facts differ. "All courts" does not include the Supreme Court itself, which is why it may depart from its own earlier decisions. Article 144 completes the chain: "All authorities, civil and judicial, in the territory of India shall act in aid of the Supreme Court." Articles 142 and 143 are treated in [Complete Justice: Article 142] and [Advisory Jurisdiction].

Articles 145 to 147. Article 145 lets the Court make rules with the President's approval on the subjects the article lists, including practice and procedure, the conditions for review, bail, and the summary dismissal of frivolous appeals. Two clauses matter beyond procedure. Article 145(3) requires a minimum of five judges to decide any case involving a substantial question of law as to the interpretation of the Constitution, or to hear a reference under article 143; that is what a "Constitution Bench" is. Article 145(4) and (5) require judgment in open court and by a majority of the judges present, saving a dissenting judge's right to dissent. Article 146 vests appointments of the Court's officers in the Chief Justice and charges its administrative expenses on the Consolidated Fund of India, so they are not voted on by Parliament. Article 147 extends "substantial question of law as to the interpretation of this Constitution" to questions on the Government of India Act, 1935 and the Indian Independence Act, 1947.

Three routes in

Article 131Articles 132, 133, 134Article 136
NatureOriginal and exclusiveAppellate, as of right once certifiedAppellate, wholly discretionary
Who may comeThe Union and the States onlyA party to the High Court judgmentAnyone
GatewayA dispute on a legal rightA certificate under article 134ASpecial leave, as a matter of grace
Court belowNone; the case starts hereA High Court onlyAny court or tribunal
ExcludedPre-Constitution treaty disputesA single judge's decision, under 133(3)Armed Forces tribunals
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What it does NOT mean

Article 136 is not an appeal. It is leave to appeal, refused far more often than granted. Saying "an appeal lies to the Supreme Court under article 136" states the position backwards.

A certificate is not a formality. Under article 133 the High Court must be satisfied of two distinct things, and under article 134A it must apply its mind when the judgment is delivered. Where a certificate is refused, the remedy is a petition under article 136, not an appeal against the refusal.

Article 145(3) is not about important cases. It applies where a substantial question of the interpretation of the Constitution arises, or on an article 143 reference. An important case turning on a statute needs no five judges.

A worked example

Meera is convicted of murder by a Sessions Court and sentenced to life. The High Court, on the State's appeal, converts the sentence to death. She wants to reach the Supreme Court.

Step one, is there an appeal as of right? Not under article 134(1)(a): the High Court did not reverse an acquittal, it enhanced a sentence. Not under 134(1)(b) either: the case was not withdrawn for trial by the High Court. Neither automatic ground applies.

Step two, is there a constitutional question? If she argues that the procedure denied her a hearing on sentence, that raises a question under article 21, and a substantial question of constitutional interpretation may arise. Article 132 is then available if the High Court certifies under article 134A.

Step three, ask for the certificate. Article 134A(b) requires the High Court to determine the question if an oral application is made immediately after the judgment. Meera's counsel must make it then, not months later.

Step four, if the certificate is refused. Article 136 remains. She petitions for special leave, and the Court may grant it whatever the High Court thought of the certificate.

Step five, bench strength and after. If leave is granted and the article 21 point is pressed as constitutional interpretation, article 145(3) requires at least five judges. If judgment goes against her, article 137 permits a review on the grounds the rules under article 145(1)(e) allow, not a second hearing.

Quick revision

  • Articles 124 to 147 constitute the Supreme Court. Strength: the Chief Justice and thirty-three other judges, under the Act of 2019. Judges hold office to sixty-five.
  • Removal only for proved misbehaviour or incapacity, by an address of both Houses on the special majority in article 124(4).
  • The words of article 124(2) that refer to the National Judicial Appointments Commission were struck down in 2015 and are not the operative law.
  • Article 129: a court of record, with the power to punish for contempt of itself.
  • Article 131: exclusive original jurisdiction in disputes between the Union and States, on a question of legal right; not for pre-Constitution treaties.
  • Articles 132, 133, 134: appeals on a certificate under article 134A; constitutional, civil, criminal. Two criminal grounds need no certificate, and both involve a death sentence.
  • Article 136: special leave, in the Court's discretion, from any court or tribunal except those under Armed Forces law.
  • Article 137: review. Article 141: law declared binding on all courts, not on the Supreme Court itself. Article 144: all authorities act in aid.
  • Article 145(3): five judges at least for a substantial question of constitutional interpretation or an article 143 reference. Article 146(3): the Court's expenses are charged on the Consolidated Fund of India.
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Test yourself

1. Set out the four kinds of jurisdiction the Supreme Court has, with the article for each.

2. Why is article 136 not an appeal? What follows from that for a litigant?

3. Distinguish article 131 from article 132. Who may invoke each, and against what?

4. When is a Bench of five judges constitutionally required, and when is it not?

5. A bare text of the Constitution says judges are appointed on the recommendation of the National Judicial Appointments Commission. Is that the law? Explain.

6. "The law declared by the Supreme Court shall be binding on all courts." Which two words carry the weight?

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The rest of this subject

These notes are cut from the University's printed syllabus. Open the syllabus itself, or the past papers, for the same subject.

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