Mumbai University Solved Question Papers
Constitutionalism Pluralism and Federalism
Previous Year Question Paper with Solution
LLM · Group 1 Constitutional and Administrative Law
2025-26 Examination
munotes.in
Mumbai
Mumbai University Solved Question Papers
Constitutionalism Pluralism and Federalism
Previous Year Question Paper with Solution
LLM · Group 1 Constitutional and Administrative Law
2025-26 Examination
munotes.in
Mumbai
First published on munotes.in on 12 August 2026.
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Model answers written and edited by the munotes.in editorial desk.
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The University does not publish an official answer key for this paper. The answers in this volume are model answers, written to show how a full-mark answer is built. They are a study aid, not an authority on what an examiner marked.
The question paper reproduced here is the paper as set by the University of Mumbai at the 2025-26 examination.
The answers in this volume state the law as it stands today, not as it stood when the paper was set, and in this subject five changes alter answers. Aligarh Muslim University v. Naresh Agarwal, 8 November 2024, overruled Azeez Basha on the minority character of an institution incorporated by statute. State of Punjab v. Davinder Singh, 1 August 2024, overruled E.V. Chinnaiah and permits sub-classification within the Scheduled Castes. Mineral Area Development Authority v. Steel Authority of India, 25 July 2024, overruled India Cement on the States' power to tax mineral rights. In Re Article 370, 11 December 2023, upheld the abrogation and the reorganisation, and the statehood it directed has still not been restored. And Uttarakhand's uniform civil code came into force on 27 January 2025, with Gujarat passing its own on 24 March 2026. Where an answer relies on any of these it gives the date.
The questions below are the paper as the University of Mumbai set it at the 2025-26 examination, in the order it was set.
MarksPage
The questions in this volume are the questions asked at the 2025-26 examination, reproduced as the University of Mumbai set them, in the order it set them. Nothing has been reworded, added or left out. Only the answers are ours. See the original question paper.
Duration 3 hours · Total marks 100 · 7 questions answered
How to use this volume
Solve the paper first, under exam conditions and against the clock. Then read the answers here and mark your own. Reading a solution before attempting the question feels productive and teaches very little, because recognising an answer is not the same as being able to write one.
Q.P. form 04605, sat 27 February 2026, FYLLM Sem I
any four of seven, 25 each · 100 Marks
Answer
For full marks, cover: the distinction between having a constitution and having constitutionalism, which is the whole point of the term; the features, listed and explained; then, as the stem demands, the Indian provisions and the Indian judicial interpretations separately, taking each feature in turn; the provisions and practices that work against constitutionalism, because an answer that only praises has not discussed; and a conclusion.
Every State has a constitution; not every State has constitutionalism. The distinction is the starting point and it should be made in the first two sentences. C. H. McIlwain put it that constitutionalism has one essential quality, a legal limitation on government, and is the antithesis of arbitrary rule. Carl Friedrich described it as the institutionalised system of effective, regularised restraints upon governmental action. A constitution which confers total power on one organ, or which can be set aside at will, is a constitution without constitutionalism, and the Soviet Constitution of 1936 is the standard example: a generous bill of rights alongside a system in which none of it was enforceable.
The Indian Supreme Court has adopted this distinction expressly. In Rameshwar Prasad v. Union of India, (2006) 2 SCC 1, the Court observed that constitutionalism envisages a polity governed by an overarching set of rules limiting the discretionary power of those who govern, and that the antithesis of constitutionalism is arbitrariness. In I.R. Coelho v. State of Tamil Nadu, (2007) 2 SCC 1, it said that constitutionalism is a legal principle requiring control over the exercise of governmental power to ensure that the democratic principle is not undermined, and that the principle of constitutionalism is now a legal principle which requires control over the exercise of governmental power.
Six features are conventionally listed and each has an Indian home.
A written constitution which is supreme, so that no organ may act outside it. Limited government, meaning that every power is a conferred power and may be exercised only for the purpose for which it was conferred. Separation of powers, so that no organ combines the making, the applying and the adjudicating of law. Rule of law, so that power is exercised by known rules and is answerable in an independent court. Guaranteed and enforceable fundamental rights, since a right without a remedy is a description of a policy. And accountability, through periodic free elections, a responsible executive, an independent audit and a free press.
Two further features are sometimes added and both matter in India. Federalism, because the vertical division of power is as much a limit on government as the horizontal one. And an entrenched amendment procedure, so that the limits cannot be removed by the ordinary majority they bind.
Supremacy and limited government. Article 13(1) and (2) void any law inconsistent with Part III. Article 245 subjects all legislative power to the Constitution. Articles 53, 73, 154 and 162 confer executive power in terms and therefore confine it.
Rights and remedies. Part III, and above all Article 32, which makes the right to move the Supreme Court itself a fundamental right; Ambedkar called it the very soul of the Constitution and the heart of it. Article 226 gives the High Courts a wider power. Articles 20 and 21 are non-derogable even during an emergency after the Forty-fourth Amendment, 1978, which was enacted precisely so that A.D.M. Jabalpur v. Shivakant Shukla, (1976) 2 SCC 521, could not be repeated.
Separation of powers and judicial independence. Article 50 directs separation of the judiciary from the executive; Articles 121 and 211 forbid discussion in the legislatures of the conduct of a judge; Articles 124 and 217 provide for appointment and for removal only by an address of both Houses supported by special majorities; salaries are charged on the Consolidated Fund and cannot be varied to a judge's disadvantage.
Accountability. Article 75(3) and Article 164(2) make the Council of Ministers collectively responsible to the popular house. Article 324 vests superintendence of elections in an independent Election Commission. Article 148 creates the Comptroller and Auditor General, whose reports go to the legislature under Articles 151 and 279. Articles 315 to 323 create the Public Service Commissions. Article 267 and Articles 266 and 114 require legislative authorisation for expenditure.
Entrenchment. Article 368 requires a special majority, and its proviso requires ratification by half the State legislatures for the federal provisions, which was enforced against Parliament in Union of India v. Rajendra N. Shah, (2021) SCC OnLine SC 474.
This is where the marks are, and each interpretation should be tied to the feature it protects.
Kesavananda Bharati v. State of Kerala, (1973) 4 SCC 225, protects entrenchment. Thirteen judges held by seven to six that the amending power under Article 368 does not extend to altering the basic structure, so that a two thirds majority cannot convert the Constitution into a different kind of document. It also struck down the second part of Article 31C, because a clause providing that a legislative declaration should not be questioned in any court removes judicial review.
Minerva Mills Ltd. v. Union of India, (1980) 3 SCC 625, protects limited government at its most abstract. Clauses (4) and (5) of Article 368, inserted by the Forty-second Amendment, declared that no amendment could be questioned and that there was no limitation on the amending power. Both were struck down: a limited power cannot be used to make itself unlimited, and the harmony between Parts III and IV is itself a basic feature.
Maneka Gandhi v. Union of India, (1978) 1 SCC 248, protects rights. The petitioner's passport was impounded "in the interests of the general public" with no reasons. Seven judges held that Articles 14, 19 and 21 are not mutually exclusive but form a single scheme, and that the procedure contemplated by Article 21 must be right, just and fair and not arbitrary, fanciful or oppressive. That decision converted a formal requirement of a statute into a substantive requirement of fairness, which is constitutionalism in operation.
S.R. Bommai v. Union of India, (1994) 3 SCC 1, protects federalism and accountability. Nine judges held that the President's satisfaction under Article 356 is justiciable, that a majority must be tested on the floor of the House, and that an Assembly may not be dissolved before Parliament approves the proclamation. The most centralising power in the Constitution was made a reviewable power.
L. Chandra Kumar v. Union of India, (1997) 3 SCC 261, protects the remedy. Seven judges held that the power of judicial review under Articles 32 and 226 is an integral and essential feature and part of the basic structure, and struck down Article 323A(2)(d) so far as it excluded the High Courts' jurisdiction over tribunals. I.R. Coelho closed the Ninth Schedule route, holding that laws placed there after 24 April 1973 may be tested against the basic structure.
Supreme Court Advocates-on-Record Association v. Union of India, (2016) 5 SCC 1, protects judicial independence, striking down the Ninety-ninth Amendment and the National Judicial Appointments Commission Act by four to one.
K.S. Puttaswamy v. Union of India, (2017) 10 SCC 1, protects the individual against the modern State, recognising privacy under Article 21, adopting a proportionality test of legitimate aim, rational connection, necessity and balance, and overruling ADM Jabalpur.
Four recent decisions show the principle applied to concrete abuses. Anuradha Bhasin v. Union of India, (2020) 3 SCC 637: an indefinite internet suspension is impermissible and every order must be published so that it can be challenged. Association for Democratic Reforms v. Union of India, decided 15 February 2024: the electoral bonds scheme violated the voter's right to information under Article 19(1)(a). In Re: Directions in the matter of demolition of structures, decided 13 November 2024: punitive demolition of an accused person's property is contrary to the rule of law and usurps the judicial function. And Madhyamam Broadcasting Ltd. v. Union of India, decided 5 April 2023: sealed cover procedure offends natural justice and open justice.
A discussion must include the counter-evidence, and five items belong in it.
Emergency powers. Articles 352, 356 and 360 permit the suspension of the federal structure and, under Article 359, of the enforcement of most fundamental rights. The Forty-fourth Amendment tightened the conditions and excluded Articles 20 and 21 from suspension, but the architecture remains.
Preventive detention. Article 22(3) removes the safeguards of clauses (1) and (2) from a preventive detainee, and Article 22(4) permits detention for up to three months without reference to an Advisory Board. India is unusual among constitutional democracies in authorising preventive detention in the constitutional text itself.
Ordinance government. Articles 123 and 213 permit legislation by the executive when the legislature is not in session. In D.C. Wadhwa v. State of Bihar, (1987) 1 SCC 378, the Court found that Bihar had promulgated 256 ordinances between 1967 and 1981, kept alive by mechanical re-promulgation for periods ranging from one year to fourteen, and held the practice a fraud on the Constitution. In Krishna Kumar Singh v. State of Bihar, (2017) 3 SCC 1, a seven judge Bench held that re-promulgation is a fraud on the Constitution and a subversion of democratic legislative processes, that the satisfaction of the President or Governor is subject to judicial review on the ground of mala fides or an absence of relevant material, and that an ordinance does not create enduring rights unless the legislature approves it.
The Money Bill route. A Bill certified by the Speaker as a Money Bill under Article 110 bypasses the Council of States. Its use for the Aadhaar Act, 2016, and for amendments to tribunal law was challenged, and in Rojer Mathew v. South Indian Bank Ltd., (2020) 6 SCC 1, a Constitution Bench doubted the majority reasoning in K.S. Puttaswamy (Aadhaar-5) v. Union of India, (2019) 1 SCC 1, and referred the scope of Article 110 to a larger Bench, where it remains pending.
Delay. A constitutional guarantee vindicated after ten years is a weak guarantee, and the Delhi services litigation, where the judgment of 11 May 2023 was reversed by statute within a week and the challenge to that statute is still pending before a Constitution Bench, is the clearest illustration.
Conclusion. Constitutionalism means limited government, and India possesses both the text and, for the most part, the practice. The text supplies supremacy in Articles 13 and 245, enforceable rights in Part III with Article 32 at their centre, judicial independence in Articles 50, 124 and 217, accountability in Articles 75(3), 148 and 324, and entrenchment in Article 368. The judicial interpretations supply what the text cannot: Kesavananda and Minerva Mills made the limits unamendable, Maneka Gandhi made procedure substantive, Bommai made the emergency power reviewable, L. Chandra Kumar and I.R. Coelho made the remedy itself part of the basic structure, and Puttaswamy supplied proportionality as the standard for every future limitation. Against that stand emergency powers, constitutional preventive detention, ordinance government which the Court had to condemn twice in thirty years, an unresolved question about the Money Bill route, and delay. The honest verdict is that India has constitutionalism because its courts have insisted on it, and that this is both the system's strength and its single point of failure.
Answer
For full marks, cover: what asymmetric federalism means and the vocabulary for it; then the three examples the stem names, taken in order and in detail, that is Delhi under Article 239AA, the Sixth Schedule councils, and the Article 371 series; then the argument that the arrangement suits India, and the arguments against it; and a conclusion which takes a position, since the stem is a quotation offered for discussion.
A federation is symmetric when every unit has the same relationship with the centre and the same powers. It is asymmetric when units differ, either in their powers or in their representation. The term was introduced by Charles Tarlton in 1965, distinguishing symmetry, where each unit is a miniature of the whole, from asymmetry, where units differ in their interests and their relation to the centre.
Two distinctions are needed. De facto asymmetry is difference in size, wealth or population, which every federation has: the United States has both California and Wyoming. De jure asymmetry is difference written into the constitution, and that is what the question is about. Second, asymmetry may be enlarging, giving a unit more autonomy than the norm, as with Nagaland, or diminishing, giving it less, as with Delhi, which is a Union territory with a legislature rather than a State.
The Indian design is what Alfred Stepan called a holding-together federation. The Union was not created by a compact between sovereign units; it was formed by reorganising a unitary colonial state and 562 princely states into units. Asymmetry is the price such a federation pays to keep very different units inside it, and India uses it more extensively than any other large federation.
Delhi is a Union territory, not a State, and the whole of its constitutional position flows from that. Article 239AA, inserted by the Constitution (Sixty-ninth Amendment) Act, 1991, on the recommendation of the Balakrishnan Committee, creates for the National Capital Territory a Legislative Assembly with power to make laws for the whole or any part of the Territory with respect to matters in the State List and the Concurrent List except entries 1, 2 and 18 of the State List, that is public order, police and land, and entries 64, 65 and 66 so far as they relate to those three. Article 239AA(4) provides a Council of Ministers to aid and advise the Lieutenant Governor, with a proviso allowing the Lieutenant Governor to refer a difference of opinion to the President.
The litigation has run in three stages and all three are needed. In Government of NCT of Delhi v. Union of India, (2018) 8 SCC 501, a Constitution Bench held that the Lieutenant Governor has no independent decision-making power and is bound by the aid and advice of the Council of Ministers except on the three excluded subjects; that the proviso must be used only in exceptional matters and not as a general rule; and that the ideas of collaborative federalism and constitutional trust govern the relationship.
On 11 May 2023 a Constitution Bench held that the Delhi government has legislative and executive power over "services", that is over the officers who staff its departments, other than in relation to police, public order and land. The reasoning went to the heart of responsible government: an elected government which cannot control the officers who implement its decisions is not answerable to the electorate in any real sense.
Within a week the Union promulgated an Ordinance, enacted as the Government of National Capital Territory of Delhi (Amendment) Act, 2023, which created a National Capital Civil Service Authority and restored control over services to the Union. The challenge to that Act was referred to a Constitution Bench and remains pending. Delhi is therefore the clearest illustration of diminishing asymmetry, and of the fact that in India asymmetry is a legislative gift and not an entrenched status.
The Sixth Schedule, framed under Article 244(2) and Article 275(1) on the recommendation of the Bordoloi Sub-Committee of the Constituent Assembly, provides for the administration of tribal areas in Assam, Meghalaya, Tripura and Mizoram. It is the most extensive grant of self-government in the Indian Constitution and it should be described precisely.
Autonomous District Councils and Regional Councils, of not more than thirty members, mostly elected, have power to make laws on the allotment, occupation and use of land other than reserved forest, the management of forests other than reserved forest, the use of any canal or watercourse for agriculture, shifting cultivation, the establishment of village or town committees, village police, public health and sanitation, inheritance of property, marriage and divorce, and social customs. Such laws require the Governor's assent.
They also have judicial powers, being able to constitute village councils and courts for the trial of suits and cases between parties all of whom belong to Scheduled Tribes, and the High Court's jurisdiction over such suits is as the Governor may specify. They may assess and collect land revenue and levy certain taxes, and they may regulate money-lending and trading by non-tribals. An Act of Parliament or of the State legislature does not apply to an autonomous district unless the Governor so directs, and the Governor may direct that it apply subject to exceptions and modifications.
The councils are real institutions and should be named: the Bodoland Territorial Council, the North Cachar Hills and Karbi Anglong councils in Assam, the Khasi Hills, Jaintia Hills and Garo Hills councils in Meghalaya, the Tripura Tribal Areas Autonomous District Council, and the Chakma, Lai and Mara councils in Mizoram. Ladakh has demanded inclusion in the Sixth Schedule since the reorganisation of 2019, which shows that the instrument is still regarded as the strongest available protection.
Articles 371 and 371A to 371J make special provision for eleven States and each should be identified, since the stem says "and other states".
Article 371 provides for development boards for Vidarbha, Marathwada and the rest of Maharashtra, and for Saurashtra, Kutch and the rest of Gujarat. Article 371A, for Nagaland, is the strongest provision of its kind: no Act of Parliament in respect of Naga religious or social practices, Naga customary law and procedure, the administration of civil and criminal justice involving decisions according to Naga customary law, or the ownership and transfer of land and its resources shall apply to Nagaland unless the Legislative Assembly of Nagaland by resolution so decides.
Article 371B provides for a committee of the Assam Assembly for the tribal areas. Article 371C provides for a committee of the Manipur Assembly for the hill areas. Articles 371D and 371E make provision for Andhra Pradesh and Telangana, including local cadres in public employment and an Administrative Tribunal. Article 371F, on Sikkim's accession in 1975, protects existing laws and provides for seats in the Assembly for different sections of the population. Article 371G, for Mizoram, mirrors Article 371A for Mizo religious and social practices, customary law and land. Article 371H gives the Governor of Arunachal Pradesh special responsibility for law and order. Article 371I relates to Goa's Assembly. Article 371J, inserted in 2012, provides for a development board and reservation in education and employment for the Hyderabad-Karnataka region.
Jammu and Kashmir was the largest instance and is no longer one. Article 370 made the application of the Constitution itself conditional, and it was ended on 5 and 6 August 2019, upheld in In Re: Article 370 of the Constitution, decided 11 December 2023. That episode is the strongest evidence in the discussion, on both sides.
The case in favour has four limbs. It reflects the facts. Nagaland's customary law, Delhi's status as the seat of the Union government and Ladakh's demography are genuinely different problems, and a uniform rule would answer none of them. It has kept units inside the Union. Article 371A and Article 371F are the constitutional expressions of the Sixteen Point Agreement of 1960 and of Sikkim's accession, and both settled conflicts that had no other solution. It protects the smallest minorities. The Sixth Schedule gives a tribal community legislative power over its own land and custom, which no bill of rights can achieve. And it is the alternative to secession, which the Constitution excludes and which Reference re Secession of Quebec, [1998] 2 SCR 217, shows international law also confines to colonial situations.
The case against has four limbs and must be given. It is not entrenched. Article 370 was extinguished by the machinery it had created, and Article 3 permitted a State to be converted into two Union territories; asymmetry in India rests on the Union's continuing consent. It can diminish as well as enlarge, and Delhi is governed by less power than a State enjoys, with even the 2023 judgment reversed by ordinary legislation within a week. It generates resentment and demands, since a special provision for one region invites a claim from the next: Ladakh's Sixth Schedule demand and the Gorkhaland and Bodoland movements are examples. And it complicates uniform administration, since a law of Parliament may apply in one State and not in another, and the two State uniform civil codes enacted in 2025 and 2026 both exempt Scheduled Tribes, which reproduces asymmetry inside a measure designed for uniformity.
This question prints an instruction to cite relevant case laws, and asymmetry has a small but pointed body of authority. Four decisions carry it.
P. Sambamurthy v. State of Andhra Pradesh, (1987) 1 SCC 362, is the most important and the one candidates almost always miss. Article 371D(5) empowered the State Government of Andhra Pradesh to modify or annul a final order of the Andhra Pradesh Administrative Tribunal. The Supreme Court struck down clause (5) and its proviso as unconstitutional, holding that a power in the executive to override a judicial determination destroys the rule of law and judicial review, which are part of the basic structure. The significance for this question is exact: an asymmetric special provision, written into the Constitution itself by amendment, was held to go too far. Asymmetry is permitted to depart from uniformity; it is not permitted to depart from the basic structure. The rest of Article 371D survives, which is also the point, because the Court cut out the offending clause rather than the arrangement.
Pu Myllai Hlychho v. State of Mizoram, (2005) 2 SCC 92, is the leading Sixth Schedule case. The Governor of Mizoram had nominated, and later terminated, members of the Mara Autonomous District Council under paragraph 2 of the Sixth Schedule, and it was argued that the Sixth Schedule is a constitution within the Constitution, so that the Governor acts in his own discretion and independently of his Council of Ministers. The Court examined the scope of the Governor's power and the position of nominated members who hold office during pleasure. The case is worth citing for two reasons: it shows that Sixth Schedule autonomy is administered through the Governor rather than won against him, and it shows a court policing the internal working of an autonomous council rather than treating the Schedule as a self-contained enclave beyond review.
Union of India v. Rajendra N. Shah, (2021) SCC OnLine SC 474, supplies the counterweight from the other direction. Part IXB of the Constitution, inserted by the Ninety-seventh Amendment to regulate cooperative societies, was struck down so far as it applied to societies within a State, because it dealt with a State List subject and had not been ratified by half the State legislatures as the proviso to Article 368(2) requires. A federal safeguard was enforced against Parliament, which is the strongest reply available to the objection that asymmetry in India is purely a matter of Union grace.
S.R. Bommai v. Union of India, (1994) 3 SCC 1, is the background against which all of this operates: nine judges held federalism a basic feature, made the President's satisfaction under Article 356 justiciable and required a floor test. Read together the four decisions state the position: asymmetry may be created and withdrawn by the political branches, its exercise is reviewable, and the one thing it may not do is breach the basic structure.
Conclusion. The proposition in the quotation is right and needs to be stated with a qualification. Asymmetry suits India because India is a holding-together federation of units that differ in kind and not merely in size, and because the alternative to differentiated autonomy in such a country is not uniformity but conflict. The Sixth Schedule and Article 371A are the best evidence: they have given communities of a few hundred thousand people real legislative power over land and custom, and they have held. The qualification is that Indian asymmetry is conferred rather than entrenched. Article 370 was ended by the power it contained, upheld in December 2023, with statehood still not restored; Delhi's autonomy over services was granted by a Constitution Bench in May 2023 and withdrawn by Parliament within a week. Asymmetry suits India, and it will continue to do so only for as long as the Union is willing that it should, which is the difference between an accommodation and a guarantee.
Answer
For full marks, cover: the term "compensatory discrimination" and where it comes from, since the paper has chosen it deliberately; the argument that it strengthens rather than dilutes equality, made from the constitutional text and from N.M. Thomas; the provisions; the leading cases worked out; the safeguards which are what make the scheme defensible; the criticisms answered; and a conclusion.
"Compensatory discrimination" is the phrase Marc Galanter used in Competing Equalities: Law and the Backward Classes in India (1984), and the paper's choice of it is deliberate. It captures something that "reservation" does not: the measure is a compensation for a disadvantage the State itself created or tolerated, and it discriminates in form in order to remedy discrimination in substance.
The argument that it strengthens equality rests on a single proposition: formal equality applied to unequal starting positions reproduces the inequality. If admission is by an examination for which one candidate has had a school with teachers and the other has not, then treating both by the same rule ratifies a difference the rule did not create. Equality of opportunity is meaningless unless the opportunity is real, and Article 16(1) uses that exact phrase.
State of Kerala v. N.M. Thomas, (1976) 2 SCC 310, is the decision that adopted this reasoning and it must be given with its facts. Members of the Scheduled Castes and Scheduled Tribes in the Kerala subordinate service were given a temporary exemption from passing a departmental test required for promotion, and the rule was challenged under Article 16(1). Upholding it, the Court held that Article 16(4) is not an exception to Article 16(1) but a facet of it, that Article 16(1) itself permits classification in favour of the disadvantaged, and that equality of opportunity for persons unequally situated can only mean the enlargement of opportunity for those at a disadvantage. After Thomas, compensatory discrimination is not a departure from equality that has to be excused; it is an application of equality that has to be justified on the evidence.
Article 15(4), inserted by the First Amendment, 1951, in answer to State of Madras v. Champakam Dorairajan, AIR 1951 SC 226, permits special provision for socially and educationally backward classes and for Scheduled Castes and Scheduled Tribes. Article 15(5), inserted by the Ninety-third Amendment, 2005, extends this to admission in private educational institutions, aided or unaided, other than minority institutions. Article 15(6) and Article 16(6), inserted by the One Hundred and Third Amendment, 2019, permit up to ten per cent for economically weaker sections.
Article 16(4) permits reservation in appointments for any backward class not adequately represented in the services. Article 16(4A), inserted by the Seventy-seventh Amendment, 1995, permits reservation in promotion with consequential seniority for Scheduled Castes and Scheduled Tribes, and Article 16(4B), by the Eighty-first Amendment, 2000, takes carry-forward vacancies out of the fifty per cent ceiling for the year in which they are filled.
Articles 330 and 332 reserve seats in the House of the People and the State Assemblies; Articles 243D and 243T do the same in panchayats and municipalities. Article 335 requires the claims of Scheduled Castes and Scheduled Tribes to be taken into consideration consistently with the maintenance of efficiency of administration. Articles 338, 338A and 338B create the three National Commissions, and Articles 340, 341 and 342 provide for the identification of backward classes and the Presidential lists. Article 46 in Part IV supplies the purpose: the State shall promote with special care the educational and economic interests of the weaker sections, and in particular of the Scheduled Castes and Scheduled Tribes, and protect them from social injustice and all forms of exploitation.
Indra Sawhney v. Union of India, 1992 Supp (3) SCC 217, is the framework. On the Mandal Commission's recommendation an office memorandum of 1990 reserved 27 per cent of central posts for Other Backward Classes, and a second added 10 per cent for the economically backward among the forward classes. Nine judges upheld the 27 per cent and struck down the 10 per cent, and laid down four propositions still in force: backwardness under Article 16(4) is social and educational, not merely economic; the creamy layer among a backward class must be excluded; reservation should not ordinarily exceed 50 per cent; and Article 16(4) does not extend to promotions. The Court also held that caste may be the starting point for identifying a class, since in India a caste is very often a social class.
M. Nagaraj v. Union of India, (2006) 8 SCC 212, upheld Articles 16(4A) and 16(4B) but conditioned their exercise on the State collecting quantifiable data on the backwardness of the class, the inadequacy of its representation in the cadre concerned, and the effect on administrative efficiency under Article 335. Jarnail Singh v. Lachhmi Narain Gupta, (2018) 10 SCC 396, removed the requirement of proving backwardness for Scheduled Castes and Scheduled Tribes, because their backwardness is constitutionally presumed by their listing under Articles 341 and 342, while retaining the creamy layer principle for them and the data requirement on representation.
State of Punjab v. Davinder Singh, decided 1 August 2024, is the most important recent development and any answer written from an older book is wrong. A seven judge Bench held by six to one that the Scheduled Castes are not a homogeneous class, that a Presidential list under Article 341 identifies castes for the purpose of the protection and does not fuse them into an indivisible unit, and that States may sub-classify within the Scheduled Castes to give preference to the most disadvantaged. It overruled E.V. Chinnaiah v. State of Andhra Pradesh, (2005) 1 SCC 394. Sub-classification must rest on quantifiable data of inadequate representation and the whole quota may not be reserved for one sub-group. Four judges further expressed the view that the creamy layer principle should be applied to Scheduled Castes and Scheduled Tribes.
Janhit Abhiyan v. Union of India, (2023) 5 SCC 1, upheld the ten per cent for economically weaker sections by three to two, holding that reservation on economic criteria alone does not violate the basic structure and that the fifty per cent ceiling is not inviolable; the minority held that excluding the poor among the Scheduled Castes, Scheduled Tribes and Other Backward Classes was itself discriminatory. Jaishri Laxmanrao Patil v. Chief Minister, (2021) 8 SCC 1, struck down the Maratha reservation for breaching the ceiling without extraordinary circumstances.
The strongest form of the argument in the question is not that compensatory discrimination is good but that it is disciplined, and four safeguards should be named.
The creamy layer, which prevents the benefit being captured by those in the group who no longer need it, and which is itself an application of the same equality principle within the group. The quantifiable data requirement from Nagaraj, repeated in Davinder Singh, which makes the measure evidence-based rather than assertive. The ceiling from Indra Sawhney, which keeps the exception from swallowing the rule, though Janhit Abhiyan has qualified it. And periodic review, which the Court has repeatedly required so that a measure justified by present conditions does not outlive them.
That it perpetuates caste consciousness. The answer is that caste consciousness is not created by the remedy, and that Sukanya Shantha v. Union of India, decided 3 October 2024, found caste segregation written into the prison manuals of several States, dividing labour and barracks by caste, which the Court struck down under Articles 14, 15, 17, 21 and 23. The disadvantage is present tense, and a remedy cannot be criticised for noticing what the State itself was still practising in 2024.
That it sacrifices merit and efficiency. Indra Sawhney and Article 335 both address this, and the Court has repeatedly held that merit is not the same as an examination score, since an examination measures preparation as much as ability. In B.K. Pavitra v. Union of India (II), (2019) 16 SCC 129, upholding a Karnataka statute on consequential seniority, the Court held that a benchmark of merit which ignores the social and structural inequalities of the starting line is not merit at all, and that the inclusion of disadvantaged groups in public service enhances the efficiency of administration by making it representative.
That the benefit is captured by a few families. This is the strongest criticism, and Davinder Singh is the answer the law has given: sub-classification exists precisely because a single quota shared equally between sub-groups of unequal condition is captured by the strongest of them.
That it has no end point. Articles 330 and 332 are time-limited and have been extended repeatedly, most recently by the One Hundred and Fourth Amendment, 2019, which extended reservation of seats to 2030 while discontinuing the nomination of Anglo-Indians. Reservation in services has no sunset clause, and the honest answer is that the end point must be the disappearance of the disadvantage, measured, and that the data requirement in Nagaraj is the only mechanism the law currently has for measuring it.
Conclusion. Compensatory discrimination strengthens equality because Indian equality is substantive and not formal. Article 14 forbids treating unequals as equals as much as it forbids treating equals as unequals, and N.M. Thomas settled that Article 16(4) is a facet of Article 16(1) and not a concession carved out of it. The scheme is not open-ended: it is bounded by the creamy layer, by the requirement of quantifiable data, by a ceiling and by the requirement of periodic review, and the courts have enforced each of those against the States, in Nagaraj, in Jaishri Laxmanrao Patil and again in Davinder Singh in August 2024. What that last decision adds is the point on which the whole argument turns: the purpose of the measure is to reach those actually disadvantaged, and where a uniform quota fails to reach them, equality requires the quota itself to be divided. A remedy which is willing to be corrected in that way is not an exception to equality; it is equality being administered.
Answer
For full marks, cover: the fact that the Universal Declaration contains no article on minorities at all, which is the single most important thing to know about this question and which most scripts get wrong; how minority protection nevertheless operates under it; how the gap was filled after 1948; then the Genocide Convention as protection of a different kind, that is protection of a group's physical existence; the definition and its limits, including the exclusion of political groups and of cultural genocide; the leading International Court decisions; India's position under both; and a comparison of what each instrument does and does not do.
A draft article on the rights of minorities was considered during the drafting and was left out of the final text. On the same day that it adopted the Declaration, 10 December 1948, the General Assembly adopted resolution 217C (III), "Fate of Minorities", which recorded that the United Nations could not remain indifferent to the fate of minorities, that it was difficult to adopt a uniform solution to this complex and delicate question with its special aspects in each State, and it referred the question to the Economic and Social Council and to the Sub-Commission on Prevention of Discrimination and Protection of Minorities for thorough study. The omission was deliberate and it must be stated at the outset, because an answer that invents a minorities article in the Declaration is wrong on its central fact.
Two reasons explain the omission. The inter-war minorities treaties under the League of Nations, imposed on the successor States of central and eastern Europe, had been discredited: they applied unequally, they were used by Germany as a pretext for intervention in Czechoslovakia and Poland, and they were felt to have entrenched difference rather than resolved it. And the immigrant States of the Americas resisted any provision which might oblige them to preserve the separate identity of settler communities.
Protection under the Declaration is indirect, through individual rights, and five articles do the work.
Article 2 is the foundation: everyone is entitled to all the rights declared without distinction of any kind, including race, colour, language, religion, national or social origin, or birth. Read with Article 7, which guarantees equality before the law and equal protection against any discrimination and against any incitement to discrimination, it covers the whole ground of formal equality.
Article 18 protects freedom of thought, conscience and religion, including freedom to change religion and to manifest it in teaching, practice, worship and observance, alone or in community with others. The words "in community with others" are the nearest the Declaration comes to a group right.
Article 26(3) gives parents a prior right to choose the kind of education given to their children, which is the provision under which minority schools are protected. Article 27 protects the right freely to participate in the cultural life of the community.
The mechanism is therefore this: a minority is protected as an aggregate of individuals each of whom holds a right to non-discrimination, to religion and to culture. That approach has a real strength and a real weakness. Its strength is universality: it protects a member of a minority who does not wish to be treated as one. Its weakness is that it cannot compel a State to take positive measures to preserve a group's language, script or institutions, because no such duty is owed to an individual.
Article 27 of the International Covenant on Civil and Political Rights, 1966, is the provision the Declaration lacks: in those States in which ethnic, religious or linguistic minorities exist, persons belonging to such minorities shall not be denied the right, in community with the other members of their group, to enjoy their own culture, to profess and practise their own religion, or to use their own language. The Human Rights Committee's General Comment No. 23 of 1994 is the authoritative gloss: the right is individual in form but its enjoyment depends on the group's ability to maintain its culture; the existence of a minority is a question of fact and does not depend on recognition by the State; and Article 27 may require positive measures of protection, including measures that legitimately differentiate, provided they are reasonable and objective.
The United Nations Declaration on the Rights of Persons Belonging to National or Ethnic, Religious and Linguistic Minorities, 1992, goes further, requiring States to protect the existence and the national, ethnic, cultural, religious and linguistic identity of minorities and to encourage conditions for its promotion. The Convention on the Elimination of All Forms of Racial Discrimination, 1965, and the Convention on the Rights of the Child, 1989, in its Article 30, add treaty obligations.
The Convention on the Prevention and Punishment of the Crime of Genocide was adopted on 9 December 1948 by resolution 260 (III), the day before the Declaration, and entered into force on 12 January 1951. It protects minorities in the most fundamental sense available, by protecting their physical existence as groups, and it is the only one of the two instruments in this question that speaks of groups directly.
Article I declares genocide, in peace or in war, a crime under international law which the parties undertake to prevent and to punish. Article II defines it as any of five acts committed with intent to destroy, in whole or in part, a national, ethnical, racial or religious group, as such: killing members of the group; causing serious bodily or mental harm; deliberately inflicting conditions of life calculated to bring about physical destruction in whole or in part; imposing measures intended to prevent births; and forcibly transferring children of the group to another group.
Article III makes punishable genocide, conspiracy, direct and public incitement, attempt and complicity. Article IV removes the immunity of rulers and officials. Article V obliges parties to enact implementing legislation. Article VI provides for trial by the courts of the territory or an international penal tribunal. Article VIII allows recourse to United Nations organs, and Article IX gives the International Court of Justice jurisdiction over disputes.
The protected groups are four and the list is exhaustive. Political groups and social classes were excluded during the drafting, largely at Soviet insistence and with support from several other States which feared that internal political repression would be internationalised. The consequence is that the destruction of a group defined by its politics is not genocide however systematic, and the exclusion is the most criticised feature of the Convention.
Cultural genocide was dropped. Lemkin's original conception included the destruction of a group's language, religion, institutions and monuments, and a draft article to that effect was rejected. The single survival of the idea is Article II(e), the forcible transfer of children of the group to another group, which is why that provision has been so important in the litigation about residential schools and about deported children. A State may therefore extinguish a minority's language, close its schools and demolish its shrines without committing genocide as the Convention defines it, and that is the gap the 1992 Declaration and Article 27 of the Covenant are meant to fill.
The mental element is the third practical limitation. Genocide requires a special intent, dolus specialis, to destroy the group as such, and it is very hard to prove; mass atrocity is therefore far more often prosecuted as a crime against humanity.
The advisory opinion on Reservations to the Convention on Genocide, 1951, held that the principles underlying the Convention are recognised by civilised nations as binding on States even without any conventional obligation, and introduced the test that a reservation must be compatible with the object and purpose of the treaty.
Bosnia and Herzegovina v. Serbia and Montenegro, 2007, held that the massacre at Srebrenica in July 1995 was genocide; that Serbia had not committed or been complicit in it; but that Serbia had violated its obligation to prevent genocide, because it was aware of the risk and had influence over the perpetrators and did not use it, and had failed to cooperate with the International Criminal Tribunal for the former Yugoslavia by not transferring Ratko Mladic. The duty to prevent is thus a duty of conduct, not of result, and it is engaged by capacity to influence.
Croatia v. Serbia, 2015, dismissed both claim and counter-claim for want of the special intent. The Gambia v. Myanmar, preliminary objections, 22 July 2022, held that any State party may invoke another's responsibility for breach of obligations erga omnes partes, without needing to show any special interest of its own, which greatly widens access to the Court. South Africa v. Israel, in orders of 26 January, 28 March and 24 May 2024, indicated provisional measures on the footing that the rights asserted were plausible.
On the criminal side, Prosecutor v. Akayesu, ICTR, 2 September 1998, was the first international conviction for genocide and held that rape and sexual violence may constitute genocide where committed with intent to destroy a group in whole or in part, since they cause serious bodily and mental harm and may prevent births. Article 6 of the Rome Statute of 1998 reproduces the Convention definition; India is not a party to the Rome Statute.
India voted for the Universal Declaration on 10 December 1948 and was represented on the drafting Commission by Hansa Mehta. It acceded to both Covenants on 10 April 1979, so Article 27 binds India, and Indian minority protection under Articles 29 and 30 goes considerably beyond what Article 27 requires, since it confers a positive right to establish and administer educational institutions and forbids discrimination in the grant of aid.
India signed the Genocide Convention on 29 November 1949 and ratified it on 27 August 1959, with a reservation to Article IX requiring its consent before any dispute is referred to the International Court of Justice. India has never enacted the implementing legislation Article V requires. There is no offence of genocide in the Indian Penal Code, 1860, or in the Bharatiya Nyaya Sanhita, 2023, in force from 1 July 2024. Mass killings directed at a group are prosecuted as murder, rioting, or under the Scheduled Castes and the Scheduled Tribes (Prevention of Atrocities) Act, 1989, none of which captures the intent to destroy a group as such. The Prevention of Communal and Targeted Violence (Access to Justice and Reparations) Bill, 2011, lapsed. Article 253 gives Parliament the power to close the gap and Article 51(c) a reason to.
An Indian examiner will expect the comparison brought home, and it can be done in three propositions.
On the Declaration's side, Indian law goes considerably beyond it. The Declaration protects a member of a minority only through individual rights, and cannot compel a State to take positive measures. Articles 29 and 30 of the Indian Constitution do exactly what the Declaration declined to do: Article 29(1) protects the right of any section of citizens with a distinct language, script or culture to conserve it, and Article 30(1) confers on religious and linguistic minorities a positive right to establish and administer educational institutions, with Article 30(2) forbidding discrimination against them in the grant of aid. In Ahmedabad St. Xavier's College Society v. State of Gujarat, (1974) 1 SCC 717, the Court held that regulation to secure educational standards is permissible but measures displacing management are not, and in Aligarh Muslim University v. Naresh Agarwal, decided 8 November 2024, seven judges held by four to three that incorporation by statute does not destroy minority character, overruling S. Azeez Basha v. Union of India, AIR 1968 SC 662. No provision of the Declaration could have produced either result, because neither is an individual right.
On the Convention's side, Indian law falls short of it. Article V obliges every party to enact implementing legislation, and India, having ratified on 27 August 1959, has never done so. Mass killing directed at a group is prosecuted as murder under the Bharatiya Nyaya Sanhita, 2023, as rioting, or under the Scheduled Castes and the Scheduled Tribes (Prevention of Atrocities) Act, 1989. None of those captures the element that defines genocide, the intent to destroy a group as such, so the gravity of the offence cannot be charged even where the facts would support it. The reservation to Article IX compounds the position by removing the only international forum in which India's compliance could be tested.
Between the two instruments sits the case that shows what each is for. In Bosnia and Herzegovina v. Serbia and Montenegro, 2007, the International Court held that Serbia had not itself committed the Srebrenica genocide but had violated its obligation to prevent it, because it knew of the serious risk and had influence over those about to commit it and did not use that influence. That is a duty of conduct owed by a State towards a minority in another State, and nothing in the Universal Declaration creates anything like it. The Declaration tells a State how to treat the people within its jurisdiction; the Convention tells every State in the world that a minority anywhere is its concern, which is what the Court meant in The Gambia v. Myanmar, 22 July 2022, by obligations erga omnes partes.
Conclusion. The two instruments protect minorities in different ways and neither is complete without the other. The Universal Declaration protects them indirectly and individually, through Articles 2, 7, 18, 26(3) and 27, having deliberately omitted any article on minorities and referred the question for study in resolution 217C (III) on the very day of its adoption; the gap was filled eighteen years later by Article 27 of the Covenant and, in 1992, by the Declaration on minorities. The Genocide Convention protects them directly but narrowly, guaranteeing the physical existence of four kinds of group while excluding political groups and, except for the forcible transfer of children, excluding cultural destruction altogether, and requiring a special intent that is rarely proved. Between them they leave a real space: a State may lawfully assimilate a minority out of existence without committing genocide, and the Declaration gives no group any right to resist it. For India the practical conclusions are two: Indian domestic law exceeds both instruments on minority education, in Articles 29 and 30, and falls short of the Genocide Convention on its most basic requirement, because after sixty seven years there is still no domestic offence of genocide.
Answer
For full marks, cover: the word "evolved" in the stem, which asks for the doctrine's development and not merely its statement; the origin of the test and the case that founded it in India; the seven propositions of Dalmia and the twin test; the four stages of development after it, namely arbitrariness, heightened scrutiny, manifest arbitrariness and proportionality; the shift from anti-classification to substantive equality; and a conclusion which says what the doctrine now is.
Article 14 has two limbs. "Equality before the law" is Dicey's and negative: no person is above the ordinary law. "Equal protection of the laws" is taken from the Fourteenth Amendment to the United States Constitution and is positive: the law shall operate alike on all persons in like circumstances, in the privileges conferred and the liabilities imposed. Classification lives in the second limb, because equal protection has never meant that one rule must govern everyone: a law on motor vehicles does not offend equality by leaving pedestrians alone.
The doctrine therefore exists to answer a single question: when is a distinction drawn by the law permissible? Without it Article 14 would either forbid all legislation, since every statute classifies, or forbid none.
State of West Bengal v. Anwar Ali Sarkar, AIR 1952 SC 75, founded the doctrine in India and must be given with its facts. Section 5(1) of the West Bengal Special Courts Act, 1950, permitted the State Government by notification to direct that any offences, classes of offences, cases or classes of cases be tried by a special court following a truncated procedure with no committal proceeding, no jury and a restricted right of appeal. Anwar Ali Sarkar was tried by such a court. The Supreme Court struck the provision down so far as it permitted the reference of individual cases, because the Act laid down no principle by which the State was to choose: its preamble spoke only of the need for "speedier trial", which states the object of the statute and not a basis for distinguishing between accused persons. A law which leaves the choice of who shall face a harsher procedure to unguided executive discretion offends Article 14 however even-handedly the executive in fact behaves.
Ram Krishna Dalmia v. Justice S.R. Tendolkar, AIR 1958 SC 538, restated the law in the seven propositions still cited. The operative ones are that a law may be constitutional though it applies to a single individual if he forms a class by himself; that there is a presumption of constitutionality and the burden lies on the person attacking the law; that the presumption may be rebutted by showing that no reasonable basis exists; that the court may take into account matters of common knowledge and the history of the times; and that good faith and knowledge of existing conditions are presumed on the part of the legislature.
The twin test, which is what all of this reduces to, has two limbs and both are necessary. There must be an intelligible differentia which distinguishes the persons or things grouped together from those left out; and that differentia must have a rational nexus with the object sought to be achieved by the statute.
Two applications show the test working in each direction. State of Jammu and Kashmir v. Triloki Nath Khosa, (1974) 1 SCC 19, upheld a rule confining promotion to degree-holding engineers and excluding diploma holders, holding that a class may be further classified on a ground relevant to the object. Subramanian Swamy v. Director, CBI, (2014) 8 SCC 682, struck down section 6A of the Delhi Special Police Establishment Act, which required prior approval of the Central Government before the Central Bureau of Investigation could investigate an officer of the rank of joint secretary and above for corruption, because rank has no rational relation to whether a corruption allegation should be investigated, and the provision defeated the object of the Prevention of Corruption Act by protecting those best placed to cause damage.
E.P. Royappa v. State of Tamil Nadu, (1974) 4 SCC 3, opened a second route. The Court held that equality is a dynamic concept which cannot be cribbed within traditional limits, that equality and arbitrariness are sworn enemies, and that where an act is arbitrary it is implicit that it is unequal. Maneka Gandhi v. Union of India, (1978) 1 SCC 248, confirmed that Article 14 strikes at arbitrariness in State action and that the principle of reasonableness pervades Article 14 like a brooding omnipresence. Ajay Hasia v. Khalid Mujib Sehravardi, (1981) 1 SCC 722, settled the relationship between the two routes: the doctrine of classification is merely a judicial formula for determining whether the action is arbitrary, and is not a substitute for the equality principle itself.
The practical difference between the two routes is that classification requires a comparator and arbitrariness does not. Where a law burdens a group and no similarly situated group can be pointed to, classification analysis stalls; the arbitrariness test still works. That is why the newer route has mattered most in cases about personal law, sexuality and dignity.
Anuj Garg v. Hotel Association of India, (2008) 3 SCC 1, is the point at which the presumption of constitutionality begins to weaken for particular kinds of classification. Section 30 of the Punjab Excise Act, 1914, prohibited the employment of women in any premises where liquor was consumed. Striking it down, the Court held that legislation resting on sex stereotypes must face strict scrutiny, that self-determination of gender is a fundamental right, and that protective discrimination which restricts a woman's autonomy in the name of her own safety is self-defeating; the State must show that no less restrictive alternative was available.
Navtej Singh Johar v. Union of India, (2018) 10 SCC 1, and Joseph Shine v. Union of India, (2018) 2 SCC 189, applied the same intensity to sexual orientation and to the marital status of women, reading Article 15's prohibited grounds purposively and treating a classification founded on a stereotype as suspect rather than presumptively valid.
Shayara Bano v. Union of India, (2017) 9 SCC 1, took the decisive step of applying arbitrariness to strike down legislation and not merely executive action. Two of the three judges in the majority held that talaq-e-biddat, recognised by section 2 of the Muslim Personal Law (Shariat) Application Act, 1937, permits the capricious and whimsical breaking of a marriage without any attempt at reconciliation and is therefore manifestly arbitrary and void under Article 14. The doctrine, as later formulated, catches a provision enacted without adequate determining principle, or which is excessive and disproportionate.
The criticism should be stated. Rajbala v. State of Haryana, (2016) 2 SCC 445, had said that a statute cannot be struck down as arbitrary and that substantive due process has no place in Indian constitutional law. Shayara Bano is inconsistent with that, and the objection is that "manifest arbitrariness" gives a court a standard with no fixed content. The answer is that the standard is not at large: it asks whether there is a determining principle behind the provision, which is the same question the nexus limb of the twin test asks, put without a comparator.
Where a fundamental right is limited, the modern standard is proportionality rather than reasonableness at large. Modern Dental College and Research Centre v. State of Madhya Pradesh, (2016) 7 SCC 353, adopted the four-part test, and K.S. Puttaswamy v. Union of India, (2017) 10 SCC 1, applied it: the measure must pursue a legitimate aim; there must be a rational connection between the measure and the aim; the measure must be necessary, in the sense that no less restrictive alternative would serve the aim as well; and there must be a balance between the extent of the interference and the object pursued.
Proportionality does not replace classification; it supplements it. A statute may pass the twin test and still fail on necessity, because the twin test asks only whether the distinction is rational and not whether the burden imposed is more than the object requires.
Running through the whole development is a change in what equality is taken to mean. State of Kerala v. N.M. Thomas, (1976) 2 SCC 310, held that Article 16(4) is a facet of Article 16(1) and not an exception, so that special provision for the disadvantaged is an application of equality rather than a departure from it. Lt. Col. Nitisha v. Union of India, (2021) 15 SCC 125, recognised indirect discrimination, holding that a facially neutral criterion, in that case evaluation benchmarks derived from standards applied to male officers years earlier, is unconstitutional if it produces disproportionate disadvantage for a protected group; the enquiry must examine effects and not only terms. State of Punjab v. Davinder Singh, decided 1 August 2024, held by six to one in a Bench of seven that the Scheduled Castes are not a homogeneous class and that States may sub-classify within them, overruling E.V. Chinnaiah v. State of Andhra Pradesh, (2005) 1 SCC 394. That decision is classification doctrine used for a purpose the 1952 Court never contemplated: not to test a distinction the State has drawn, but to require one it had failed to draw.
Conclusion. The doctrine of reasonable classification began in 1952 as a narrow instrument for testing whether a statutory distinction had a principle behind it, and the twin test of intelligible differentia and rational nexus, laid down in Anwar Ali Sarkar and codified in Dalmia, remains the working tool. It has since evolved in four directions. Royappa and Ajay Hasia added a direct test of arbitrariness which needs no comparator. Anuj Garg introduced heightened scrutiny where the classification rests on a stereotype. Shayara Bano extended arbitrariness to strike down legislation. And Puttaswamy supplied proportionality wherever a fundamental right is limited. Alongside those, the conception of equality itself moved from formal to substantive, so that after N.M. Thomas, Nitisha and Davinder Singh the doctrine now tests not only the distinctions the State draws but the distinctions it refuses to draw. The doctrine's protection of equality is therefore no longer merely a check on legislative caprice; it is the instrument by which Article 14 requires the State to notice difference where difference matters.
Answer
The paper asks for any two and each is worth 12.5 marks, so about twenty minutes each. All three are written out below because the choice differs from candidate to candidate. Note (c) is the one most likely to be avoided and is the easiest to score on, because it has a small and definite body of material.
Article 44 provides that the State shall endeavour to secure for the citizens a uniform civil code throughout the territory of India. It appears in Part IV, so by Article 37 it is not enforceable by any court, while being fundamental in the governance of the country and a duty of the State to apply in making laws. The verb is "endeavour", which is weaker than the mandatory language of Articles 39A, 45 and 47, and the object is the civil code: criminal law, contract, evidence, transfer of property and procedure are already uniform.
The field is marriage, divorce, maintenance, guardianship, adoption, succession and inheritance, governed at present by the four Hindu Code Acts of 1955 and 1956 for Hindus, Buddhists, Jains and Sikhs; by uncodified law applied through the Muslim Personal Law (Shariat) Application Act, 1937, with the Dissolution of Muslim Marriages Act, 1939, and the Muslim Women (Protection of Rights on Divorce) Act, 1986; by the Indian Christian Marriage Act, 1872, and the Divorce Act, 1869; and by the Parsi Marriage and Divorce Act, 1936. The Special Marriage Act, 1954, offers a secular option to anyone. Goa alone has had a common civil code since the Portuguese Civil Code of 1867 was continued after 1961.
In the Constituent Assembly on 23 November 1948, Mohamad Ismail Sahib moved to guarantee the right to follow personal law, K. M. Munshi answered that the argument would prevent all reform, and Ambedkar made two points that decide the modern debate: that India already had a uniform code in every field but marriage and succession, and that Article 44 is only an enabling provision and Parliament might well begin by making a code purely voluntary in its application.
The judicial history divides in three. Exhortation: Mohd. Ahmed Khan v. Shah Bano Begum, (1985) 2 SCC 556, holding section 125 of the Code of Criminal Procedure a secular provision cutting across personal law, with Chandrachud CJ's remark that Article 44 has remained a dead letter; Sarla Mudgal v. Union of India, (1995) 3 SCC 635; John Vallamattom v. Union of India, (2003) 6 SCC 611; and Jose Paulo Coutinho v. Maria Luiza Valentina Pereira, (2019) 20 SCC 190, describing Goa as a shining example. Restraint: Pannalal Bansilal Pitti v. State of Andhra Pradesh, (1996) 2 SCC 498, that a uniform law though desirable may be counter-productive to the unity and integrity of the nation; and Ahmedabad Women Action Group v. Union of India, (1997) 3 SCC 573, that personal law raises issues of State policy. Reform by statute: Danial Latifi v. Union of India, (2001) 7 SCC 740; Shayara Bano v. Union of India, (2017) 9 SCC 1; and Mohd. Abdul Samad v. State of Telangana, decided 10 July 2024.
The obstacle to any judicial route is State of Bombay v. Narasu Appa Mali, AIR 1952 Bom 84, holding uncodified personal law not to be "law in force" under Article 13; doubted by Chandrachud J. in Indian Young Lawyers Association v. State of Kerala, (2019) 11 SCC 1, but not overruled.
Two developments must appear in a current answer. The Uniform Civil Code of Uttarakhand Act, 2024 came into force on 27 January 2025, with an amending ordinance in January 2026; Gujarat passed its own code on 24 March 2026. Both prohibit polygamy, require registration of marriage, divorce and live-in relationships, and exempt Scheduled Tribes. Challenges are pending, including on the privacy ground recognised in K.S. Puttaswamy v. Union of India, (2017) 10 SCC 1. Entry 5 of the Concurrent List supplies State competence, but a code enacted State by State is not uniform throughout the territory of India, which is what Article 44 asks for.
Article 19(1)(a) guarantees to all citizens the right to freedom of speech and expression, and Article 19(2) permits the State to impose reasonable restrictions on eight grounds: the sovereignty and integrity of India, the security of the State, friendly relations with foreign States, public order, decency or morality, contempt of court, defamation, and incitement to an offence. Sovereignty and integrity was added by the Sixteenth Amendment, 1963; public order, friendly relations and incitement, together with the word "reasonable", were added by the First Amendment, 1951, in answer to Romesh Thappar v. State of Madras, AIR 1950 SC 124, and Brij Bhushan v. State of Delhi, AIR 1950 SC 129.
The right is wider than speech and the decisions should be named. It includes the freedom of the press, which has no separate provision, on the authority of Romesh Thappar, Sakal Papers (P) Ltd. v. Union of India, AIR 1962 SC 305, and Bennett Coleman & Co. v. Union of India, (1972) 2 SCC 788, which held the freedom to be both quantitative and qualitative. It includes the right to receive information, from Secretary, Ministry of Information and Broadcasting v. Cricket Association of Bengal, (1995) 2 SCC 161, which also held that airwaves are public property. It includes the right to know about candidates, from Union of India v. Association for Democratic Reforms, (2002) 5 SCC 294, and the right to silence, from Bijoe Emmanuel v. State of Kerala, (1987) 3 SCC 615. It includes commercial speech, from Tata Press Ltd. v. Mahanagar Telephone Nigam Ltd., (1995) 5 SCC 139.
The tests for a restriction are three. The proximity test: in Superintendent, Central Prison, Fatehgarh v. Ram Manohar Lohia, AIR 1960 SC 633, the connection between the expression and public order must be proximate and not remote or far-fetched. The incitement test: in S. Rangarajan v. P. Jagjivan Ram, (1989) 2 SCC 574, the expression must be like a spark in a powder keg, and the State cannot plead its own inability to keep order; and in Shreya Singhal v. Union of India, (2015) 5 SCC 1, striking down section 66A of the Information Technology Act, 2000, discussion and advocacy are protected however unpopular, and only incitement may be restricted. And proportionality, after K.S. Puttaswamy v. Union of India, (2017) 10 SCC 1, applied to internet shutdowns in Anuradha Bhasin v. Union of India, (2020) 3 SCC 637, which held indefinite suspension impermissible and required every order to be published and periodically reviewed.
Three recent decisions define the present position. Kaushal Kishor v. State of Uttar Pradesh, (2023) 4 SCC 1, held by four to one that the grounds in Article 19(2) are exhaustive and no additional restriction may be imposed, and that Articles 19 and 21 may be enforced against persons other than the State. Kunal Kamra v. Union of India, decided by the Bombay High Court on 26 September 2024, struck down the Fact Check Unit created by the Information Technology Amendment Rules, 2023, as violating Articles 14, 19(1)(a) and 19(1)(g), the Supreme Court agreeing in March 2026 to examine the appeal. And Imran Pratapgadhi v. State of Gujarat, decided 28 March 2025, quashed a first information report over a video carrying an Urdu poem, holding that poetry, drama, satire and art are part of a dignified life, that expression cannot be curtailed because a section of the public is uncomfortable, and directing that where a speech offence carries three to seven years the police must conduct a preliminary inquiry before registering a first information report.
The standing limitations should be named: criminal defamation, upheld in Subramanian Swamy v. Union of India, (2016) 7 SCC 221; sedition under section 124A of the Indian Penal Code, kept in abeyance by the order in S.G. Vombatkere v. Union of India of 11 May 2022 and reappearing as section 152 of the Bharatiya Nyaya Sanhita, 2023; and the practical burden of defending a prosecution, which operates as a restraint whatever the doctrine says.
The doctrine holds that certain matters fall within the reserved domain of a State and are therefore not subject to international regulation or to intervention by an international organisation. It is the corollary of sovereign equality and of the principle of non-intervention.
Its treaty home is Article 2(7) of the Charter of the United Nations: nothing contained in the Charter shall authorise the United Nations to intervene in matters which are essentially within the domestic jurisdiction of any State, or require the Members to submit such matters to settlement under the Charter, but this principle shall not prejudice the application of enforcement measures under Chapter VII.
Three features of that text repay attention. The word is "essentially" and not "solely", which is a deliberate change from the League. The prohibition is on intervention by the Organisation, and it does not by itself bar a State from raising a matter. And the Chapter VII exception means that once the Security Council determines the existence of a threat to the peace under Article 39, domestic jurisdiction ceases to be an answer.
Its predecessor was Article 15(8) of the Covenant of the League of Nations, under which, if a dispute was found to arise out of a matter solely within the domestic jurisdiction of a party, the Council was to report to that effect and make no recommendation. The word "solely" made the clause almost unusable, which is why the Charter chose "essentially".
The governing authority on how the boundary is drawn is the Permanent Court of International Justice in Nationality Decrees Issued in Tunis and Morocco, advisory opinion, 1923. France had issued nationality decrees in its protectorates and objected to the Council's jurisdiction on the ground that nationality is a matter of domestic jurisdiction. The Court gave the answer that is still quoted: the question whether a certain matter is or is not solely within the jurisdiction of a State is an essentially relative question; it depends upon the development of international relations. Matters which in principle are not regulated by international law, and which are therefore within the reserved domain, may cease to be so when the State has entered into international engagements about them.
That relativity is what has happened to the doctrine since 1945, and the answer should trace it. Human rights were regarded in 1945 as a paradigm domestic matter; after the Universal Declaration of 1948, the Covenants of 1966 and the treaty bodies, a State's treatment of its own nationals is a matter of international concern, and the Vienna Declaration and Programme of Action of June 1993 records that the promotion and protection of all human rights is a legitimate concern of the international community. Self-determination and apartheid were removed from the reserved domain by General Assembly practice, most clearly in the case of South Africa, whose objection under Article 2(7) was repeatedly rejected. Genocide was never within it: Article I of the Convention of 1948 declares it a crime under international law and imposes a duty to prevent it, and in The Gambia v. Myanmar, preliminary objections of 22 July 2022, the International Court of Justice held that any State party may invoke the responsibility of another for breach of obligations erga omnes partes without showing any special interest of its own. And the responsibility to protect, endorsed in paragraphs 138 and 139 of the 2005 World Summit Outcome, accepts collective action through the Security Council where a State manifestly fails to protect its population from genocide, war crimes, ethnic cleansing and crimes against humanity.
The doctrine has not disappeared, and two authorities show what survives of it. In Military and Paramilitary Activities in and against Nicaragua (Nicaragua v. United States), 1986, the International Court held that non-intervention is a principle of customary international law, that a State's choice of political, economic, social and cultural system is a matter on which each State is permitted to decide freely, and that support for armed opposition in another State is a prohibited intervention. And Article 2(7) still bars the Organisation from intervening in matters not otherwise regulated, so that questions of the form of government, the structure of the economy and the content of the criminal law remain, in principle, reserved.
India's practice is worth two sentences and turns the note into an Indian answer. India has invoked domestic jurisdiction in respect of Jammu and Kashmir, treating it as a bilateral or internal matter, and it entered a declaration on acceding to the two Covenants on 10 April 1979 that the right of self-determination in common Article 1 applies only to peoples under foreign domination and not to a section of a people or nation. Consistently with the dualist position, India also treats the domestic effect of treaties as a matter for Parliament under Article 253, so that an unincorporated treaty obligation does not bind Indian courts, though it may be used as an aid to construction under Gramophone Company of India Ltd. v. Birendra Bahadur Pandey, (1984) 2 SCC 534.
Conclusion. The three notes touch three levels of the same theme. Article 44 concerns the uniformity a State may impose on its own plural society, and after seventy five years the endeavour has passed from Parliament to two State legislatures whose codes are not uniform at all. Freedom of speech concerns the space a State must leave its own citizens, and Indian doctrine has widened it steadily from Romesh Thappar to Imran Pratapgadhi in March 2025, while procedure has narrowed it. And domestic jurisdiction concerns what is left of the State's reserved domain against the world: an "essentially relative question", as the Permanent Court said in 1923, whose answer has moved a long way since 1945 and has not moved to nothing.
Answer
For full marks, cover: the three patterns, one paragraph each, identifying how each federation was formed and what follows from it; then a comparative table; then the umpiring question separately for each, with the leading cases, because "special reference to federal umpiring" is where the marks are concentrated; then a comparison of the umpires; and a conclusion.
The United States, 1787, is the coming-together model. Thirteen States, sovereign under the Articles of Confederation, created a Union by compact, enumerated the powers of Congress in Article I, section 8, and reserved the residue to the States by the Tenth Amendment. It follows that State boundaries are protected by Article IV, section 3, that each State has two Senators regardless of size, that amendment requires ratification by three quarters of the States, that citizenship is dual and that each State has its own constitution and its own court system.
Australia, 1901, is a coming-together federation drafted with both British and American models in front of it. Six self-governing colonies federated by the Commonwealth of Australia Constitution Act 1900, an Act of the Imperial Parliament. Section 51 confers on the Commonwealth Parliament a list of concurrent powers, section 52 a short list of exclusive powers, and the residue remains with the States. Section 109 provides that where a State law is inconsistent with a Commonwealth law, the latter prevails and the former is invalid to the extent of the inconsistency. Section 128 requires an amendment to be approved by a double majority, a majority of electors nationally and majorities in a majority of States. Australia combines American federalism with responsible parliamentary government on the Westminster model, which is exactly the combination India also adopted.
India, 1950, is the holding-together model. Article 1 declares India a Union of States which is not the result of an agreement, and from which no unit may secede. Three lists in the Seventh Schedule distribute subjects, the residue lies with the Union under Article 248 and Entry 97, Article 3 permits Parliament to alter State boundaries after merely ascertaining the State's views, the judiciary and the electoral machinery are integrated, and Articles 352, 356 and 360 permit the system to become unitary.
| Point | United States | Australia | India |
|---|---|---|---|
| Formation | Coming together, 1787 | Coming together, 1901 | Holding together, 1950 |
| Residue | With the States, Tenth Amendment | With the States | With the Union, Art 248 |
| Distribution | Enumerated federal powers | s.51 concurrent list; s.52 exclusive | Three lists, Seventh Schedule |
| Inconsistency | Supremacy Clause, Art VI | s.109 | Art 254 |
| Amendment | Two thirds of Congress plus three quarters of States | Double majority referendum, s.128 | Special majority; ratification by half the States only for federal provisions |
| Unit boundaries | Protected, Art IV, s.3 | Protected, s.123 requires State consent | Alterable by Parliament, Art 3 |
| Second chamber | Two Senators per State | Equal Senate representation for the original States | Seats by population, Fourth Schedule |
| Point | United States | Australia | India |
|---|---|---|---|
| Courts | Dual, federal and State | Integrated; State courts exercise federal jurisdiction | Integrated |
| Executive | Presidential | Responsible parliamentary | Responsible parliamentary |
| Emergency | None | None | Arts 352, 356, 360 |
| Fiscal balance | Limited equalisation | Extreme vertical imbalance; Commonwealth Grants Commission | Finance Commission, Art 280; GST Council, Art 279A |
Marbury v. Madison, 5 US 137 (1803), established judicial review, which the text does not confer. McCulloch v. Maryland, 17 US 316 (1819), is the foundational federal case: Maryland taxed the notes of the Second Bank of the United States, and Marshall CJ held that the necessary and proper clause gives Congress implied powers, and that a State may not tax an instrumentality of the Union because the power to tax involves the power to destroy. Gibbons v. Ogden, 22 US 1 (1824), gave the commerce clause a wide reading, and the New Deal cases extended it further.
The modern American pattern is a partial swing back. United States v. Lopez, 514 US 549 (1995), struck down the Gun-Free School Zones Act as beyond the commerce power, the first such holding in nearly sixty years. Printz v. United States, 521 US 898 (1997), established the anti-commandeering rule: Congress may not compel State officers to administer a federal regulatory programme. National Federation of Independent Business v. Sebelius, 567 US 519 (2012), upheld the individual mandate as a tax while holding that the withdrawal of all Medicaid funding from non-participating States was unconstitutional coercion. The American umpire, in short, has spent two centuries expanding federal power and the last three decades marking limits.
The High Court of Australia is the umpire, and its decisive intervention came early. Amalgamated Society of Engineers v. Adelaide Steamship Co. Ltd. (1920) 28 CLR 129, the Engineers' Case, abolished the two doctrines by which the Court had until then protected the States, the implied immunity of instrumentalities and the reserved State powers doctrine, and held that Commonwealth powers must be construed according to the ordinary meaning of the words, without reading down to preserve a supposed State sphere. It is the single most centralising decision in Australian constitutional history and has no Indian equivalent, because India never had a reserved-powers doctrine to abolish.
Two further lines did most of the work. The Uniform Tax cases, South Australia v. Commonwealth (1942) 65 CLR 373 and Victoria v. Commonwealth (1957) 99 CLR 575, upheld a scheme under which the Commonwealth occupied the income tax field and made grants under section 96 conditional on States not levying their own income tax; the States have never recovered the field, which is the origin of Australia's vertical fiscal imbalance, the most severe in any comparable federation. And the external affairs power in section 51(xxix): in Commonwealth v. Tasmania (1983) 158 CLR 1, the Tasmanian Dam Case, the Court upheld by four to three Commonwealth legislation preventing the construction of the Franklin dam, on the ground that it implemented Australia's obligations under the World Heritage Convention, so that the Commonwealth may legislate on any subject that is the subject of a genuine treaty obligation.
New South Wales v. Commonwealth (2006) 229 CLR 1, the Work Choices Case, upheld the use of the corporations power in section 51(xx) to regulate the employment relations of constitutional corporations, effectively transferring industrial relations to the Commonwealth. The comparison with India is exact and worth making: section 51(xxix) of the Australian Constitution and Article 253 of the Indian Constitution both permit the centre to legislate on a subject otherwise belonging to the units, simply by entering into a treaty about it.
The Indian umpire has express jurisdiction, unlike the American one. Article 246 with the Seventh Schedule distributes; Article 131 gives the Supreme Court exclusive original jurisdiction over Union-State and inter-State disputes involving a legal right; Article 254 resolves repugnancy; Articles 32, 226 and 136 supply the remedies; and Article 143 supplies the advisory jurisdiction.
The interpretive doctrines are shared with the other two systems: pith and substance, State of Bombay v. F.N. Balsara, AIR 1951 SC 318; colourable legislation, K.C. Gajapati Narayan Deo v. State of Orissa, AIR 1953 SC 375; and repugnancy, M. Karunanidhi v. Union of India, (1979) 3 SCC 431.
What the Indian umpire has that the others do not is the basic structure doctrine. S.R. Bommai v. Union of India, (1994) 3 SCC 1, held federalism to be a basic feature, made the President's satisfaction under Article 356 justiciable, required a floor test and forbade dissolution before parliamentary approval; the use of Article 356 fell sharply afterwards. Union of India v. Rajendra N. Shah, (2021) SCC OnLine SC 474, struck down Part IXB of the Constitution for want of ratification under the proviso to Article 368(2), which is a federal safeguard enforced against Parliament itself.
On the fiscal side the Indian umpire has recently gone the States' way, which is the opposite of the Australian pattern. Union of India v. Mohit Minerals, (2022) 10 SCC 700, held the recommendations of the Goods and Services Tax Council persuasive and not binding, describing federalism as a dialogue. Mineral Area Development Authority v. Steel Authority of India, decided 25 July 2024, held by eight to one in a Bench of nine that royalty under the Mines and Minerals (Development and Regulation) Act, 1957, is not a tax, so that the States' power to tax mineral rights and mineral bearing land under Entries 50 and 49 survives; it overruled India Cement Ltd. v. State of Tamil Nadu, (1990) 1 SCC 12.
The limits of the Indian umpire should also be given. In Re: Article 370 of the Constitution, decided 11 December 2023, upheld the conversion of a State into two Union territories and directed restoration of statehood at the earliest, which has not occurred. The Delhi services judgment of 11 May 2023 was reversed by statute within a week. And on the Presidential Reference decided 20 November 2025 the Court held that it may not prescribe timelines for assent under Articles 200 and 201 and that deemed assent is alien to the Constitution, withdrawing the remedy it had fashioned in April 2025.
Four differences are worth stating. Source of the power: express in India, express in Australia through sections 75 and 76, and judicially asserted in the United States. Court structure: dual in the United States, integrated in Australia and India, so that in India and Australia the same courts apply both levels' law. Scope of review: India alone reviews constitutional amendments, through the basic structure doctrine; the American and Australian courts cannot touch a validly adopted amendment. Direction of travel: the American umpire expanded federal power for two centuries and has recently limited it; the Australian umpire has expanded Commonwealth power almost without interruption since 1920 and shows no sign of reversing; the Indian umpire has moved in both directions, restraining Article 356 in 1994 and returning a taxing field to the States in 2024, while upholding the Union on the reorganisation of a State in 2023.
One structural point should close the comparison. The Australian amendment procedure is the most protective of the units and it has produced the most centralised federation, because the double majority in section 128 has defeated all but eight of forty five proposals since 1901, so change has come entirely through judicial interpretation of section 51. India's procedure is the least protective of the units and has produced a federation in which the courts have repeatedly ruled for the States. The lesson is that the formal protection of the units in the amendment rule is a poor predictor of the actual federal balance; what matters is how the umpire reads the grants of power.
Conclusion. The three federations share an apparatus, a written and supreme constitution, a division of legislative power, a second chamber for the units and a court able to invalidate legislation, and they differ in almost everything that follows from how each was formed. The United States and Australia came together and kept the residue; India was held together and gave the residue to the Union, along with the power to redraw the map and to displace a State government. On umpiring, all three depend on a court, and each court has shaped its federation more than any amendment has: McCulloch and Lopez in the United States, the Engineers' Case, the Uniform Tax cases and the Tasmanian Dam Case in Australia, and Bommai, Mohit Minerals and Mineral Area Development Authority in India. What distinguishes the Indian umpire is that it alone can strike down a constitutional amendment, so that in India federalism is protected not by the difficulty of amending the Constitution but by the doctrine that some things cannot be amended at all.
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This volume prints the 2025-26 Constitutionalism Pluralism and Federalism paper set by the University of Mumbai for LLM Group 1 Constitutional and Administrative Law, with a model answer to each of its 7 questions.
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12 August 2026.
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