B.Com In Investment Management SEM II 2017 2018 April 2018 INVESTMENT BANKING Question Paper - Mumbai University | munotes

Questions asked in this paper

• FIGURES TO THE RIGHT INDICATE FULL MARKS

1. Q1 an individual who works in a financial institution that is in the business primarily of raising capital for companies, governments and other entities
   • a) CEO b) CEO c) investment banker d) none of the above
2. Q2 general is a recreational activity than an activity to find an extra income
   • a)Gambling b)Investment c) Savings d) none of the above
3. Q3 Alternative investment and property are
   • a)Defensive asset b) Growth asset c) Fixed assed d) None of the above
4. Q4 An-------------------------- which helps organisation to raise capital?
   • a)Investment bank b) commercial bank c) venture capital firms d) All of the above
5. Q5 Market risk is also known as
   • a) systematic b) unsystematic c) both of the above d) none of the above
6. Q6 between risk return
   • a) positive b) negative c) no correlation d) none of the above
   • a) Risk premium b) market return c) zero return d) none of the above
7. Q8 An investment bank currently paying attention on
   • a) Digital technology b) financial technology c) Innovations d) All of the above
8. Q9 An industry analysis is an essential responsibility for of the above
9. Q10 To --------------------- iS not an investment banking activity
   • B) State whether the following statements are true or false (any seven). 07
10. Q1 the regulator of money market
11. Q2 Hybrids are a combination of active & passive strategies 3). Growth asset are designed to decrease investment
12. Q4 ~ Fundamental and Technical analysis helps in stock selection
13. Q5 Risk averse investors have more appetite to take risk
14. Q6 ~ Venture capitalist do not fund to risky ventures
15. Q7 Interest rate risk arises due to variability in political situation in a country
16. Q8 The industry analysis does not shed light on the economic health of the Company exchange board of India was nationalised in 1991
17. Q10 Portfolio management process is not an outgoing way of managing a client’s portfolio of assets
18. Q2 Answer the following questions
    • A) What is investment banking? Explain the importance of investment banking. 8
    • B) Explain the steps involved in portfolio management. 7
    • A) Distinguish between Investment and Gambling. 8
    • B) What is an asset class? Explain the types of assets classes. 7
19. Q3 Answer the following questions
    • A) Explain private placement method in detail. 8
    • B) What is an investment banker. Explain the role of investment banker. 7
    • A) Explain the features of venture capital? 8
    • B) What is due diligence? Explain due diligence process. 7
20. Q4 ANSWER THE FOLLOWING QUESTIONS
    • A. Explain the terms risk averse investor, risk tolerant investor, risk seeking investor and risk return
    • B. Explain various types of risk. 7
    • A. Explain the procedure of ASBA (application supported by blocked amount) 8
    • B. Elaborate the term IPO (initial public offering) in detail? 7
21. Q5 Answer the following questions
    • A) What are the steps of industry analysis? 8
    • B) Explain industry consolidation in detail. 7
22. Q5 Write short notes on (any three) 15 marks
    • A) Angel investors
    • B) Mutual Funds and its advantages
    • C)Distinguish between investment and speculation
    • D)Follow on public offer
    • E) Functions of a financial intermediary

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