B.Com In Investment Management SEM II 2018 19 April 2018-19 INV. MGT INVESTMENT BANKING Question Paper - Mumbai University | munotes

Questions asked in this paper

• FIGURES TO THE RIGHT INDICATE FULL

1. Q1 An ------------------ is a financial institution that help to other companies in raising financial capital in the capital market
   • a) Investment Firms b) Investment Bank c) Commercial Bank d) None of the above
2. Q2 An investment banking provides ----------------------------services
   • a) Advisory b) political) c) valuation d) all the above
3. Q3 Growth assets are designed to
   • a) Investment b) follow on public offer c) both of the above d) none of the above
4. Q4 Alternative investment are generally invested in the
   • a) Debenture b) equity asset classes c) Shares d) None of the above
5. Q5 Securities and Exchange Board of India was nationalised in
6. Q6 -------------------- is a method of marketing securities
   • a) Offer for sale b) Private Placement c) Bonus issue d) all of the above the evaluating a business situation from all-aspects before making a
7. Q8 Systematic risk is also known risk
   • a) Market b) General risk c) both of the above d) none of the above
8. Q9 Follow on public offer is also. called as a
   • a) Primary offering b) negative offering c) Secondary Offering d) None of the above is anecessary steps for industry analysis
   • a) Review report b) Approach the correct industry c) recent development d) all of the above State whether the following statements are true or false (any7) 7
9. Q1 In-the early days of investment banking technical skill was not much important
10. Q2 Investment bank as financial consultants
11. Q3 that does not represent ownership in a company is a growth asset
12. Q4 There are two main types of follow-on public offers
13. Q5 Investment banks do not help for raising capital in the capital market through Issuing
14. Q6 Business due diligence make analysis of business plan
15. Q7 The public issues made by for the first time is called follow on public offering
16. Q8 The National Venture Capital Association (NVCA) is an organization composed of hundreds of venture capital firms that offer funding to innovative and entrepreneurial
17. Q9 ACBA facility can be applied in any public issues by using bank account
18. Q10 Industry analysis is used for analysing the past trends and future outlook of the industry
19. Q4 ANSWER THE FOLLOWING QUESTIONS
    • A. Explain the terms risk averse investor, risk tolerant investor, risk seeking investor and risk return
    • B. Explain various types of investment risk. 7
    • A. Explain the the procedure of ASBA (application supported by blocked amount) 8
    • B. Elaborate the term IPO (initial public offering) in detail? 7
20. Q2 Distinguish between investment and gambling
21. Q3 an investment banker
22. Q4 Follow on public offer
23. Q5 Merchant banker

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