Mumbai University Solved Question Papers
Comparative Constitutional Law
Previous Year Question Paper with Solution
LLM · Group 1 Constitutional and Administrative Law
2025-26 Examination
munotes.in
Mumbai
Mumbai University Solved Question Papers
Comparative Constitutional Law
Previous Year Question Paper with Solution
LLM · Group 1 Constitutional and Administrative Law
2025-26 Examination
munotes.in
Mumbai
First published on munotes.in on 12 August 2026.
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The question paper reproduced here is the paper as set by the University of Mumbai at the 2025-26 examination.
The answers in this volume state the law as it stands today, not as it stood when the paper was set, and in a comparative subject that means four jurisdictions at once. Five changes alter answers here. Students for Fair Admissions v. Harvard, 29 June 2023, ended race conscious university admissions in the United States. State of Punjab v. Davinder Singh, 1 August 2024, permitted sub-classification within the Scheduled Castes. Mineral Area Development Authority v. Steel Authority of India, 25 July 2024, overruled India Cement on the States' power to tax mineral rights. The Constitution (One Hundred and Sixth Amendment) Act came into force on 16 April 2026 and is still not operative. And the advisory opinion of 20 November 2025 held that no timeline may be judicially prescribed for assent to a Bill. Where an answer relies on any of these it gives the date.
The questions below are the paper as the University of Mumbai set it at the 2025-26 examination, in the order it was set.
MarksPage
The questions in this volume are the questions asked at the 2025-26 examination, reproduced as the University of Mumbai set them, in the order it set them. Nothing has been reworded, added or left out. Only the answers are ours. See the original question paper.
Duration 3 hours · Total marks 100 · 7 questions answered
How to use this volume
Solve the paper first, under exam conditions and against the clock. Then read the answers here and mark your own. Reading a solution before attempting the question feels productive and teaches very little, because recognising an answer is not the same as being able to write one.
Attempt any four questions, all questions carry equal marks, cite relevant case laws wherever necessary
any four of seven · 100 Marks
Answer
For full marks, cover: the five constitutions on a common set of axes rather than one after another; a table that lets the examiner see the comparison at a glance; and a final third on relevance, which is where the second half of the question's marks sit. An answer that describes five constitutions in turn and stops has answered half the question.
The five documents, with their dates, because the dates explain the designs. The United States Constitution was framed at Philadelphia in 1787, ratified in 1788 and came into operation on 4 March 1789; it is the oldest written national constitution still in force and runs to seven Articles and twenty seven amendments. The Swiss Federal Constitution of 18 April 1999 came into force on 1 January 2000 and is the third Swiss constitution, following those of 1848 and 1874. The Canadian constitution is a composite: the Constitution Act, 1867, formerly the British North America Act, together with the Constitution Act, 1982, which patriated it and added the Charter of Rights and Freedoms. The Constitution of India was adopted on 26 November 1949 and came into force on 26 January 1950. The United Kingdom has no single document at all.
The first axis is form. Four of the five are written and enacted; the United Kingdom's is unwritten in the technical sense that it has never been reduced to one instrument, though a great deal of it is in writing, from Magna Carta 1215 and the Bill of Rights 1689 to the Human Rights Act 1998 and the Constitutional Reform Act 2005. The Indian Constitution is the longest national constitution in the world, and the length is deliberate: it had to accommodate the integration of princely States, a plural society, a federal division and an entire chapter of emergency provisions in a country with no prior tradition of constitutional self government.
The second axis is rigidity, and it is the axis on which the five are furthest apart. The United States Constitution is the most rigid in operation: proposal by two thirds of both Houses of Congress and ratification by three quarters of the States, which is thirty eight of fifty, has produced twenty seven amendments in two hundred and thirty seven years, and the Twenty Seventh took two hundred and two years to ratify. India's Article 368 gives three routes, one of which is a simple majority under provisions such as Articles 4 and 169, and the Constitution has been amended over a hundred times. Switzerland's Article 140 sends every constitutional amendment to a compulsory referendum requiring a double majority of the people and the cantons, which is rigid in form but has produced hundreds of amendments because Article 139 lets a hundred thousand voters place a proposal on the ballot directly.
The third axis is the distribution of power, and the drafting histories run in opposite directions. The United States and Switzerland federated upwards, from thirteen colonies and from cantons that were sovereign before the confederation, and both therefore leave the residue with the units: the Tenth Amendment in America, Article 3 of the Swiss Constitution which declares the cantons sovereign in so far as their sovereignty is not limited by the Federal Constitution. Canada and India federated downwards, out of an existing colonial administration, and both give the residue to the centre: section 91 of the Constitution Act, 1867, with its opening peace, order and good government clause, and Article 248 read with Entry 97 of List I in India. The United Kingdom remains unitary; devolution to Scotland, Wales and Northern Ireland is statutory and, in strict law, revocable.
The fourth axis is the executive and its relation to the legislature, and here the five give three different answers. India, the United Kingdom and Canada are parliamentary: the executive sits in the legislature, holds office on its confidence, and is collectively responsible to it, which Article 75(3) of the Indian Constitution puts in terms. The United States is presidential: a separately elected executive who is not a member of Congress, cannot be removed by a vote of no confidence, and is checked instead by fixed terms, the appointment and treaty powers of the Senate, and impeachment. Switzerland is neither. Its Federal Council of seven, elected by the United Federal Assembly under Article 175, is a collegial executive that cannot be dismissed by parliament during its term, and its Presidency rotates annually among the seven.
The fifth axis is rights and their enforcement. The American Bill of Rights of 1791 is a set of prohibitions on government, framed negatively, with no directive component. India's Part III is enforceable and Article 32 makes the remedy itself a fundamental right, but Part IV states an unenforceable social programme, so the Indian Constitution distributes constitutional obligation between the courts and the political branches instead of giving all of it to the courts. Canada's Charter has a limitation clause in section 1 and, uniquely, an override in section 33 by which a legislature may declare a statute to operate notwithstanding certain Charter rights for five renewable years. In the United Kingdom the Human Rights Act 1998 gives the courts a strong interpretive duty under section 3 and, where interpretation fails, only a declaration of incompatibility under section 4, which does not affect the validity of the statute.
The sixth axis is judicial review, and Switzerland is the outlier that makes the comparison worth drawing. In India and the United States the courts may declare a statute void; in Canada section 52(1) of the Constitution Act, 1982 says in terms that any inconsistent law is of no force or effect. In Switzerland, Article 190 provides that federal Acts and international law are binding on the Federal Supreme Court, so a federal statute cannot be set aside for unconstitutionality at all, though cantonal law can. The Swiss justification is that the check has already been applied: any fifty thousand voters may demand a referendum on a federal statute under Article 141, so the people, and not a court, perform the review.
| Feature | India | United States | United Kingdom | Switzerland | Canada |
|---|---|---|---|---|---|
| Form | Written, longest in the world | Written, shortest and oldest | Uncodified | Written, 1999 | Written, composite 1867 and 1982 |
| Amendment | Article 368, three routes, over a hundred amendments | Article V, two stages, twenty seven amendments | Ordinary statute | Compulsory referendum, double majority | Part V, seven provinces with fifty per cent of population |
| Residuary power | Union, Article 248 | States, Tenth Amendment | Not applicable | Cantons, Article 3 | Federal, peace order and good government |
| Feature | India | United States | United Kingdom | Switzerland | Canada |
|---|---|---|---|---|---|
| Executive | Parliamentary, Article 75(3) | Presidential, fixed term | Parliamentary, by convention | Collegial Federal Council of seven | Parliamentary |
| Rights | Part III enforceable, Part IV directive | Bill of Rights, negative | Human Rights Act 1998 | Articles 7 to 36 | Charter with section 1 and section 33 |
| Judicial review of statutes | Yes, and of amendments | Yes, since 1803 | No power to strike down | Barred for federal Acts, Article 190 | Yes, section 52(1) |
The borrowings are examinable and are often asked as a sub question, so name them precisely. From the United Kingdom came parliamentary government, the single citizenship, the rule of law and the office of the Speaker. From the United States came the Fundamental Rights, judicial review, the independence of the judiciary and the impeachment of the President. From Canada came the federation with a strong centre, the very word Union, the vesting of residuary power in the centre, the appointment of Governors by the centre and the advisory jurisdiction of the Supreme Court. From Ireland came the Directive Principles, the nomination of members to the Rajya Sabha and the method of electing the President.
The borrowing was never mechanical, and Kesavananda Bharati v State of Kerala, (1973) 4 SCC 225, is the proof. Thirteen judges held by seven to six that Article 368 confers no power to destroy the basic structure of the Constitution. Neither the American nor the Canadian nor the Swiss text supports any such limitation, and the doctrine grew instead out of the Indian Constitution's own architecture. Its closest foreign analogue is Article 79(3) of the German Basic Law, which makes amendments touching the federal division or the principles of Articles 1 and 20 inadmissible, but that is an express textual entrenchment; India's is judicial.
Rigidity and legitimacy are being tested in all five systems at once. The German experience, which is the cleanest illustration available, is that a rigid amending rule can still move quickly when there is consensus: the Basic Law was amended on 18 March 2025 by five hundred and twelve votes to two hundred and six, with the Bundesrat concurring on 21 March 2025, to exempt defence spending above one per cent of gross domestic product from the debt brake and to create a five hundred billion euro infrastructure fund. In the United States, by contrast, the last ratified amendment was in 1992, and constitutional change now happens almost entirely through judicial reinterpretation, which is a very different distribution of constituent power.
The override and the countermajoritarian problem are live in Canada. Section 33 was designed as a political safety valve and was upheld in a pre emptive and formulaic use in Ford v Quebec (Attorney General), [1988] 2 SCR 712. Whether there are any limits on it is now before the Supreme Court of Canada in the challenge to Quebec's secularism law, Bill 21, argued from 23 to 26 March 2026, with judgment expected later in 2026. For a comparative lawyer the question is exactly the one India answered in Kesavananda: can the amending or overriding power be used to remove the rights it was created to qualify.
Judicial review of executive action is expanding in the unwritten constitution and contracting in the written one. In R (Miller) v The Prime Minister, [2019] UKSC 41, the United Kingdom Supreme Court held the advice to prorogue Parliament for five weeks unlawful, null and of no effect, deriving the limit from two principles it identified as fundamental, parliamentary sovereignty and the accountability of the executive to Parliament. In the United States, Trump v United States, 603 U.S. 593 (2024), recognised absolute immunity for a former President's exercise of core constitutional powers and presumptive immunity for other official acts, and Loper Bright Enterprises v Raimondo, decided on 28 June 2024, overruled Chevron and returned the interpretation of ambiguous statutes to the courts.
The Indian material for this part of the answer is the last two years. Mineral Area Development Authority v Steel Authority of India, decided on 25 July 2024 by nine judges, eight to one, held that royalty is not a tax and upheld the States' power to tax mineral rights and mineral bearing land under Entries 49 and 50 of List II, overruling India Cement Ltd v State of Tamil Nadu, (1990) 1 SCC 12. That is a fiscal federalism decision of the first order and it moves India's practice closer to the Canadian and Swiss position that the units must have an independent revenue base if the division of powers is to mean anything.
A fifth relevance point, and the one most often missed, is that a constitution's fundamental features determine who bears the cost of constitutional failure. In Switzerland the cost falls on the electorate, because there is no court to correct a federal statute. In the United Kingdom it falls on Parliament, because a declaration of incompatibility leaves the statute standing. In India it falls on the Supreme Court, because Article 32 makes it the guaranteed forum for every rights claim in a country of one point four billion people. The Indian design is the most generous in access and therefore the most exposed to delay, which is why the arrears of the Court are a constitutional and not merely an administrative problem.
Kesavananda Bharati v State of Kerala, (1973) 4 SCC 225. Swami Kesavananda Bharati, head of the Edneer Mutt in Kasaragod, challenged the Kerala Land Reforms (Amendment) Act, 1969, as an interference with the right of a religious denomination to administer its property under Article 26, and the case widened to take in the Twenty Fourth, Twenty Fifth and Twenty Ninth Amendments. Thirteen judges sat for sixty eight days, the largest bench ever constituted in India. By seven to six they upheld the Twenty Fourth Amendment and overruled I.C. Golaknath v State of Punjab, AIR 1967 SC 1643, and held that although Article 368 reaches every provision including Part III, a power to amend is not a power to abrogate, so no amendment may damage or destroy the basic structure. It is the feature that distinguishes the Indian Constitution from the other four in this question, and no foreign court in this comparison has claimed the same power.
R (Miller) v The Prime Minister, [2019] UKSC 41. In August 2019 the Prime Minister advised the Queen to prorogue Parliament for five weeks at a critical moment before the date set for withdrawal from the European Union. Eleven Justices held unanimously that the advice was justiciable and unlawful, because a prorogation is unlawful if it frustrates or prevents, without reasonable justification, the ability of Parliament to carry out its constitutional functions, and they declared the prorogation null and of no effect. The Court derived the limit from parliamentary sovereignty itself and from the accountability of the executive to Parliament. It is what a constitution without a written text and without a power to strike down statutes can nevertheless do, and it is the British entry in every row of this comparison.
Ford v Quebec (Attorney General), [1988] 2 SCR 712. Quebec's Charter of the French Language required public commercial signs to be in French only, and Quebec had also enacted a standard clause declaring all its statutes to operate notwithstanding the Canadian Charter. The Supreme Court of Canada held that section 33 imposes requirements of form alone, so a pre emptive and formulaic override is valid provided it identifies the provisions overridden; the omnibus override had however expired, and the sign law was struck down as an unjustified limit on freedom of expression under section 2(b), whereupon Quebec re enacted it with a fresh override. The case is why any comparison of these five constitutions must treat the Canadian override as a working feature, and its limits are now before the Supreme Court of Canada in the Bill 21 challenge argued from 23 to 26 March 2026.
Conclusion. The five constitutions answer the same four questions differently: how power is divided, how the executive is held to account, how rights are protected, and how the text may be changed. The United States chose rigidity and judicial supremacy, Switzerland chose direct democracy and no review of federal statutes, the United Kingdom chose parliamentary sovereignty softened by convention and by the interpretive technique of the Human Rights Act, Canada chose a strong centre with an express legislative override, and India chose a long written text with enforceable rights, a strong centre, and a judicially created limit on the amending power that none of the others possesses. Their relevance today is that each design is under pressure at precisely the point where it is least defended, which is why comparative constitutional law is a working discipline rather than a museum of documents.
Answer
For full marks, cover: the four systems on the mechanics of distribution, legislative lists against enumerated powers against administrative federalism; the case law the question expressly demands, which means at least two decisions from each of India, the United States and Germany; and the honest treatment of Ireland, which is not a federation at all.
Begin by saying what a federal distribution actually consists of, because the four systems distribute different things. Every federation must allocate three separate powers: the power to legislate, the power to execute or administer, and the power to raise and spend revenue. The United States and India allocate all three broadly together, so that whoever legislates also administers. Germany separates them deliberately and gives the Länder the execution of federal law. Ireland allocates none of them to any unit, because it has no units.
Ireland is not a federal state, and saying so is the answer, not an evasion. Article 15.2.1 of the Constitution of Ireland, 1937, vests the sole and exclusive power of making laws for the State in the Oireachtas. Article 6 declares that all powers of government derive under God from the people. Local government has constitutional recognition only since the Twentieth Amendment of 1999, which inserted Article 28A, and it is a guarantee that local authorities shall exist and be elected, not a distribution of sovereign competence. Ireland's contribution to comparative constitutional design lies elsewhere and is directly relevant to India: Article 45 states Directive Principles of Social Policy and provides that they shall be for the general guidance of the Oireachtas and shall not be cognisable by any court, which is the model the Indian framers took for Part IV and for Article 37.
The American method is enumeration of the federal power and a residue left with the States. Article I, section 8 lists the powers of Congress and ends with the necessary and proper clause; the Tenth Amendment reserves the rest to the States or to the people. There are no concurrent lists. The whole history of American federalism is therefore the history of what the enumerated powers, and particularly the commerce power, are held to include.
McCulloch v Maryland, 17 U.S. (4 Wheat.) 316 (1819), is the foundation. Maryland taxed the Baltimore branch of the Second Bank of the United States; the cashier McCulloch refused to pay. Marshall CJ held that Congress could incorporate a bank although no such power is enumerated, because the necessary and proper clause permits any appropriate means to a legitimate end, and that Maryland could not tax it, because the power to tax involves the power to destroy and a State may not destroy an instrument of the federal government. The case established both implied federal powers and federal immunity from State taxation.
Gibbons v Ogden, 22 U.S. (9 Wheat.) 1 (1824), settled what commerce means. New York had granted Livingston and Fulton a monopoly of steam navigation in its waters, and Ogden held a licence under it; Gibbons ran competing steamboats between New Jersey and New York under a federal coasting licence granted by the Act of 1793. Marshall CJ held that commerce comprehends navigation, that commerce among the several States does not stop at State boundaries but reaches into the interior, and that the federal licence prevailed over the State monopoly under the Supremacy Clause. Every later expansion of federal regulatory power in America is built on that definition.
The modern American limit is that the commerce power is not unlimited. United States v Lopez, 514 U.S. 549 (1995), struck down the Gun Free School Zones Act because possessing a gun near a school is not economic activity substantially affecting interstate commerce, the first such invalidation in nearly sixty years, and National Federation of Independent Business v Sebelius, 567 U.S. 519 (2012), held that the commerce power does not extend to compelling individuals to buy health insurance, although the mandate survived as a tax.
The German Basic Law of 23 May 1949 distributes legislative competence in Articles 70 to 74 and execution in Articles 83 to 85. Article 73 lists exclusive federal subjects, Article 74 concurrent subjects, and Article 70 leaves the residue with the Länder. What makes Germany distinctive is that under Article 83 the Länder execute federal statutes as a matter of their own concern. The Federation legislates; the Länder administer. This is why German federalism is described as administrative or executive federalism rather than legislative federalism.
The second distinctive feature is the Bundesrat. Its members are not elected by the people of the Länder but are members of the Land governments, and it has sixty nine votes distributed by population in blocks. Legislation affecting Land interests requires its consent, which converts the second chamber into a permanent negotiating forum between the two levels. The Federalism Reform of 2006 cut the proportion of consent requiring statutes precisely because that veto had produced deadlock whenever the two chambers were controlled by different coalitions.
The third feature is Article 79(3), the eternity clause. An amendment affecting the division of the Federation into Länder, the participation in principle of the Länder in legislation, or the principles laid down in Articles 1 and 20, is inadmissible. The Southwest State Case, decided by the Federal Constitutional Court in 1951, was the Court's first major judgment and established that the Basic Law is a unity whose provisions must be read together and that the constitutional order contains principles not subject to amendment. The parallel with Kesavananda is exact in result and opposite in method: the German limit is written, the Indian is judicial.
India's method is three exhaustive lists in the Seventh Schedule and a residue with the Union. As enacted in 1950 List I carried ninety seven entries, List II sixty six and List III forty seven; today the figures are about ninety eight, fifty nine and fifty two, the Forty Second Amendment of 1976 having moved education, forests, weights and measures and the protection of wild animals and birds from the State List to the Concurrent List. Article 246 gives Parliament overriding power in the concurrent field, Article 254 resolves repugnancy in favour of the Union subject to Presidential assent for a State law, and Article 248 with Entry 97 of List I gives the residue to Parliament, which is the Canadian and not the American choice.
State of West Bengal v Union of India, AIR 1963 SC 1241, is where the Court first said that the Indian Constitution is not federal in the classical sense. Parliament had enacted the Coal Bearing Areas (Acquisition and Development) Act, 1957, to acquire coal bearing land vested in a State; West Bengal sued under Article 131. The Court upheld the Act, holding that the States are not sovereign, that there is no dual citizenship or dual judiciary, and that the Constitution's federalism is a matter of degree.
S.R. Bommai v Union of India, (1994) 3 SCC 1, decided by nine judges, is the correction. After a series of dismissals of State governments under Article 356, the Court held that federalism is a basic feature of the Constitution, that a Presidential Proclamation is justiciable on the ground of mala fides or wholly extraneous material, that the only proper test of a government's majority is a floor test in the Assembly and not the Governor's subjective satisfaction, and that the Assembly may not be dissolved until both Houses of Parliament have approved the Proclamation. Article 356 has been used sparingly since.
Mineral Area Development Authority v Steel Authority of India, 25 July 2024, nine judges, eight to one, is the most important recent federalism decision. It held that royalty payable under the Mines and Minerals (Development and Regulation) Act, 1957, is not a tax but arises from the contractual conditions of the mining lease, and that the States' power to tax mineral rights and mineral bearing land under Entries 49 and 50 of List II is therefore not denuded by the central Act. It overruled India Cement Ltd v State of Tamil Nadu, (1990) 1 SCC 12, and restored a substantial independent revenue base to the mineral bearing States.
Two further Indian decisions belong in a full answer. Government of NCT of Delhi v Union of India, decided on 11 May 2023 by a Constitution Bench, held that the elected government of Delhi has legislative and executive control over services other than police, public order and land, on the reasoning that an elected government must control the officers who implement its decisions; Parliament then enacted the Government of National Capital Territory of Delhi (Amendment) Act, 2023, which is under challenge. And State of Tamil Nadu v Governor of Tamil Nadu, 8 April 2025, was displaced by the advisory opinion on the Presidential Reference of 20 November 2025, in which the Supreme Court held that no timelines may be judicially prescribed for the Governor or the President under Articles 200 and 201 and that the concept of deemed assent is alien to the Constitution, while a Governor may not sit on a Bill indefinitely.
| System | Method of distribution | Residue | Who administers | Court's role |
|---|---|---|---|---|
| United States | Enumeration of federal powers only | States, Tenth Amendment | Each level administers its own laws | Umpire, since McCulloch and Gibbons |
| Germany | Exclusive and concurrent lists, Articles 73 and 74 | Länder, Article 70 | Länder execute federal law, Article 83 | Constitutional Court, with Article 79(3) as a fixed limit |
| System | Method of distribution | Residue | Who administers | Court's role |
|---|---|---|---|---|
| India | Three lists in the Seventh Schedule | Union, Article 248 | Largely the States, under Article 256 direction | Umpire and guardian of federalism as a basic feature |
| Ireland | None, unitary State | Not applicable | Central government and statutory local authorities | No federal question arises |
S.R. Bommai v Union of India, (1994) 3 SCC 1. S.R. Bommai's Janata Dal government in Karnataka was dismissed under Article 356 in April 1989 after the Governor reported that nineteen legislators had withdrawn support, without allowing the Chief Minister to demonstrate his majority in the Assembly; the dismissals of three further governments after the demolition of the Babri Masjid in December 1992 were heard with the appeal. Nine judges held that federalism and secularism are basic features of the Constitution; that a Proclamation under Article 356 is justiciable and may be struck down if it rests on mala fides or wholly extraneous grounds; that the only permissible test of a government's majority is a floor test in the Assembly and not the Governor's subjective satisfaction; and that the Assembly may not be dissolved until both Houses of Parliament have approved the Proclamation. The number of Proclamations fell sharply after 1994, which is the practical measure of the decision and the strongest evidence that Indian federalism is judicially rather than textually protected.
Gibbons v Ogden, 22 U.S. (9 Wheat.) 1 (1824). New York granted Robert Livingston and Robert Fulton the exclusive right to navigate the State's waters by steam; Aaron Ogden held a licence under that monopoly for the ferry between Elizabethtown Point in New Jersey and New York City, and Thomas Gibbons ran competing steamboats on the same route under a licence issued under the federal Coasting Act of 1793. Ogden obtained an injunction in the New York courts and Gibbons brought a writ of error. Marshall CJ held that commerce is not traffic alone but intercourse, and comprehends navigation; that the power to regulate commerce among the several States does not stop at a State boundary but may be introduced into the interior, since among means intermingled with; and that the federal licence prevailed under the Supremacy Clause. Every later expansion of American federal regulatory power, from the Interstate Commerce Act of 1887 to Title II of the Civil Rights Act of 1964, rests on that definition, and India needed none of it because Entry 42 of List I and Articles 301 to 307 say it expressly.
Conclusion. The four systems distribute power by three different techniques and one absence. The United States enumerates the centre's powers and leaves the rest, so its constitutional history is a contest over the meaning of those enumerations, fought from Gibbons to Lopez. Germany divides legislation from execution and entrenches the federal principle beyond amendment in Article 79(3). India lists everything, gives the residue and the overriding power to the Union, and has relied on the Supreme Court to keep the balance, most recently in the mineral royalty decision of 25 July 2024. Ireland distributes nothing, and its place on this list is a reminder that the Directive Principles India took from it are themselves a distribution of constitutional responsibility, made between the courts and the legislature rather than between a centre and its units.
Answer
For full marks, cover: the three procedures accurately, article by article; the empirical record, because the question asks to what extent and numbers are the evidence; the judicially or textually imposed limits on the power; and an evaluation that says which design has actually balanced stability against change.
State the problem the amending clause solves. A constitution that cannot be changed is broken by revolution, and a constitution that can be changed like an ordinary statute is not a constitution at all. Every amending clause is therefore a deliberate setting on a dial between rigidity and flexibility, and the three systems in this question occupy three different points on it: the United States is rigid and rarely amended, India is flexible and frequently amended, Switzerland is formally rigid and frequently amended, which is the combination that most needs explaining.
Article V provides two ways to propose and two ways to ratify. An amendment may be proposed by a two thirds vote of both Houses of Congress, or by a convention called by Congress on the application of the legislatures of two thirds of the States. It is ratified by the legislatures of three quarters of the States, thirty eight of the fifty, or by conventions in three quarters of them, whichever mode Congress prescribes. Every one of the twenty seven amendments has been proposed by Congress; the convention route has never been used. The convention method of ratification has been used once, for the Twenty First Amendment of 1933 repealing prohibition, because the framers of that amendment did not trust State legislatures on the question.
Article V contains two express entrenchments. No State may be deprived of its equal suffrage in the Senate without its own consent, which is permanent, and the clauses protecting the slave trade and direct taxation were unamendable until 1808, which has spent itself. The Senate entrenchment is the only genuinely unamendable provision of the American Constitution and it is structural rather than rights based, which is the opposite emphasis to India's basic structure doctrine.
The record is the argument. Twenty seven amendments in two hundred and thirty seven years, and ten of those, the Bill of Rights, were ratified together on 15 December 1791 as the price of ratification of the original document. That leaves seventeen amendments in two hundred and thirty five years. The Twenty Seventh Amendment, restricting the operation of changes in congressional pay, was proposed in 1789 and ratified in 1992, two hundred and two years later, because Article V sets no time limit unless Congress imposes one. The Equal Rights Amendment, proposed in 1972 with a seven year deadline, has never been certified, and the dispute over late ratifications and rescissions is unresolved.
The consequence is that American constitutional change happens through the courts. Because Article V is effectively closed, the Supreme Court's reinterpretations do the work an amendment would do elsewhere. Brown v Board of Education, 347 U.S. 483 (1954), changed the meaning of the Equal Protection Clause without a word of the text changing. Obergefell v Hodges, 576 U.S. 644 (2015), read the Fourteenth Amendment to require the recognition of same sex marriage. Dobbs v Jackson Women's Health Organization, 597 U.S. 215 (2022), overruled Roe v Wade and returned abortion to the States. Each of these is a constitutional amendment in substance carried out by five or six votes on a bench of nine, which is a much lower threshold than Article V.
Article 368 prescribes a special majority: a majority of the total membership of each House and not less than two thirds of the members present and voting, in each House separately. For the entrenched matters listed in the proviso to Article 368(2), which include the election of the President, the extent of the executive power of the Union and the States, the High Courts, the Seventh Schedule, the representation of States in Parliament and Article 368 itself, ratification by the legislatures of not less than half the States is required in addition. A third category of provisions, including Articles 2, 3 and 4, the creation of Legislative Councils under Article 169 and the Fifth and Sixth Schedules, may be altered by a simple majority by force of those Articles themselves, and such alterations are not amendments for the purposes of Article 368.
No State ratification has ever failed, and no time limit is prescribed. The Constitution has been amended more than a hundred times since 1950, an average of more than one amendment a year, against the American rate of one every fourteen years. The reasons are structural: the ruling party at the centre has usually commanded the majority required, and Article 368 requires only half the States, not three quarters, and requires it only for the listed matters.
The judicial limit is what makes the Indian design distinctive. Shankari Prasad v Union of India, AIR 1951 SC 458, and Sajjan Singh v State of Rajasthan, AIR 1965 SC 845, held that Article 368 could reach the fundamental rights. I.C. Golaknath v State of Punjab, AIR 1967 SC 1643, reversed that by six to five and held that Parliament could not abridge Part III at all, which was too absolute to survive. Kesavananda Bharati v State of Kerala, (1973) 4 SCC 225, thirteen judges, seven to six, overruled Golaknath and put the doctrine in its lasting form: Article 368 confers a wide power to amend, but not a power to abrogate the basic structure. Sikri CJ's illustrative features were the supremacy of the Constitution, the republican and democratic form of government, the secular character of the Constitution, the separation of powers and the federal character of the Constitution.
The doctrine has been applied, not merely asserted, and the applications are what earn marks. Indira Nehru Gandhi v Raj Narain, 1975 Supp SCC 1, struck down clause 4 of the Thirty Ninth Amendment, which had placed the Prime Minister's election beyond challenge, because free and fair elections, judicial review and the rule of law are basic features. Minerva Mills v Union of India, (1980) 3 SCC 625, struck down sections 4 and 55 of the Forty Second Amendment, holding that the limited nature of the amending power and the harmony between Parts III and IV are themselves basic features. Kihoto Hollohan v Zachillhu, 1992 Supp (2) SCC 651, struck paragraph 7 of the Tenth Schedule for want of ratification under the proviso. I.R. Coelho v State of Tamil Nadu, (2007) 2 SCC 1, nine judges, held that laws placed in the Ninth Schedule after 24 April 1973 are open to review on basic structure and rights grounds. Supreme Court Advocates-on-Record Association v Union of India, (2015) 5 SCC 1, struck down the Ninety Ninth Amendment and the National Judicial Appointments Commission Act by four to one.
The Swiss procedure is set out in Articles 138 to 142 and Articles 192 to 195. A total revision may be demanded by a hundred thousand voters under Article 138, and if the people approve it both chambers of the Federal Assembly are re elected. A partial revision may be demanded by a hundred thousand voters within eighteen months under Article 139, either as a general proposal or as a specific draft; the Federal Assembly may declare an initiative invalid, in whole or in part, only for breach of the unity of form, the unity of subject matter, or the mandatory provisions of international law. Article 140 makes a referendum compulsory for every constitutional amendment, and Article 142 requires the double majority: a majority of those voting nationally and a majority of the cantons, with the six half cantons counting half a vote each.
That looks more rigid than Article V and produces the opposite result. The reason is that Article 139 gives the initiative to the electorate directly, so proposals do not have to pass through a legislature that has no incentive to reduce its own powers. Switzerland has voted on hundreds of constitutional proposals; the acceptance rate for popular initiatives is low, in the order of one in ten, but the counter proposals the Federal Assembly puts up in response frequently pass, so the initiative changes the constitution even when it is defeated.
The Swiss design also produces the sharpest conflict between direct democracy and international obligation. Initiatives such as the minaret ban of 2009 and the deportation initiative of 2010 were accepted despite serious doubts about their compatibility with the European Convention on Human Rights, and the mandatory provisions of international law are a narrow limit that catches only the ius cogens core. The tension became concrete in Verein KlimaSeniorinnen Schweiz v Switzerland, decided by the Grand Chamber of the European Court of Human Rights on 9 April 2024, which found Switzerland in violation of Article 8 for inadequate climate protection and drew a parliamentary response declining further measures. In a system where Article 190 bars the Federal Supreme Court from reviewing federal statutes, an external court is the only judicial check that exists.
| United States | India | Switzerland | |
|---|---|---|---|
| Who may propose | Congress, two thirds; or a convention on the application of two thirds of States | Only a member of Parliament, by Bill in either House | Any hundred thousand voters, or the Federal Assembly |
| Who ratifies | Three quarters of the States | Special majority in each House; half the States for entrenched matters | The people and the cantons, double majority |
| Referendum | None at federal level | None | Compulsory for every amendment |
| Express limits | Equal suffrage of States in the Senate | The proviso to Article 368(2) | Unity of form and subject, mandatory international law |
| Judicial limits | None on the amendment itself | Basic structure, since 1973 | None; Article 190 bars review of federal Acts |
| Amendments to date | Twenty seven | More than a hundred | Several hundred provisions revised since 1848 |
Kesavananda Bharati v State of Kerala, (1973) 4 SCC 225. Swami Kesavananda Bharati, head of the Edneer Mutt in Kasaragod, challenged the Kerala Land Reforms (Amendment) Act, 1969, as an interference with the right of a religious denomination to administer its property under Article 26, and the case grew to take in the Twenty Fourth, Twenty Fifth and Twenty Ninth Amendments. Thirteen judges sat for sixty eight days, the largest bench ever constituted. By seven to six they upheld the Twenty Fourth Amendment and overruled I.C. Golaknath v State of Punjab, AIR 1967 SC 1643, holding that Article 368 reaches every provision including Part III, and held in the same breath that a power to amend is not a power to abrogate, so no amendment may damage or destroy the basic structure. The extent to which the Indian procedure secures stability therefore has almost nothing to do with the majorities Article 368 requires.
Minerva Mills Ltd v Union of India, (1980) 3 SCC 625. Minerva Mills, a Bangalore textile undertaking, was nationalised under the Sick Textile Undertakings (Nationalisation) Act, 1974, which had been placed in the Ninth Schedule, and the challenge widened to sections 4 and 55 of the Forty Second Amendment. Section 55 declared that no amendment should be called in question in any court and that there should be no limitation whatever on the constituent power; section 4 gave every directive principle precedence over Articles 14 and 19. Five judges struck both down, holding that the limited nature of the amending power is itself a basic feature and that the harmony and balance between Parts III and IV is another. A clause abolishing all limits on the amending power was therefore itself beyond that power, which is the sharpest illustration available of how little a special majority guarantees.
Supreme Court Advocates-on-Record Association v Union of India, (2015) 5 SCC 1. The Ninety Ninth Amendment and the National Judicial Appointments Commission Act, 2014, replaced the collegium with a six member Commission comprising the Chief Justice, the two next senior judges, the Union Minister of Law and two eminent persons. Four judges to one struck both down. The operative defect was that under section 6(6), read with the amended Article 124A, any two members could veto a recommendation, so two non judicial votes could defeat three judicial ones and destroy the primacy the Court had held in 1993 to be part of the basic structure. Chelameswar J. dissented, holding that the opacity of the collegium was itself a threat to independence. The amendment had been passed by both Houses and ratified by sixteen State legislatures, and it fell to four votes, which is the plainest answer to the question how far a demanding amending procedure ensures anything.
Conclusion. Measured against the twin objects of stability and change, each design secures one and pays for it in the other. Article V gives the United States extreme stability of text and has driven all real constitutional change into the Supreme Court, where it is made by a bare majority of nine unelected judges and can be unmade the same way, as Dobbs showed in 2022. Article 368 gives India change in abundance and secured its stability only when the Court invented the basic structure limit in 1973, which is why the Indian answer to this question is that the amending procedure alone does not ensure stability and never did. The Swiss procedure is the only one of the three in which the people themselves both propose and ratify, so it delivers stability and change together, at the price that there is no court to stop a majority amending away a minority's rights, and no domestic remedy at all once the amendment is in the text.
Answer
For full marks, cover: organisation, powers and functions separately, because the question names three heads and an answer that blurs them loses the structure marks; appointment and tenure under organisation; the presence or absence of the power to invalidate a statute under powers; and a leading decision for each system.
India has a single integrated judiciary, which no other system in this question has. One hierarchy runs from the district courts through the High Courts to the Supreme Court, and it administers central and State law alike. Article 124 constitutes the Supreme Court, Article 214 a High Court for each State, and Article 227 gives every High Court superintendence over all courts within its jurisdiction. Judges of the Supreme Court hold office until sixty five, High Court judges until sixty two, and removal is by the process in Article 124(4), an address by each House supported by a special majority on proved misbehaviour or incapacity, which has never been completed against any judge.
Appointment in India is by collegium, and the collegium is a judicial creation. The text of Article 124(2) requires consultation with such judges as the President may deem necessary. S.P. Gupta v Union of India, 1981 Supp SCC 87, held that consultation did not mean concurrence. The Second Judges case, Supreme Court Advocates-on-Record Association v Union of India, (1993) 4 SCC 441, reversed that and gave the Chief Justice of India primacy; the Third Judges case, In re Special Reference No 1 of 1998, (1998) 7 SCC 739, fixed the composition of the collegium at the Chief Justice and four senior most judges. The Ninety Ninth Amendment replaced it with the National Judicial Appointments Commission and was struck down in Supreme Court Advocates-on-Record Association v Union of India, (2015) 5 SCC 1, by four to one, the decisive objection being that any two members of the six member Commission could veto a recommendation, which placed the primacy of the judiciary at the mercy of two non judicial votes.
The United States has a dual court system, which is the structural opposite of India's. Federal courts, created under Article III, run from the district courts through the courts of appeals to the Supreme Court and hear federal questions and diversity cases; each State has its own complete hierarchy administering its own law. Article III judges hold office during good behaviour, which is life tenure, and their salaries may not be diminished. They are nominated by the President and confirmed by the Senate, a wholly political process. There have been nine Justices since the Judiciary Act of 1869, a number fixed by ordinary statute and not by the Constitution, which is why proposals to enlarge the Court recur.
The United Kingdom separated its highest court from the legislature only in 2009. The Appellate Committee of the House of Lords was the final court until the Constitutional Reform Act 2005 created the Supreme Court of the United Kingdom, which opened on 1 October 2009. The same Act reformed the office of Lord Chancellor, removing the judicial and Speaker functions, and created the Judicial Appointments Commission, so that appointment moved from patronage to a statutory selection process. The Act also placed the existing constitutional principle of the rule of law on a statutory footing in section 1.
Switzerland's Federal Supreme Court at Lausanne sits above cantonal judiciaries and is the least powerful of the four. Its judges are elected by the United Federal Assembly for renewable terms of six years, and party affiliation is openly part of the selection, so the Swiss bench is politically representative by design rather than insulated from politics. There is no lifetime tenure and no security of re election, which is the sharpest contrast with the American model.
The decisive difference is whether the court may set aside a statute. India and the United States may; the United Kingdom may not; Switzerland may set aside cantonal but not federal legislation.
In India the power is textual and wide. Article 13(2) makes a law void to the extent that it takes away or abridges the fundamental rights; Article 32 gives the Supreme Court original writ jurisdiction and is itself a fundamental right; Articles 132, 133 and 134 provide appeals; Article 136 gives an unlimited discretionary power to grant special leave from any court or tribunal except a court martial; Article 143 gives an advisory jurisdiction; Article 141 makes the law declared binding on all courts; and Article 142 permits any order necessary for complete justice. In addition, and uniquely, the Indian Supreme Court reviews constitutional amendments, which follows from Kesavananda Bharati v State of Kerala, (1973) 4 SCC 225.
In the United States the power is not in the text at all. Marbury v Madison, 5 U.S. (1 Cranch) 137 (1803), derived it from the written and supreme character of the Constitution and from the judicial duty to decide cases: it is emphatically the province and duty of the judicial department to say what the law is. The Court's jurisdiction is limited by Article III to cases and controversies, so there are no advisory opinions, a rule settled when the Justices declined President Washington's questions in 1793, and the doctrines of standing, ripeness, mootness and political question follow from the same clause. Congress controls the appellate jurisdiction by the exceptions clause, as Ex parte McCardle, 74 U.S. 506 (1869), demonstrated.
In the United Kingdom the courts may not invalidate an Act of Parliament, and the Human Rights Act 1998 was drafted to preserve that. Section 3 requires legislation to be read compatibly with Convention rights so far as it is possible to do so; section 4 permits a declaration of incompatibility, which by section 4(6) does not affect the validity, continuing operation or enforcement of the provision; section 6 makes it unlawful for a public authority to act incompatibly. What British courts do instead is review executive action, and the reach of that review is the constitutional story of the last decade.
In Switzerland the bar is express. Article 190 provides that federal Acts and international law are binding on the Federal Supreme Court and the other judicial authorities. Federal statutes are therefore applied even if unconstitutional, though the Court construes them compatibly where it can, and cantonal enactments remain fully reviewable. The justification is the optional referendum in Article 141: fifty thousand voters or eight cantons may demand a popular vote on any federal statute, so the electorate performs the review.
Marbury v Madison (1803) for the United States. William Marbury was appointed a justice of the peace for the District of Columbia in the last hours of the Adams administration; his commission was signed and sealed but not delivered, and Madison, as Secretary of State, refused to deliver it. Marbury sought mandamus in the Supreme Court under section 13 of the Judiciary Act of 1789. Marshall CJ held that Marbury had a vested right and that mandamus was the correct remedy, but that section 13, in purporting to enlarge the Court's original jurisdiction beyond the list in Article III, was repugnant to the Constitution and void. The Court gained the power of judicial review by declining to exercise jurisdiction, which is why the decision has never been politically reversible.
Kesavananda Bharati (1973) for India. The head of the Edneer Mutt in Kerala challenged the Kerala Land Reforms Act and the Twenty Fourth, Twenty Fifth and Twenty Ninth Amendments. Thirteen judges, the largest bench ever constituted, held by seven to six that the power to amend does not include the power to destroy the Constitution's basic structure. The consequence, seen in Minerva Mills, in Indira Gandhi and in the National Judicial Appointments Commission case, is that the Indian judiciary polices not only ordinary legislation but the constituent power itself, which no other court in this question does.
R (Miller) v The Prime Minister, [2019] UKSC 41, for the United Kingdom. Eleven Justices held unanimously that the advice to prorogue Parliament for five weeks at a critical moment was justiciable and unlawful because it frustrated the constitutional functions of Parliament without reasonable justification, and that the prorogation was accordingly null and of no effect. The decision shows what a court without the power to strike down statutes can do: it cannot touch what Parliament enacts, but it can insist that Parliament be able to sit and enact. The earlier R (Miller) v Secretary of State for Exiting the European Union, [2017] UKSC 5, held that the prerogative could not be used to withdraw from the European Union because that would remove rights conferred by statute.
The Swiss illustration is Article 190 operating in practice, and the honest evaluation is that its check is external. Because a federal Act cannot be tested at Lausanne, the effective forum for a rights challenge to Swiss federal law has become the European Court of Human Rights at Strasbourg, which is what KlimaSeniorinnen on 9 April 2024 demonstrated. A domestic bar on constitutional review does not remove the review; it relocates it.
| India | United States | United Kingdom | Switzerland | |
|---|---|---|---|---|
| Structure | Single integrated hierarchy | Dual, federal and State | Unified since 2009, with devolved jurisdictions | Federal Supreme Court over cantonal courts |
| Appointment | Collegium, judicially created | President with Senate confirmation | Judicial Appointments Commission since 2005 | Elected by the Federal Assembly, party balanced |
| Tenure | To sixty five, removal by parliamentary address | During good behaviour, life | To seventy five, removal by address | Six year renewable terms |
| May strike down a statute | Yes, and amendments | Yes, since 1803 | No, only a declaration under section 4 | Cantonal only, Article 190 bars federal |
| India | United States | United Kingdom | Switzerland | |
|---|---|---|---|---|
| Advisory jurisdiction | Yes, Article 143 | No, cases and controversies only | No | No |
| Leading decision | Kesavananda Bharati (1973) | Marbury v Madison (1803) | Miller (No 2) (2019) | Article 190 and KlimaSeniorinnen (2024) |
R (Miller) v The Prime Minister, [2019] UKSC 41. In August 2019 the Prime Minister advised the Queen to prorogue Parliament for five weeks at a point when the date fixed for withdrawal from the European Union was five weeks away. Gina Miller challenged the advice in England and Joanna Cherry and others in Scotland. Eleven Justices held unanimously that the lawfulness of the advice was justiciable, since the courts have exercised supervisory jurisdiction over the lawfulness of prerogative acts for centuries; that the relevant limit was that a prorogation is unlawful if it has the effect of frustrating or preventing, without reasonable justification, the ability of Parliament to carry out its constitutional functions; and that this prorogation did so, was therefore unlawful, null and of no effect, and Parliament had never been prorogued. It is the strongest available demonstration of what a court that cannot invalidate a statute can nevertheless do about the executive.
Supreme Court Advocates-on-Record Association v Union of India, (2015) 5 SCC 1. The Ninety Ninth Amendment created a six member National Judicial Appointments Commission and the accompanying Act laid down its procedure. Four judges to one struck both down, holding that the primacy of the judiciary in appointments is part of the independence of the judiciary and therefore a basic feature, and that section 6(6) defeated it by allowing any two members to veto a recommendation. Khehar J. also held that the inclusion of the Union Minister of Law was inconsistent with the separation of powers in appointments. Chelameswar J. dissented, arguing that the collegium satisfies none of the standards of transparency the Court demands of other appointing bodies and that the amendment had been ratified by sixteen States. Set beside Miller, the pair frames the comparison this question asks for: the Indian court reviews the constituent power itself, and the British court reviews only the exercise of executive discretion.
Conclusion. The four judiciaries differ least in organisation and most in power. India has built the strongest court of the four, with writ jurisdiction as a fundamental right, an advisory jurisdiction, the plenary discretion of Article 136, the complete justice power of Article 142 and review of constitutional amendments; the United States has a court of comparable authority but confined to concrete cases and vulnerable to its own reversals; the United Kingdom has a court that cannot invalidate a statute and has therefore developed the review of executive action to a high degree; Switzerland has deliberately declined to give its court the power at all, and has found that the review it withheld is exercised in Strasbourg instead. The evaluation the question invites is that judicial power is not eliminated by constitutional design, only redistributed, and each of these four constitutions shows where it goes when it is denied its usual channel.
Answer
For full marks, cover: the question's own word, why, which asks for causes and not merely for a description of three schemes; the constitutional provisions in each system; a leading decision from each; and the way each system handles the two hardest cases, emergency and speech.
The three approaches, stated in one line each, so the reason for the difference can then be argued. The United States protects civil liberties by a short list of prohibitions on government, enforced by a court that may strike down any inconsistent law. India protects them by a long and detailed Part III with express limitation clauses, a guaranteed remedy in Article 32, and a court that may strike down even a constitutional amendment. The United Kingdom protects them by the ordinary law, by the courts' interpretive powers under the Human Rights Act 1998, and by Parliament, which retains the last word by design.
The American Bill of Rights is a reaction to a specific historical experience, and its drafting shows it. The original Constitution of 1787 contained no bill of rights, because the Federalists argued that a government of enumerated powers had no power to invade liberty. The first ten amendments were the price of ratification and were adopted on 15 December 1791. Their form is negative and absolute: Congress shall make no law respecting an establishment of religion, or abridging the freedom of speech; the right of the people to be secure in their persons, houses, papers and effects shall not be violated; no person shall be deprived of life, liberty or property without due process of law.
Because the text states no exceptions, the exceptions had to be judicially created, and that is the distinguishing feature of American civil liberties law. The First Amendment says no law, and yet obscenity, incitement, fighting words, true threats and defamation are unprotected, each by a doctrine the Court invented. Schenck v United States, 249 U.S. 47 (1919), gave the clear and present danger test; Brandenburg v Ohio, 395 U.S. 444 (1969), narrowed it to speech directed to inciting imminent lawless action and likely to produce it, which is a far more speech protective standard than any in Indian or English law. New York Times Co v Sullivan, 376 U.S. 254 (1964), required a public official suing for defamation to prove actual malice.
The Fourteenth Amendment of 1868 is what turned the Bill of Rights into a national code. As drafted, the first ten amendments bound only the federal government, as Barron v Baltimore, 32 U.S. 243 (1833), held. Incorporation through the Due Process Clause of the Fourteenth Amendment proceeded case by case over the twentieth century and is now nearly complete. The same clause carries the substantive due process line, which produced Griswold v Connecticut, 381 U.S. 479 (1965), Roe v Wade, 410 U.S. 113 (1973), and Obergefell v Hodges, 576 U.S. 644 (2015), and which Dobbs v Jackson Women's Health Organization, 597 U.S. 215 (2022), narrowed by holding that a right not deeply rooted in the nation's history and tradition is not protected.
The Indian framers had the American text in front of them and deliberately did not copy its form. Part III enumerates rights and then, in the same Article, states the grounds on which they may be restricted: Article 19(2) permits reasonable restrictions on speech in the interests of the sovereignty and integrity of India, the security of the State, friendly relations with foreign States, public order, decency or morality, or in relation to contempt of court, defamation or incitement to an offence. The framers preferred to write the limits down rather than leave them to judicial invention, and Article 19(2) itself was amended by the First Amendment in 1951 to add public order and to insert the word reasonable, after Romesh Thappar v State of Madras, AIR 1950 SC 124, had struck down a ban on the circulation of a journal because public order was not then a ground.
The second Indian choice was to guarantee the remedy, not only the right. Article 32 makes the right to move the Supreme Court for enforcement of Part III itself a fundamental right, which Dr Ambedkar called the very soul of the Constitution. No other constitution in this question does that. Article 226 gives High Courts a still wider writ power extending to any other purpose. The practical result is public interest litigation: after S.P. Gupta v Union of India, 1981 Supp SCC 87, standing was relaxed so that a stranger acting bona fide could move the Court on behalf of those unable to come themselves.
The Indian scheme's weakest moment, and its recovery, are the most examinable material here. A.K. Gopalan v State of Madras, AIR 1950 SC 27, read Articles 19, 21 and 22 as separate compartments and applied Article 21 to any procedure established by any law. ADM Jabalpur v Shivkant Shukla, (1976) 2 SCC 521, held during the Emergency that no person had locus standi to move for habeas corpus once Article 21's enforcement was suspended, H.R. Khanna J. dissenting alone and losing the Chief Justiceship for it. Maneka Gandhi v Union of India, (1978) 1 SCC 248, overruled the compartments approach and held that procedure under Article 21 must be right, just and fair, and Justice K.S. Puttaswamy v Union of India, (2017) 10 SCC 1, nine judges, expressly overruled ADM Jabalpur, recognised privacy as a fundamental right and adopted structured proportionality: a legitimate goal, a rational connection, necessity in the sense of the least restrictive alternative, and a balancing of benefit against harm.
Two decisions show the modern Indian standard at work. Shreya Singhal v Union of India, (2015) 5 SCC 1, struck down section 66A of the Information Technology Act, 2000, for vagueness and overbreadth, expressly adopting the American distinction between advocacy and incitement drawn in Brandenburg. Anuradha Bhasin v Union of India, (2020) 3 SCC 637, held that an indefinite suspension of internet services is impermissible, that every such order must be published and is subject to review, and that the freedom to carry on trade over the internet is protected by Article 19(1)(g).
The English tradition begins from the opposite end: liberty is what is left after the law has spoken. Dicey's account of the rule of law was that the general principles of the constitution are the result of judicial decisions determining the rights of private persons in particular cases, so that the right to personal liberty is the habeas corpus jurisdiction and not a declaration in a document. Entick v Carrington, (1765) 19 St Tr 1029, is the classic illustration: the King's messengers had ransacked Entick's house under a warrant from a Secretary of State, and Lord Camden CJ held the warrant unlawful because no statute or precedent authorised it, since if it is law it will be found in our books.
The Human Rights Act 1998 changed the technique and deliberately did not change the sovereignty. Section 3 requires primary legislation to be read and given effect compatibly with Convention rights so far as it is possible to do so, which is a strong interpretive power, as Ghaidan v Godin-Mendoza, [2004] UKHL 30, showed when the words as his or her wife or husband in the Rent Act 1977 were read to include a same sex partner. Section 4 permits a declaration of incompatibility, which by section 4(6) does not affect the validity of the provision. A v Secretary of State for the Home Department, [2004] UKHL 56, the Belmarsh case, is the leading illustration: eight of nine Law Lords held that the indefinite detention of foreign terrorist suspects under section 23 of the Anti-terrorism, Crime and Security Act 2001 was discriminatory and disproportionate, but the Committee could only declare the incompatibility, and Parliament then repealed the section and replaced it with control orders.
The three emergency positions are the cleanest test of the three designs. The United Kingdom answer, in Belmarsh, was that the court declares and Parliament decides, and Parliament in fact obeyed. The Indian answer, in ADM Jabalpur, was that the court could not act at all, which is precisely why Article 359 was amended by the Forty Fourth Amendment in 1978 so that Articles 20 and 21 can never be suspended, and why the ground of internal disturbance in Article 352 was replaced by armed rebellion. The American answer, in Korematsu v United States, 323 U.S. 214 (1944), was to uphold the internment of Japanese Americans, and the Court finally stated in Trump v Hawaii, 585 U.S. 667 (2018), that Korematsu was gravely wrong the day it was decided and has been overruled in the court of history.
| India | United States | United Kingdom | |
|---|---|---|---|
| Source | Part III of a written Constitution | First ten amendments plus the Fourteenth | Common law, statute, Human Rights Act 1998 |
| Form of the right | Enumerated with express limitation clauses | Absolute prohibitions, judicially qualified | Residual liberty plus Convention rights |
| India | United States | United Kingdom | |
|---|---|---|---|
| Remedy | Article 32, itself a fundamental right | Ordinary suit, subject to standing | Section 7 claim, damages under section 8 |
| Court's power | Strike down statutes and amendments | Strike down statutes | Declare incompatibility only |
| Standard of review | Reasonableness, and proportionality after Puttaswamy | Tiers of scrutiny, strict for suspect classes | Proportionality under the Convention |
| Emergency | Articles 352 to 360, Articles 20 and 21 never suspendable after 1978 | No emergency chapter, Korematsu repudiated | Derogation under Article 15 ECHR, Belmarsh |
Entick v Carrington, (1765) 19 St Tr 1029. Nathan Carrington and three other King's messengers, acting under a warrant issued by Lord Halifax, a Secretary of State, broke into the house of John Entick, a writer suspected of seditious libel, and spent four hours searching and carrying away his papers. Entick sued in trespass. Lord Camden CJ held the warrant unlawful and gave judgment for Entick, on the ground that no statute and no precedent authorised it: by the laws of England every invasion of private property, be it ever so minute, is a trespass, and if it is law it will be found in our books; if it is not to be found there, it is not law. The case is the foundation of English civil liberty and of the principle that the executive may do only what law permits, and it is the necessary starting point for any comparison with a system that protects liberty by written guarantees instead.
A v Secretary of State for the Home Department, [2004] UKHL 56. Section 23 of the Anti-terrorism, Crime and Security Act 2001 permitted the indefinite detention without trial of foreign nationals suspected of terrorism who could not be deported, and the United Kingdom derogated from Article 5 of the European Convention to enable it. Nine Law Lords sat and eight held the scheme incompatible with Articles 5 and 14: it was disproportionate, because it did not address the threat from British nationals, and discriminatory, because it applied only to foreigners. Lord Hoffmann added that the real threat to the life of the nation comes not from terrorism but from laws such as these. The House could only make a declaration of incompatibility under section 4 of the Human Rights Act 1998, which by section 4(6) left the section in force; Parliament repealed it the following year and substituted control orders. That sequence is the British answer to the question this paper asks, and it should be set against ADM Jabalpur v Shivkant Shukla, (1976) 2 SCC 521, where the Indian court could have acted and did not.
Shreya Singhal v Union of India, (2015) 5 SCC 1. Two young women in Palghar were arrested under section 66A of the Information Technology Act, 2000, one for asking on Facebook why Mumbai had been shut down for Bal Thackeray's funeral and the other for liking the post. The section punished sending by computer any information that was grossly offensive or of menacing character, or false information sent persistently to cause annoyance, inconvenience, danger, obstruction, insult, injury, enmity, hatred or ill will. Two judges struck it down entirely: the expressions were undefined and open ended, so the section was void for vagueness and had a chilling effect; and it caught advocacy and discussion as well as incitement, the Court adopting the distinction drawn in Brandenburg v Ohio, 395 U.S. 444 (1969), and holding that only incitement may be restricted under Article 19(2). It is the clearest demonstration that the difference between the Indian and American approaches to speech is textual rather than methodological.
Conclusion. The three approaches differ because each was designed against a different memory of how liberty had previously been lost. The Americans feared a distant central government and therefore wrote prohibitions and gave a court the power to enforce them without exception, leaving the exceptions to be built later. The Indians feared both an over mighty State and a socially unequal society, and therefore wrote the limits into the text, added directive obligations, and guaranteed the remedy itself, having learned in 1975 that a right without an unsuspendable remedy is worth nothing. The British had no single moment of rupture and therefore kept the ordinary law and parliamentary supremacy, adding in 1998 a mechanism that lets the courts speak without letting them decide. The honest evaluation is that all three converge in substance, through proportionality, and diverge sharply in who has the last word.
Answer
For full marks, cover: the textual difference, which is that India's affirmative action is written into the Constitution and America's is not; the beneficiary classes and how they are identified; the standard of review in each; the leading decisions in sequence; and the current position after Students for Fair Admissions in 2023 and Davinder Singh in 2024, because the law in both countries moved recently.
The first distinctive feature is that the Indian Constitution authorises affirmative action in terms, and the American Constitution does not. Article 15(4) permits special provision for socially and educationally backward classes and for the Scheduled Castes and Scheduled Tribes; Article 15(5) extends it to admissions in educational institutions including private unaided ones; Article 15(6) and Article 16(6) permit ten per cent for economically weaker sections; Article 16(4) permits reservation in appointments; Articles 16(4A) and 16(4B) permit reservation in promotion with consequential seniority and the carrying forward of backlog vacancies; Article 46 directs the State to promote the educational and economic interests of the weaker sections; Article 335 requires the claims of the Scheduled Castes and Tribes to be taken into consideration consistently with the maintenance of efficiency of administration; and Articles 330, 332 and 243D reserve seats in legislatures and panchayats.
The American Constitution, by contrast, contains one relevant sentence. No State shall deny to any person within its jurisdiction the equal protection of the laws. Affirmative action in the United States was never a constitutional command; it grew out of executive orders, beginning with President Kennedy's Executive Order 10925 in 1961, which first used the phrase, and Executive Order 11246 in 1965, and out of Title VI and Title VII of the Civil Rights Act of 1964. It has therefore always been vulnerable to the argument that a race conscious remedy is itself a racial classification.
The second distinctive feature is the ground of classification. India classifies by caste, tribe and social and educational backwardness, and after 2019 by economic criteria; the classes are identified by Commissions under Article 340 and are notified by Presidential order under Articles 341 and 342. The United States classifies by race, and race is a suspect classification attracting strict scrutiny, which requires a compelling governmental interest and narrow tailoring. That is the crucial doctrinal difference: in India a special provision for a backward class is a facet of equality under Article 14 read with Articles 15 and 16, not an exception to it, as State of Kerala v N.M. Thomas, (1976) 2 SCC 310, held; in America it is a departure from equality that must be justified.
State of Madras v Champakam Dorairajan, AIR 1951 SC 226, struck down a communal government order allotting seats in medical and engineering colleges by community, because Article 29(2) forbids denial of admission on grounds of religion, race, caste or language and there was then no Article 15(4). Parliament responded within months with the Constitution (First Amendment) Act, 1951, inserting Article 15(4). That sequence, decision followed immediately by amendment, is the pattern of the whole subject.
M.R. Balaji v State of Mysore, AIR 1963 SC 649, struck down a Mysore order reserving sixty eight per cent of seats, holding that reservation under Article 15(4) must be reasonable and should not ordinarily exceed fifty per cent, and that caste cannot be the sole test of backwardness. The fifty per cent ceiling entered Indian law here.
Indra Sawhney v Union of India, 1992 Supp (3) SCC 217, nine judges, is the central authority. The Court upheld the Mandal Commission's twenty seven per cent reservation for other backward classes in central services; held that the creamy layer among the backward classes must be excluded; confirmed the fifty per cent ceiling save in extraordinary situations; held that caste may be a starting point for identifying a backward class in Indian conditions; held that economic criteria alone cannot identify backwardness, which is why the separate ten per cent for economically weaker sections needed a constitutional amendment in 2019; and held that there could be no reservation in promotions, which Parliament reversed by inserting Article 16(4A) in 1995.
M. Nagaraj v Union of India, (2006) 8 SCC 212, upheld Articles 16(4A) and 16(4B) but subjected their exercise to three conditions: the State must collect quantifiable data showing the backwardness of the class, the inadequacy of its representation in the service, and the effect on the overall efficiency of administration. Jarnail Singh v Lachhmi Narain Gupta, (2018) 10 SCC 396, five judges, removed the requirement to prove the backwardness of the Scheduled Castes and Tribes, since their backwardness is presumed by their notification, but applied the creamy layer principle to them for the purposes of promotion.
Janhit Abhiyan v Union of India, decided on 7 November 2022, upheld the Constitution (One Hundred and Third Amendment) Act, 2019, and its ten per cent reservation for economically weaker sections by three to two, holding that reservation on economic criteria alone does not violate the basic structure and that the exclusion of the Scheduled Castes, Tribes and other backward classes from it does not either, since they are already provided for. The ceiling of fifty per cent was held not to be inviolable in relation to a separate class outside the existing reservations.
State of Punjab v Davinder Singh, decided on 1 August 2024, seven judges, six to one, is the most recent change and reverses a settled rule. The Court held that the Scheduled Castes are not a homogeneous class and that a State may sub classify within them to give preference to the more backward, overruling E.V. Chinnaiah v State of Andhra Pradesh, (2005) 1 SCC 394. Four of the seven judges went further and would apply the creamy layer principle to the Scheduled Castes and Tribes generally. The decision moves Indian affirmative action from group based entitlement towards differentiation within the group, which is exactly the direction the American debate has taken.
Regents of the University of California v Bakke, 438 U.S. 265 (1978), is the beginning. Allan Bakke, a white applicant, was twice rejected by the medical school at Davis, which set aside sixteen of a hundred places for minority applicants. The Court fractured. Powell J.'s controlling opinion held the set aside unconstitutional because a rigid quota is not narrowly tailored, but held that the educational benefits of a diverse student body are a compelling interest and that race may be one factor among many. That single opinion governed American university admissions for forty five years.
Grutter v Bollinger, 539 U.S. 306 (2003), upheld the University of Michigan Law School's individualised, holistic use of race, while Gratz v Bollinger, 539 U.S. 244 (2003), decided the same day, struck down the undergraduate scheme that awarded twenty points of a hundred and fifty automatically for minority status. O'Connor J. wrote in Grutter that the Court expected such preferences would no longer be necessary in twenty five years, which is the sentence that framed everything after it.
Students for Fair Admissions v President and Fellows of Harvard College, decided on 29 June 2023, ended it. The Court held that the race conscious admissions programmes of Harvard and the University of North Carolina violate the Equal Protection Clause of the Fourteenth Amendment, and Title VI in Harvard's case, because the interest in diversity is not sufficiently measurable to survive strict scrutiny, the programmes used race as a negative and involved racial stereotyping, and they had no logical end point. The majority reasoned that all racial classifications are equally suspect and that the same scrutiny applies whether the classification is said to benefit or to burden a racial minority. The Court left open that an applicant may discuss how race affected their life, provided the discussion is tied to a quality of character or unique ability.
| India | United States | |
|---|---|---|
| Constitutional basis | Express, Articles 15(4) to (6), 16(4) to (6), 46, 335, 330 to 342 | None; Equal Protection Clause plus executive orders and the Civil Rights Act 1964 |
| Nature | A facet of equality, N.M. Thomas (1976) | An exception to equality, strictly scrutinised |
| India | United States | |
|---|---|---|
| Beneficiaries | Scheduled Castes, Scheduled Tribes, other backward classes, economically weaker sections | Racial minorities, historically |
| Standard | Reasonableness, fifty per cent ceiling, creamy layer exclusion | Strict scrutiny, compelling interest and narrow tailoring |
| Quotas | Permitted, and are the ordinary form | Forbidden since Bakke (1978) |
| Reservation in promotions | Permitted with data, Articles 16(4A) and 16(4B) | Not a recognised category |
| Current position | Sub classification permitted, Davinder Singh, 1 August 2024 | Race conscious admissions ended, SFFA, 29 June 2023 |
The final distinctive feature is duration. Article 334 fixed a period for reserved legislative seats which has been extended by amendment every ten years since 1960 and now runs to 2030 by the One Hundred and Fourth Amendment of 2019, while the reservations in services and education have no sunset at all. American doctrine, by contrast, has always treated the temporariness of the remedy as a condition of its validity, which is why the absence of a logical end point was one of the three grounds on which the Harvard programme fell in 2023.
State of Madras v Champakam Dorairajan, AIR 1951 SC 226. A Communal Government Order in Madras distributed seats in the State's medical and engineering colleges among Brahmins, non Brahmin Hindus, Backward Hindus, Harijans, Anglo Indians and Indian Christians, and Muslims in fixed proportions. Champakam Dorairajan complained that as a Brahmin she would be refused a seat, and Srinivasan, who did apply, was refused although his marks exceeded those of successful candidates of other communities. Seven judges struck the order down: Article 29(2) forbids denial of admission to a State maintained institution on grounds only of religion, race, caste or language, and the directive principles, being expressly unenforceable under Article 37, cannot override a fundamental right. Parliament answered within months with the Constitution (First Amendment) Act, 1951, inserting Article 15(4). Indian affirmative action is constitutional text because a court first held that it was not.
Indra Sawhney v Union of India, 1992 Supp (3) SCC 217. An office memorandum of 13 August 1990 implemented the Mandal Commission's recommendation of twenty seven per cent reservation for socially and educationally backward classes in central services, and a memorandum of 1991 added ten per cent for the economically backward among other communities. Nine judges upheld the twenty seven per cent and struck down the ten per cent. They held that caste may be the starting point for identifying a backward class in Indian conditions, that the creamy layer within a backward class must be excluded, that reservations should not ordinarily exceed fifty per cent, that economic criteria alone cannot identify backwardness, and that Article 16(4) does not extend to promotions. Parliament reversed the last holding by inserting Article 16(4A) in 1995 and the fourth by the One Hundred and Third Amendment in 2019.
Students for Fair Admissions v President and Fellows of Harvard College, decided 29 June 2023. Students for Fair Admissions sued Harvard under Title VI of the Civil Rights Act of 1964 and the University of North Carolina under the Equal Protection Clause, contending that both used race in admissions in a way that penalised Asian American applicants. The Court held both programmes unlawful on three grounds: the educational benefits of diversity are not sufficiently measurable to satisfy strict scrutiny; race was used as a negative and involved racial stereotyping; and the programmes had no logical end point, contrary to the expectation in Grutter v Bollinger, 539 U.S. 306 (2003), that they would become unnecessary within twenty five years. Set against State of Punjab v Davinder Singh, decided 1 August 2024, the two decisions answer the same complaint in opposite directions within thirteen months.
Conclusion. The two systems are distinctive at every level. India wrote affirmative action into its Constitution as a component of equality, defined its beneficiaries by caste and social backwardness, permitted quotas, extended the principle into promotions and legislatures, and has been steadily refining who within a beneficiary class should get the benefit, most recently by permitting sub classification of the Scheduled Castes on 1 August 2024. The United States built affirmative action outside its Constitution, subjected it to the most demanding standard its law contains, forbade quotas from the outset, and on 29 June 2023 ended race conscious admissions altogether. The convergence worth noting is that both systems now ask the same question, which is whether the benefit is reaching the individuals who need it, and India's answer has been to divide the class more finely while America's has been to abandon the classification.
Answer
For full marks, cover: two of the four, at about twelve and a half marks each, which is between six and eight hundred words apiece and not a paragraph. A case note needs facts, the question the court had to decide, the holding, the reasoning and the consequence. All four are written out below so this volume is useful whichever two are chosen.
Facts. John Adams lost the presidential election of 1800 to Thomas Jefferson. In the last hours of his term the outgoing Federalist Congress passed the Judiciary Act of 1801 and the Organic Act for the District of Columbia, and Adams appointed a large number of judges and justices of the peace, the so called midnight appointments. William Marbury was appointed a justice of the peace for the District of Columbia. His commission was signed by the President and sealed by the Secretary of State, John Marshall, who was simultaneously about to become Chief Justice, but it was never delivered. Jefferson's Secretary of State, James Madison, refused to deliver it. Marbury applied directly to the Supreme Court for a writ of mandamus under section 13 of the Judiciary Act of 1789.
The three questions Marshall CJ framed. Has the applicant a right to the commission he demands? If he has a right, and that right has been violated, do the laws of his country afford him a remedy? If they do afford him a remedy, is it a mandamus issuing from this Court?
Holding on the first two. The appointment was complete when the commission was signed and sealed, delivery being a ministerial act, so Marbury had a vested legal right. The government of the United States has been emphatically termed a government of laws and not of men, and it will cease to deserve that description if the laws afford no remedy for the violation of a vested legal right. Mandamus was the appropriate remedy and Madison's refusal was unlawful.
Holding on the third, which is the reason the case matters. Section 13 of the Judiciary Act of 1789 purported to authorise the Supreme Court to issue writs of mandamus to persons holding office under the United States. Article III, section 2 gives the Supreme Court original jurisdiction only in cases affecting ambassadors, other public ministers and consuls, and those in which a State is a party, and appellate jurisdiction in all other cases. Section 13 therefore enlarged the original jurisdiction beyond the constitutional grant. A legislature cannot alter the Constitution by an ordinary Act; either the Constitution is superior and unchangeable by ordinary means, or it is on a level with ordinary legislation and alterable at pleasure. If the former, an Act repugnant to it is not law. It is emphatically the province and duty of the judicial department to say what the law is. Section 13 was accordingly void and the Court had no jurisdiction to grant Marbury his remedy.
Consequence and criticism. The decision established judicial review in the United States without conferring any benefit on the litigant and without ordering the Jefferson administration to do anything, which is why it could not be defied. The power was not used again to strike down a federal statute for fifty four years, and the next occasion was Dred Scott v Sandford in 1857. The standard criticism is that Marshall's reading of section 13 was strained and that he could have construed it compatibly with Article III and avoided the constitutional question, and that he sat in a case in which his own failure to deliver the commission was the cause of the dispute. The influence of the case is nevertheless global: the Indian Supreme Court relied on the same reasoning from a written and supreme constitution in A.K. Gopalan v State of Madras, AIR 1950 SC 27, and Article 13(2) of the Indian Constitution writes Marshall's conclusion into the text, which is the difference between the two systems.
Definition. The distinction is about the relationship between the executive and the legislature. In a parliamentary system the executive is drawn from and responsible to the legislature and holds office only so long as it retains the confidence of the popular chamber. In a presidential system the executive is separately constituted, holds office for a fixed term and cannot be removed by a legislative vote of no confidence.
The parliamentary model, in India and the United Kingdom. The head of State is nominal; Article 74(1) of the Indian Constitution provides that the President shall act in accordance with the advice of the Council of Ministers, and the Forty Second and Forty Fourth Amendments made that advice binding subject to one power of reconsideration. Shamsher Singh v State of Punjab, (1974) 2 SCC 831, seven judges, held that the President and the Governors exercise their formal constitutional powers only on and in accordance with such advice, and that the Indian system is the Cabinet system. The real executive is the Council of Ministers, which is collectively responsible to the House of the People under Article 75(3) and to the Legislative Assembly under Article 164(2). Ministers are ordinarily members of the legislature and must become members within six months under Article 75(5). The government's life is tied to the House: a defeated government must resign or seek a dissolution.
The presidential model, in the United States. Article II vests the executive power in a President elected for four years through the electoral college. He is not a member of Congress, no member of his Cabinet may sit in Congress, and Congress cannot remove him by a vote of no confidence. The checks are different in kind: the Senate confirms appointments and ratifies treaties by two thirds, Congress controls appropriations, and impeachment lies by a majority of the House and conviction by two thirds of the Senate for treason, bribery or other high crimes and misdemeanours. Three Presidents have been impeached and none convicted.
The comparison, on four heads. On stability, the presidential executive is more secure, because a fixed term cannot be cut short by a lost vote; the parliamentary executive is more responsive, because it must answer daily and can be removed at once. On accountability, the parliamentary system is continuous, through question hour, adjournment motions, the no confidence motion and the committee system, whereas the presidential system relies on periodic elections and congressional oversight. On deadlock, the presidential system is prone to divided government, in which the President and Congress belong to different parties and the machinery stalls, which cannot happen in a parliamentary system by definition. On the separation of powers, the presidential system separates personnel as well as functions, while the parliamentary system deliberately fuses them.
Why India chose the parliamentary form. Dr Ambedkar's answer in the Constituent Assembly was that a democratic executive must satisfy two conditions, stability and responsibility, that no system can secure both in equal degree, and that the American system gives more stability and the British more responsibility. The Assembly preferred responsibility, because a country as diverse as India needed a government answerable day to day rather than one that could ignore the legislature for four years, and because the British parliamentary form was the one Indians already knew from the Government of India Acts of 1919 and 1935.
Facts. Four cases from Kansas, South Carolina, Virginia and Delaware were consolidated. In the Kansas case Linda Brown, a black child in Topeka, was denied admission to the white school nearest her home and had to travel to a segregated black school. The plaintiffs did not argue that the black schools were physically inferior; the argument was that segregation itself denied equal protection.
The precedent that had to be displaced. Plessy v Ferguson, 163 U.S. 537 (1896), had upheld a Louisiana law requiring separate railway carriages, holding that a legal distinction between the races did not destroy legal equality so long as the facilities were equal, and Harlan J. dissented with the words our Constitution is colour blind. Separate but equal governed American public life for fifty eight years. Two cases had already narrowed it in higher education: Sweatt v Painter, 339 U.S. 629 (1950), on a hastily created black law school in Texas, and McLaurin v Oklahoma State Regents, 339 U.S. 637 (1950), on a black graduate student made to sit apart within a white university.
Holding. Warren CJ, for a unanimous Court, held that in the field of public education the doctrine of separate but equal has no place, that separate educational facilities are inherently unequal, and that the plaintiffs were therefore deprived of the equal protection of the laws. The reasoning did not rest on the framers' intentions in 1868, which the Court found inconclusive, but on the place of education in modern life and on the finding that separating children solely because of their race generates a feeling of inferiority as to their status in the community that may affect their hearts and minds in a way unlikely ever to be undone. On the same day, Bolling v Sharpe, 347 U.S. 497 (1954), reached the same result for the District of Columbia through the Due Process Clause of the Fifth Amendment, since the Equal Protection Clause binds only the States.
Consequence. Brown II, 349 U.S. 294 (1955), remitted the cases to the district courts with the direction that desegregation proceed with all deliberate speed, a formula that permitted a decade of delay and massive resistance. Cooper v Aaron, 358 U.S. 1 (1958), signed personally by all nine Justices after the Little Rock crisis, held that the Court's interpretation of the Constitution is the supreme law of the land and binds State officials. The decision is the foundation of the Civil Rights Act of 1964 and the Voting Rights Act of 1965. Its Indian counterpart in social effect is the abolition of untouchability by Article 17, which the Constitution achieved by text in 1950 rather than by litigation, and State of Karnataka v Appa Balu Ingale, 1995 Supp (4) SCC 469, where the Supreme Court expressly drew on Brown in construing Article 17 and the Protection of Civil Rights Act, 1955.
Definition. Constitutionalism is the doctrine that governmental power must be limited by law and exercised through defined procedures, so that the existence of a constitution is not enough: what matters is whether the constitution effectively restrains those who govern. Its classic formulation is Charles Howard McIlwain's, that constitutionalism is a legal limitation on government and the antithesis of arbitrary rule, and Carl Friedrich's, that it is an institutionalised system of effective, regularised restraints upon governmental action.
A constitution is not the same thing as constitutionalism. Every State has a constitution; not every State has constitutionalism. Giovanni Sartori's distinction between real, nominal and facade constitutions makes the point: a facade constitution states rights that are not enjoyed and limits that are not observed. The Constitution of the Union of Soviet Socialist Republics of 1936 guaranteed a long list of freedoms during the years of the purges. K.C. Wheare's test was whether government is conducted according to the constitution and subject to it.
The elements, as usually stated. A written or otherwise ascertainable constitution as the supreme law; the separation of powers, so that no organ combines the making, execution and adjudication of law; the rule of law, in Dicey's three senses of the absence of arbitrary power, equality before the law and a constitution that is the consequence of the rights of individuals; an independent judiciary with the power to enforce the limits; a bill of rights; free, fair and periodic elections; the accountability of government to the legislature and to the electorate; and, in a federation, the division of powers between two levels, each supreme in its own sphere.
Indian authority. The Supreme Court used the concept expressly in Rameshwar Prasad v Union of India, (2006) 2 SCC 1, on the dissolution of the Bihar Assembly, saying that the constitutionalism or constitutional system of government abhors absolutism, and that all the three organs derive their authority from the Constitution. I.R. Coelho v State of Tamil Nadu, (2007) 2 SCC 1, described the constitutional and legal limitations on power as the essence of constitutionalism, and said that the protection of fundamental rights is a limitation on the power of the State. The basic structure doctrine of Kesavananda Bharati v State of Kerala, (1973) 4 SCC 225, is the strongest expression of constitutionalism in Indian law, because it holds that even the constituent power is limited.
Comparative and contemporary application. In the United Kingdom, where there is no supreme written constitution, constitutionalism is maintained by convention and by judicial review of executive action, which is why R (Miller) v The Prime Minister, [2019] UKSC 41, mattered: the Court held that a five week prorogation frustrating parliamentary accountability was unlawful, deriving the limit from principle rather than text. In Switzerland the limit is popular rather than judicial, because Article 190 bars the Federal Supreme Court from reviewing federal statutes and the optional referendum in Article 141 takes its place. In Canada the tension is visible in section 33 of the Charter, which allows a legislature to override certain rights for five renewable years, and whose limits were argued before the Supreme Court of Canada in the Bill 21 challenge from 23 to 26 March 2026. The modern debate about constitutional erosion is precisely a debate about constitutionalism: it asks whether power is being concentrated behind formally valid constitutional amendments, which is why a doctrine that limits the amending power is the last defence a constitution has.
Plessy v Ferguson, 163 U.S. 537 (1896). Homer Plessy, who was seven eighths white and one eighth black, boarded a whites only carriage on the East Louisiana Railway in a test case arranged with the railway's knowledge, refused to move, and was arrested under the Separate Car Act of 1890. Eight judges to one upheld the statute, holding that a legal distinction between the races does not destroy legal equality, that the Fourteenth Amendment could not have been intended to abolish distinctions based on colour, and that if the separation stamped the coloured race with a badge of inferiority it was because that race chose to put that construction upon it. Harlan J. dissented alone: our Constitution is colour blind and neither knows nor tolerates classes among citizens. Separate but equal governed American public life for fifty eight years, and Brown is unintelligible without it.
Cooper v Aaron, 358 U.S. 1 (1958). The Little Rock school board adopted a plan of gradual desegregation, and Governor Faubus called out the Arkansas National Guard to stop nine black children entering Central High School; federal troops were eventually sent. The board then asked the courts to suspend its own plan for two and a half years because of the disorder. The Supreme Court refused, in an opinion signed individually by all nine Justices, holding that the constitutional rights of children are not to be sacrificed or yielded to violence and disorder, that Article VI makes the Constitution the supreme law of the land, and that the federal judiciary is supreme in the exposition of the law of the Constitution, so that Brown binds State officials and legislators. It answers the question a note on Brown must reach: what a court does when a State simply refuses to obey.
Conclusion. The four notes are connected, and saying so is worth a mark. Marbury created the instrument of constitutionalism in a system whose text did not provide one; Brown showed that the instrument can reverse the settled understanding of a whole society when it is used with unanimity and moral clarity; the choice between parliamentary and presidential democracy is a choice about which organ shall bear the burden of restraining the executive, the legislature continuously or the electorate periodically; and constitutionalism is the standard against which all three are measured, since a constitution that neither limits power nor supplies a means of enforcing the limit is a description of a government rather than a restraint upon it.
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This volume prints the 2025-26 Comparative Constitutional Law paper set by the University of Mumbai for LLM Group 1 Constitutional and Administrative Law, with a model answer to each of its 7 questions.
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