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LLM Group 1 Constitutional and Administrative Law Comparative Constitutional Law 2025-26 - Set 2 Question Paper with Solutions

Mumbai University Solved Question Papers

Comparative Constitutional Law

Previous Year Question Paper with Solution

LLM · Group 1 Constitutional and Administrative Law

2025-26 - Set 2 Examination

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First published on munotes.in on 12 August 2026.

Published by munotes.in, Mumbai.

Model answers written and edited by the munotes.in editorial desk.

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munotes.in is an independent study resource for students of the University of Mumbai. It is not affiliated with the University of Mumbai, and is not endorsed by it.

The University does not publish an official answer key for this paper. The answers in this volume are model answers, written to show how a full-mark answer is built. They are a study aid, not an authority on what an examiner marked.

The question paper reproduced here is the paper as set by the University of Mumbai at the 2025-26 - Set 2 examination.

The answers in this volume state the law as it stands today, not as it stood when the paper was set, and in a comparative subject that means four jurisdictions at once. Five changes alter answers here. Students for Fair Admissions v. Harvard, 29 June 2023, ended race conscious university admissions in the United States. State of Punjab v. Davinder Singh, 1 August 2024, permitted sub-classification within the Scheduled Castes. Mineral Area Development Authority v. Steel Authority of India, 25 July 2024, overruled India Cement on the States' power to tax mineral rights. The Constitution (One Hundred and Sixth Amendment) Act came into force on 16 April 2026 and is still not operative. And the advisory opinion of 20 November 2025 held that no timeline may be judicially prescribed for assent to a Bill. Where an answer relies on any of these it gives the date.

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Contents

The questions below are the paper as the University of Mumbai set it at the 2025-26 - Set 2 examination, in the order it was set.

MarksPage

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The Paper as Set

The questions in this volume are the questions asked at the 2025-26 - Set 2 examination, reproduced as the University of Mumbai set them, in the order it set them. Nothing has been reworded, added or left out. Only the answers are ours. See the original question paper.

Duration 3 hours  ·  Total marks 100  ·  7 questions answered

How to use this volume

Solve the paper first, under exam conditions and against the clock. Then read the answers here and mark your own. Reading a solution before attempting the question feels productive and teaches very little, because recognising an answer is not the same as being able to write one.

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SECTION I

Attempt any four questions, all questions carry equal marks, cite relevant case laws wherever necessary

any four of seven · 100 Marks

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1.How does the classification of constitutions influence the development and operation of constitutionalism in contemporary constitutional democracies? Critically analyse.[25]

Answer

For full marks, cover: the standard classifications with their bases, briefly, because they are only the first third of the question; then the argument the question actually asks for, which is how each classification bears on whether power is in fact limited; and a critical section that shows where the classifications break down, since the question says critically analyse.

Define the two terms before joining them. Classification of constitutions is the traditional taxonomy by which constitutions are sorted according to their form, their method of amendment, their distribution of power and their form of executive. Constitutionalism is the doctrine that governmental power must be limited by law and exercised through defined procedures, so that, in Charles Howard McIlwain's formulation, it is a legal limitation on government and the antithesis of arbitrary rule. The question asks whether the taxonomy tells us anything useful about the substance, and the honest answer is that it tells us something and much less than it appears to.

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The classifications, with their bases

Written and unwritten, on the basis of form. A written constitution is contained in one or a few documents deliberately enacted at a moment in time, as in India, the United States and Switzerland. An unwritten constitution has never been reduced to a single instrument and is found in statutes, decided cases, conventions and authoritative works, as in the United Kingdom and, until 1993, Israel. The distinction is one of degree: much of the British constitution is in writing, in Magna Carta 1215, the Bill of Rights 1689, the Parliament Acts 1911 and 1949, the Human Rights Act 1998 and the Constitutional Reform Act 2005, and much of the Indian constitution is unwritten, since the collegium, the office of the Leader of the Opposition in the appointment of the Central Vigilance Commissioner and the practice of the Speaker resigning from the party are nowhere in the text.

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Rigid and flexible, on the basis of the amending procedure. Lord Bryce's distinction is between a constitution amendable only by a special procedure and one amendable by the ordinary legislative process. The United Kingdom is the type of the flexible constitution, since the Union with Scotland Act 1707 and the Human Rights Act 1998 may in law be repealed by a simple majority. The United States is the type of the rigid, with two thirds of both Houses and three quarters of the States. India is both at once, since Article 368 prescribes a special majority and State ratification for the entrenched list, while Articles 4 and 169 permit a simple majority to alter the boundaries of States and to abolish a Legislative Council.

Federal and unitary, on the basis of the distribution of power. In a federal constitution two levels of government derive their authority from the constitution itself and neither can abolish the other; in a unitary constitution all authority is central and any subordinate body exists at the centre's pleasure. India is the difficult case, described in State of West Bengal v Union of India, AIR 1963 SC 1241, as not federal in the classical sense, and yet held in S.R. Bommai v Union of India, (1994) 3 SCC 1, to have federalism as a basic feature. The usual description is quasi federal, following K.C. Wheare, or federal in structure with a unitary bias.

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Parliamentary and presidential, on the basis of the executive. In the first the executive is drawn from and answerable to the legislature; in the second it is separately elected for a fixed term. Switzerland fits neither, since its Federal Council of seven is elected by the Federal Assembly under Article 175 but cannot be dismissed by it.

Two further classifications belong in a complete answer. Evolved and enacted, which distinguishes a constitution that grew, as the British did, from one made at a founding moment, as the American, Indian and Swiss were; and, following Sartori, real, nominal and facade, which classifies by whether the constitution is actually observed. The last of these is the only classification that is directly about constitutionalism, and it is the one traditional textbooks omit.

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How the classification bears on constitutionalism

Writtenness supplies the standard against which power is measured, and that is its whole contribution. Constitutionalism requires an ascertainable limit; a written constitution states one and makes judicial review technically possible, which is precisely Marshall CJ's reasoning in Marbury v Madison, 5 U.S. (1 Cranch) 137 (1803): either the Constitution is superior and unchangeable by ordinary means, or it is on a level with ordinary legislation, and if the former, an Act repugnant to it is not law. Article 13(2) of the Indian Constitution writes that conclusion into the text.

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Rigidity determines whether the limit can be removed by the body it limits, and this is the sharpest link between classification and constitutionalism. A flexible constitution gives the legislature power to amend away any restraint on itself, which is why British constitutionalism has always depended on convention and political culture rather than on entrenchment. A rigid constitution protects the restraint, but only if rigidity is real: India's Constitution has been amended more than a hundred times, which is why the Supreme Court had to supply the missing entrenchment in Kesavananda Bharati v State of Kerala, (1973) 4 SCC 225, holding by seven to six that Article 368 confers no power to destroy the basic structure. The Indian experience is the strongest evidence available that a rigid classification does not by itself deliver constitutionalism.

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Federalism supplies a vertical division that operates even when the horizontal one fails. Where a single party controls the centre, the courts and the legislature, a federal structure leaves States as independent centres of authority and litigants. Bommai is the illustration: the misuse of Article 356 to dismiss State governments was the principal Indian technique for hollowing out federalism, and the Court's answer was to make the Proclamation justiciable, to require a floor test rather than the Governor's satisfaction, and to forbid dissolution of the Assembly before both Houses of Parliament approve. Mineral Area Development Authority v Steel Authority of India, 25 July 2024, nine judges, eight to one, did the same work in the fiscal field, holding royalty not to be a tax and restoring to the States the power to tax mineral rights under Entries 49 and 50 of List II, overruling India Cement Ltd v State of Tamil Nadu, (1990) 1 SCC 12.

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The parliamentary and presidential classification determines the kind of accountability available, not the amount. The parliamentary executive is continuously answerable and instantly removable, but it controls the legislature's agenda and, where the majority is large, the legislature's scrutiny is nominal. The presidential executive cannot be removed but faces a legislature it does not control, which is why divided government produces stalemate rather than accountability. In neither system does the classification tell you whether power is in fact limited.

The critical analysis

The classifications are descriptive and constitutionalism is evaluative, and confusing the two is the standard error. Every classification in the list can be satisfied by a State in which power is unlimited. A written constitution can be a facade, as the Soviet Constitution of 1936 was while the purges proceeded. A rigid constitution can be rendered flexible by capturing the body that amends it. A federal constitution can be centralised in practice by the control of finance and of appointments. A parliamentary constitution can be turned into an elective dictatorship, which is Lord Hailsham's phrase from 1976 for a British government with a secure majority.

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The second criticism is that the categories have collapsed into each other in practice. The written and unwritten distinction has been overtaken by the recognition of constitutional statutes, which Laws LJ identified in Thoburn v Sunderland City Council, [2002] EWHC 195 (Admin), as immune from implied repeal, so that Britain now has a hierarchy of statutes without a written constitution. The rigid and flexible distinction is undermined by the Indian experience of frequent amendment under a rigid procedure and by the Swiss experience of frequent amendment under a still more demanding one, since Article 140 requires a compulsory referendum with the double majority of Article 142 and yet Article 139 lets a hundred thousand voters initiate the change directly.

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The third criticism is that the classifications say nothing about the two features that most determine whether power is limited today. The first is the independence of the appointing process for judges and for electoral authorities. The National Judicial Appointments Commission was struck down in Supreme Court Advocates-on-Record Association v Union of India, (2015) 5 SCC 1, by four to one because two non judicial members could veto any recommendation; Anoop Baranwal v Union of India, decided on 2 March 2023, directed that Election Commissioners be appointed by a committee of the Prime Minister, the Leader of the Opposition and the Chief Justice of India until Parliament legislated, and Parliament then legislated within nine months to replace the Chief Justice with a Union Cabinet Minister, a change whose constitutionality remains undecided. Neither event is visible on any traditional classification. The second is the override, of which section 33 of the Canadian Charter is the clearest instance: a formally rigid, written, federal, rights protecting constitution that permits a legislature to suspend the rights for five renewable years, and whose limits were argued before the Supreme Court of Canada in the challenge to Quebec's Bill 21 from 23 to 26 March 2026.

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What survives the criticism is real and should be stated. Classification remains useful in three ways. It identifies where to look for the limit, in a document, in convention or in a referendum requirement. It predicts the mode of constitutional change, so that a rigid system will change through judicial reinterpretation, as the United States has since 1992, while a flexible one changes by statute. And it identifies who the constitutional actors are, which determines whom a reform proposal must persuade: three quarters of the American States, half the Indian States, a majority of Swiss cantons, or a simple majority in a single British chamber.

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Three cases that test the classifications

Kesavananda Bharati v State of Kerala, (1973) 4 SCC 225. Swami Kesavananda Bharati, head of the Edneer Mutt in Kasaragod, challenged the Kerala Land Reforms (Amendment) Act, 1969, under Article 26, and the case grew to take in the Twenty Fourth, Twenty Fifth and Twenty Ninth Amendments. Thirteen judges sat for sixty eight days and held by seven to six that Article 368 reaches every provision including Part III, overruling I.C. Golaknath v State of Punjab, AIR 1967 SC 1643, but that a power to amend is not a power to abrogate, so no amendment may damage or destroy the basic structure. The case is the answer to this question in miniature: India is classified as rigid because of Article 368, and what actually restrains amendment is a doctrine Article 368 does not contain, so the classification describes the form of the restraint and not its strength.

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Thoburn v Sunderland City Council, [2002] EWHC 195 (Admin). Steven Thoburn, a greengrocer in Sunderland, sold produce by the pound on scales calibrated only in imperial units, contrary to regulations made to implement European measurement directives, and argued that the European Communities Act 1972 had been impliedly repealed by the later Weights and Measures Act 1985. Laws LJ held that it had not, because there exists a class of constitutional statutes, including Magna Carta, the Bill of Rights 1689, the Acts of Union, the Reform Acts, the Human Rights Act 1998 and the Scotland Act 1998, which are not subject to implied repeal and can be repealed only by express words. A prosecution about bananas therefore produced a hierarchy of statutes inside a constitution the traditional scheme classifies as unwritten and flexible, which is the clearest evidence that the categories have blurred.

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S.R. Bommai v Union of India, (1994) 3 SCC 1. S.R. Bommai's government in Karnataka was dismissed under Article 356 in 1989 on the Governor's report that nineteen legislators had withdrawn support, without any floor test; the dismissals of three governments after the demolition of the Babri Masjid in 1992 were heard with the appeal. Nine judges held that federalism and secularism are basic features, that a Proclamation is justiciable and may be struck for mala fides or wholly extraneous grounds, that the only test of a majority is a floor test, and that the Assembly may not be dissolved before both Houses of Parliament approve. It shows a written, rigid, federal constitution whose federal character was being hollowed out by repeated use of a valid constitutional power, and restored not by the text but by a court, which is precisely the gap between classification and constitutionalism this question is about.

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Conclusion. Classification influences constitutionalism by determining the location of the limit, the difficulty of removing it and the identity of those who must consent to its removal, and to that extent the taxonomy is a working tool rather than an antiquarian exercise. It does not determine whether power is actually limited, because every category can house an unlimited government, and the categories themselves have blurred, with constitutional statutes in an unwritten system, simple majority amendments in a rigid one and an express legislative override in a written bill of rights. The critical conclusion is therefore that classification tells us the design of the restraint and nothing about its strength, and that the questions which now decide constitutionalism, the independence of appointments and the reviewability of the amending power, are questions the traditional classifications were never framed to ask.

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2.How do constitutional conventions contribute to the functioning of constitutional governance in contemporary democracies? Evaluate their constitutional significance with reference to relevant case laws.[25]

Answer

For full marks, cover: the definition and Dicey's distinction; the test for identifying a convention, which is Jennings'; what conventions actually do, with named examples from at least three systems; the case law on enforceability, which the question demands and which is mostly Canadian and Indian; and an evaluation of whether conventions can survive a government willing to break them.

Definition. A constitutional convention is a binding non legal rule of constitutional behaviour, observed by those in office as obligatory, but not enforceable in a court of law. Dicey drew the classic distinction in An Introduction to the Study of the Law of the Constitution: the law of the constitution consists of rules enforced by the courts, while the conventions of the constitution consist of understandings, habits or practices which regulate the conduct of the several members of the sovereign power and are not in reality laws at all since they are not enforced by the courts.

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Why they exist at all. Every constitution is drafted in the language of formal power and is operated by an entirely different distribution of real power, and conventions are what bridge the two. In the United Kingdom the legal position is that the Queen or King may refuse assent to a Bill, appoint anyone as Prime Minister and dismiss the government; the conventional position is that assent has not been refused since the Scottish Militia Bill of 1708, that the leader who commands a Commons majority is appointed, and that the monarch acts on ministerial advice. In India the legal position under Article 53 is that the executive power of the Union is vested in the President; the conventional and now constitutional position, after the Forty Second and Forty Fourth Amendments to Article 74(1), is that the President acts on the advice of the Council of Ministers.

Jennings' test, which is the answer to the question how a convention is identified. Sir Ivor Jennings asked three questions in The Law and the Constitution: what are the precedents; did the actors in the precedents believe that they were bound by a rule; and is there a reason for the rule. A single precedent with a good reason may be enough to establish a convention, while a whole string of precedents without such a reason establishes nothing. This is the test the Supreme Court of Canada applied.

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What conventions do, system by system

In the United Kingdom they supply the whole of responsible government. The Prime Minister is appointed by convention; the Cabinet exists by convention, not by statute; collective ministerial responsibility, individual ministerial responsibility and the confidence rule are conventions; the Salisbury convention, by which the House of Lords does not oppose at second reading a Bill implementing a manifesto commitment, regulates the relationship between the chambers; the Sewel convention, that Westminster will not normally legislate on devolved matters without the consent of the devolved legislature, regulates the union and was written into section 28(8) of the Scotland Act 1998 by the Scotland Act 2016.

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In India they fill the gaps in a very long text. The Speaker's impartiality and the practice of a Speaker severing party ties; the appointment of the leader of the largest party or coalition as Prime Minister or Chief Minister; the convention that a Money Bill is introduced only in the Lok Sabha, which is in fact Article 109 but is observed in a wider spirit; the appointment of the senior most judge as Chief Justice of India, the breach of which in April 1973, when three judges were superseded after Kesavananda, and again in January 1977 with the supersession of H.R. Khanna J., is the strongest Indian illustration of what the breach of a convention costs; and the collegium itself, which is a judicially declared practice rather than a textual rule.

In the United States the great convention was destroyed by amendment and replaced by law. Washington's refusal of a third term established a two term convention that held for a hundred and fifty years until Franklin Roosevelt was elected four times, after which the Twenty Second Amendment of 1951 made it law. That is the clearest available example of the life cycle of a convention: practice, breach, codification.

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The case law

Re Resolution to Amend the Constitution, [1981] 1 SCR 753, the Patriation Reference, is the leading authority anywhere. The federal government proposed to ask Westminster to patriate the Canadian constitution with a charter of rights, without the agreement of the provinces. The Supreme Court of Canada was asked two questions: whether the proposal was unconstitutional as a matter of law, and whether it was unconstitutional as a matter of convention. The Court held, seven to two, that as a matter of law the federal houses could proceed alone; and held, six to three, that a convention required a substantial degree of provincial consent, applying Jennings' three questions expressly. It then made the point that is quoted in every subsequent case: conventions are not enforceable by the courts because they are not laws, and the sanction for breach is political and not legal. The political effect was decisive: nine provinces then agreed, and the Constitution Act, 1982, followed.

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R (Miller) v Secretary of State for Exiting the European Union, [2017] UKSC 5, applied the same principle to the Sewel convention. The Supreme Court held by eight to three that withdrawal from the European Union required an Act of Parliament, because the prerogative cannot be used to nullify rights conferred by statute; but it held unanimously that the Sewel convention, although recognised in section 28(8) of the Scotland Act 1998, was not justiciable, since the courts are neither the parents nor the guardians of political conventions and policing the scope of a convention lies outside their remit.

R (Miller) v The Prime Minister, [2019] UKSC 41, is the case that shows where the boundary actually lies. Eleven Justices held unanimously that the advice to prorogue Parliament for five weeks was justiciable and unlawful because it frustrated the constitutional functions of Parliament without reasonable justification. The Court did not enforce a convention; it derived a legal limit from two constitutional principles, the sovereignty of Parliament and the accountability of the executive to Parliament, and applied that limit to a prerogative power. The distinction between enforcing a convention and enforcing the principle the convention exists to serve is the sharpest analytical point available on this question.

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Shamsher Singh v State of Punjab, (1974) 2 SCC 831, seven judges, is the Indian counterpart. The Court held that the President and the Governors exercise their formal constitutional powers only upon and in accordance with the advice of their Ministers, save in a few well known exceptional situations, and that the Indian constitutional system is the Cabinet system on the British model. The Court reached that result by reading the text in the light of the conventions of responsible government, which is judicial recognition of a convention rather than its enforcement. U.N.R. Rao v Indira Gandhi, (1971) 2 SCC 63, is the other classic instance: it held that the Council of Ministers does not cease to exist on the dissolution of the Lok Sabha, because a construction that left the country without a government could not be right.

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S.R. Bommai v Union of India, (1994) 3 SCC 1, converted a convention into a justiciable rule. The practice that a government's majority is tested on the floor of the House had been repeatedly ignored by Governors reporting on the basis of their own assessment. Nine judges held that the floor of the House is the only place where the strength of a government can be tested, that the Governor's subjective satisfaction is not conclusive, and that the Proclamation under Article 356 is justiciable. What was a convention of good practice is now a legal requirement, enforced again in Rameshwar Prasad v Union of India, (2006) 2 SCC 1, and in the floor test orders of recent years.

Evaluation

The case for conventions is flexibility. They allow a constitution to change without amendment, which matters most in rigid systems and most of all where the amending procedure is effectively closed. They permit institutions to adapt to circumstances the drafters did not foresee, and they express political morality in a form that does not require unanimity to alter.

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The case against them is that they bind only those who accept them. The sanction for breach is political, and a government with a secure majority and a compliant press may find that there is no sanction at all. The supersession of judges in 1973 and 1977 in India, the prorogation of 2019 in the United Kingdom and the four term Presidency in the United States are the three standard examples, and in each the eventual correction came from a source other than the convention itself: from a later government's restraint, from a court's judgment on principle, and from a constitutional amendment.

The modern response has been codification, and it is a mixed success. The Cabinet Manual of 2011 in the United Kingdom, the Ministerial Code, and the statutory recognition of the Sewel convention in section 28(8) are attempts to write conventions down. Miller (No 1) shows the limit of that response: writing a convention into a statute in the words that it shall be recognised did not make it enforceable. India has gone further in a few places, by turning the convention of ministerial advice into the binding text of Article 74(1) and the floor test into the ratio of Bommai, and the lesson is that a convention becomes enforceable only when it is converted into law, at which point it stops being a convention.

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Two convention cases worked out

Re Resolution to Amend the Constitution, [1981] 1 SCR 753. The federal government proposed to ask Westminster to patriate the Canadian constitution with an entrenched charter and an amending formula, over the objection of eight of the ten provinces, and three provincial references reached the Supreme Court of Canada. The Court was asked both whether the proposal was unconstitutional in law and whether it was unconstitutional by convention. By seven to two it held that in law the two federal Houses could proceed alone; by six to three it held that a convention required a substantial degree of provincial consent, and it reached that conclusion by applying Sir Ivor Jennings' three questions expressly: what are the precedents, did the actors in them believe they were bound by a rule, and is there a reason for the rule. It then stated the proposition every later case cites, that conventions are not enforceable by the courts because they are not laws and the sanction for their breach is political. Nine provinces agreed within weeks and the Constitution Act, 1982, followed, which shows how effective a purely political sanction can be.

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R (Miller) v Secretary of State for Exiting the European Union, [2017] UKSC 5. After the referendum of 2016 the government proposed to notify withdrawal from the European Union under Article 50 by exercise of the prerogative. Gina Miller and Deir Dos Santos challenged it, and the Scottish, Welsh and Northern Irish governments intervened on the Sewel convention. Eleven Justices held by eight to three that an Act of Parliament was required, because withdrawal would remove rights that the European Communities Act 1972 had made part of domestic law and the prerogative cannot be used to nullify statutory rights. On the convention the Court was unanimous the other way: although the Sewel convention had been written into section 28(8) of the Scotland Act 1998 by the Scotland Act 2016, it remained non justiciable, because the courts are neither the parents nor the guardians of political conventions and policing their scope lies outside their remit. Writing a convention into a statute in terms of recognition does not convert it into law, and that is the single most important modern holding on this question.

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Conclusion. Conventions contribute three things to contemporary constitutional governance: they make the formal text operable, by directing how discretionary legal powers are actually exercised; they allow adaptation without amendment, which is indispensable in rigid systems; and they carry the political morality that a legal text cannot express. Their constitutional significance, on the authority of the Patriation Reference and Miller (No 1), is that courts will recognise, describe and rely on them but will not enforce them, and their weakness is that the sanction for breach is political and may be absent when it is most needed. The direction of travel, visible in Bommai in India and in Miller (No 2) in the United Kingdom, is that where the breach of a convention would defeat a constitutional principle, courts have found a legal route to the same result, and that is the most important development in this field in fifty years.

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3.Compare and evaluate the fundamental features of the Constitutions of India, the United States, the United Kingdom, Switzerland, and Canada. Explain their relevance to contemporary constitutional governance.[25]

Answer

For full marks, cover: the comparison organised around the questions every constitution has to answer, not around the five countries in turn; the fundamental features under each; a table; and a closing third on relevance, which is where the marks for the second half of the question sit.

Every constitution answers four questions, and the five in this paper answer them differently. Where does sovereignty lie? How is the text protected against the government of the day? Who guarantees rights, and with what power? How does the constitution change? Organising the answer by those four questions makes the comparison possible; organising it by country makes it a set of five descriptions.

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Where sovereignty lies

The United Kingdom locates it in Parliament, and that is its single fundamental feature. Dicey's proposition is that Parliament has the right to make or unmake any law whatever, and that no person or body is recognised by the law of England as having a right to override or set aside the legislation of Parliament. Everything else in the British constitution is a qualification of that. The doctrine has been questioned from within: in R (Jackson) v Attorney General, [2005] UKHL 56, Lord Steyn described parliamentary supremacy as a construct of the common law which the judges created and might qualify, and Lord Hope said that the rule of law enforced by the courts is the ultimate controlling factor. It has been qualified in practice by the recognition of constitutional statutes in Thoburn v Sunderland City Council, [2002] EWHC 195 (Admin), which are not subject to implied repeal.

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The United States locates it in the people, expressed through a written Constitution that binds every organ. The Preamble begins We the People, Article VI makes the Constitution the supreme law of the land, and Marbury v Madison, 5 U.S. (1 Cranch) 137 (1803), draws the consequence that an Act repugnant to it is not law. Congress is a legislature of enumerated powers and can be told that it has exceeded them, which no British court may tell Parliament.

India locates it in the people too, and the Preamble says so, but with a difference no other constitution in this list contains. In Kesavananda Bharati v State of Kerala, (1973) 4 SCC 225, thirteen judges held by seven to six that even the constituent power under Article 368 is limited, so in India the people acting through Parliament cannot destroy the basic structure. Sovereignty is therefore divided between the original constituent power exercised in 1949 and the derivative amending power exercised since, and only the first was unlimited.

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Switzerland locates it in the electorate directly, which is why it needs no constitutional court for federal law. Any hundred thousand voters may propose a constitutional amendment under Article 139, any fifty thousand may demand a referendum on a federal statute under Article 141, and Article 190 provides that federal Acts bind the Federal Supreme Court. The people are both legislature of last resort and constitutional court.

Canada divided it, and the division is the point of 1982. Legal sovereignty passed from Westminster to Canada by the Canada Act 1982; section 52(1) of the Constitution Act, 1982, makes the Constitution the supreme law and any inconsistent law of no force or effect; and section 33 then hands a defined portion of it back to the legislatures by allowing a five year renewable override of certain Charter rights.

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How the text is protected

Entrenchment is the second fundamental feature and the five differ radically. The United States entrenches by procedure alone, requiring two thirds of both Houses and three quarters of the States. Canada entrenches by the Part V formula, with a general rule of Parliament plus seven provinces having fifty per cent of the population, unanimity for the matters in section 41 including the composition of the Supreme Court, and bilateral or unilateral routes in sections 43 to 45. Switzerland entrenches by requiring a compulsory popular vote with the double majority of Article 142. India entrenches by special majority plus, for the federal matters in the proviso to Article 368(2), ratification by half the States, and then by the judicially declared basic structure. The United Kingdom does not entrench at all.

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The Indian addition is the one to dwell on, because it is what the examiner is looking for. The basic structure doctrine has been applied and not merely asserted: Indira Nehru Gandhi v Raj Narain, 1975 Supp SCC 1, struck down clause 4 of the Thirty Ninth Amendment; Minerva Mills v Union of India, (1980) 3 SCC 625, struck down sections 4 and 55 of the Forty Second Amendment; Kihoto Hollohan v Zachillhu, 1992 Supp (2) SCC 651, struck paragraph 7 of the Tenth Schedule; I.R. Coelho v State of Tamil Nadu, (2007) 2 SCC 1, opened post 1973 Ninth Schedule entries to review; and Supreme Court Advocates-on-Record Association v Union of India, (2015) 5 SCC 1, struck down the Ninety Ninth Amendment. Its only close foreign analogue is Article 79(3) of the German Basic Law, which is textual rather than judicial.

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Who guarantees rights

The architecture of rights enforcement is the third fundamental feature. India has Part III with express limitation clauses and, in Article 32, a fundamental right to the remedy itself, which Dr Ambedkar called the very soul of the Constitution, together with the wider power of the High Courts under Article 226. The United States has the Bill of Rights of 1791, framed as absolute prohibitions and qualified only by judge made doctrine, applied against the States through the Fourteenth Amendment. The United Kingdom has the Human Rights Act 1998, whose section 3 requires compatible interpretation so far as possible and whose section 4 permits only a declaration of incompatibility that does not affect the validity of the statute. Switzerland has Articles 7 to 36, enforceable against cantonal but not federal legislation. Canada has the Charter, with a general limitation clause in section 1, read through the proportionality test of R v Oakes, [1986] 1 SCR 103, and the override in section 33.

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The Indian feature that most distinguishes the list is Part IV. The Directive Principles, taken from Article 45 of the Irish Constitution of 1937, state a social programme that Article 37 declares fundamental in the governance of the country and expressly non justiciable. No other constitution here distributes constitutional obligation in that way, and Minerva Mills held that the harmony and balance between Parts III and IV is itself a basic feature.

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How the constitution changes

The record answers the question better than the rules do. The United States has twenty seven amendments in two hundred and thirty seven years, the last ratified in 1992 after two hundred and two years pending, so American constitutional change now happens in the Supreme Court: Brown v Board of Education, 347 U.S. 483 (1954), Obergefell v Hodges, 576 U.S. 644 (2015), and Dobbs v Jackson Women's Health Organization, 597 U.S. 215 (2022), are amendments in substance made by a bare majority of nine. India has more than a hundred amendments in seventy six years. Switzerland votes on constitutional proposals several times a year. Canada has amended the 1982 text rarely and failed twice at large scale, at Meech Lake in 1990 and Charlottetown in 1992. The United Kingdom changes its constitution by ordinary statute and has done so continually, from the Human Rights Act 1998 and the Constitutional Reform Act 2005 to the Fixed-term Parliaments Act 2011 and its repeal by the Dissolution and Calling of Parliament Act 2022.

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QuestionIndiaUnited StatesUnited KingdomSwitzerlandCanada
SovereigntyPeople, with a limited amending powerPeople, through a supreme written textParliamentThe electorate directlyConstitution supreme, section 52(1)
EntrenchmentArticle 368 plus basic structureArticle VNoneCompulsory referendum, double majorityPart V, seven provinces and fifty per cent
Rights remedyArticle 32, a right in itselfOrdinary suit under the Bill of RightsDeclaration of incompatibility onlyCantonal law onlyCharter, with section 1 and section 33
Directive obligationsPart IV, non justiciableNoneNoneSocial goals in Article 41None
Route of changeAmendment, frequentlyJudicial reinterpretationOrdinary statutePopular initiativeRarely, and twice failed
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Relevance to contemporary constitutional governance

Each design is under pressure at the point where it is least defended, and that is the argument the last third of the answer should make. Britain's flexibility means a government with a majority can alter the constitution by statute, which is why the Dissolution and Calling of Parliament Act 2022 restored a prerogative the courts had been asked to police and attached an ouster clause. America's rigidity means the Supreme Court is now the only route of constitutional change, which is why its appointments have become the central prize of American politics and why Dobbs could reverse fifty years of settled expectation. India's frequent amendment means the basic structure doctrine is the only entrenchment that matters, and the doctrine is judge made and therefore reversible by a larger bench. Switzerland's direct democracy means there is no domestic check at all on an amendment that violates rights, which is why the effective forum moved to Strasbourg in Verein KlimaSeniorinnen Schweiz v Switzerland, 9 April 2024. Canada's override means the Charter's protection is conditional, and how conditional is now before the Supreme Court of Canada in the Bill 21 challenge argued from 23 to 26 March 2026.

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A second relevance point is fiscal. A federation whose units have no independent revenue is federal only in form, which is why Mineral Area Development Authority v Steel Authority of India, 25 July 2024, nine judges, eight to one, matters: by holding that royalty is not a tax and that Entries 49 and 50 of List II remain available to the States, it overruled India Cement Ltd v State of Tamil Nadu, (1990) 1 SCC 12, and restored a revenue base to the mineral bearing States. The Swiss equivalent is the fiscal equalisation reform of 2008, and the German is the debt brake, amended into the Basic Law in 2009 and amended again on 18 March 2025 to exempt defence spending above one per cent of gross domestic product and to create a five hundred billion euro infrastructure fund.

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Three cases that anchor the comparison

R v Oakes, [1986] 1 SCR 103. David Oakes was found with eight vials of hashish oil and money, and section 8 of the Narcotic Control Act required a person proved to be in possession to establish that he was not in possession for the purpose of trafficking, reversing the burden of proof. The Supreme Court of Canada held the reverse onus an unjustified limit on the presumption of innocence in section 11(d) of the Charter, and in doing so laid down the test under section 1 that governs every Charter case: the objective must be of sufficient importance to warrant overriding a protected right, and the means must be rationally connected to it, must impair the right as little as possible, and must be proportionate in their effects. That structure is the ancestor of the four part proportionality test the Indian Supreme Court adopted in Justice K.S. Puttaswamy v Union of India, (2017) 10 SCC 1, and it is why a comparison of these five constitutions can be conducted in a common vocabulary at all.

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Ford v Quebec (Attorney General), [1988] 2 SCR 712. Quebec's Charter of the French Language required commercial signs to be in French only, and Quebec had also enacted a standard override clause declaring all its statutes to operate notwithstanding the Canadian Charter. The Supreme Court of Canada held that section 33 imposes requirements of form only, so a pre emptive and formulaic override is valid provided it names the provisions overridden; but the omnibus override had lapsed, and the sign law was struck down as an unjustified limit on freedom of expression. Quebec then re enacted the law with a fresh override. The case is the reason a comparison of these five constitutions must treat section 33 as a live feature and not a curiosity, and the limits of the power are now before the Supreme Court of Canada in the challenge to Bill 21, argued from 23 to 26 March 2026.

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Minerva Mills Ltd v Union of India, (1980) 3 SCC 625. Minerva Mills, a Bangalore textile undertaking, was nationalised under the Sick Textile Undertakings (Nationalisation) Act, 1974, and the challenge widened to sections 4 and 55 of the Forty Second Amendment, which had subordinated Articles 14 and 19 to every directive principle and declared that there should be no limitation whatever on the constituent power. Five judges struck both down, holding that the limited nature of the amending power is itself a basic feature and that the harmony and balance between Parts III and IV is another. The case supplies the Indian entry in every row of the comparison in this answer: it is simultaneously about entrenchment, about the relation between enforceable rights and directive obligations, and about who holds the last word.

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Conclusion. The five constitutions are fundamentally different in where they put sovereignty and identical in what they are trying to achieve, which is a government strong enough to govern and limited enough to be safe. The United Kingdom trusts Parliament, the United States trusts a written text policed by a court, Switzerland trusts the electorate voting directly, Canada trusts a supreme constitution with a legislative escape hatch, and India trusts a written text, an enforceable remedy and a court that may strike down even an amendment. Their relevance today is that the pressure on each falls exactly where its chosen guardian is weakest, and the comparative lesson is that no single guardian, whether a legislature, a court or an electorate, has proved sufficient on its own.

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4.How do the constitutional models of federalism in India, the United States, Germany, and Ireland reflect different approaches to the distribution of governmental powers? Explain the case law.[25]

Answer

For full marks, cover: the three things a federation has to distribute, legislative competence, executive or administrative authority, and revenue; each of the four systems under those heads; the case law the question expressly requires; and the honest treatment of Ireland, which is a unitary State.

Say at the outset that the four systems are not four variations on one design. The United States distributes by enumerating the centre's powers and leaving everything else. Germany distributes legislation and administration to different levels on purpose. India distributes by three exhaustive lists with the residue and the overriding power at the centre. Ireland distributes nothing, because it is unitary, and the question's premise is wrong about it.

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Distribution of legislative competence

The United States enumerates and leaves a residue. Article I, section 8 lists the powers of Congress, closing with the necessary and proper clause, and the Tenth Amendment reserves the remainder to the States or the people. There are no concurrent lists and no exhaustive State list; State power is whatever Congress has not been given.

Germany uses two lists and a residue. Article 73 of the Basic Law states the exclusive federal competences, Article 74 the concurrent competences, and Article 70 gives the Länder everything not conferred on the Federation. Article 72(2), as amended in 1994, allows the Federation to legislate in the concurrent field only where federal regulation is necessary to establish equivalent living conditions or to preserve legal or economic unity, and that necessity is judicially reviewable, which the Federal Constitutional Court applied in the Geriatric Nursing decision of 2002 and the Junior Professor decision of 2004.

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India uses three exhaustive lists. As enacted in 1950 List I carried ninety seven entries, List II sixty six and List III forty seven; today the figures are about ninety eight, fifty nine and fifty two, because the Forty Second Amendment of 1976 moved education, forests, weights and measures and the protection of wild animals and birds from the State List to the Concurrent List, which is itself one of the largest single centralising steps in Indian federalism. Article 246 gives Parliament overriding power in the concurrent field; Article 254(1) makes a repugnant State law void, with Article 254(2) preserving it if it has received the President's assent, subject to Parliament's power to legislate afresh; Article 248 with Entry 97 of List I gives the residue to Parliament. Parliament may also legislate on a State subject under Article 249 on a Council of States resolution, under Article 250 during an Emergency, under Article 252 at the request of two or more States and under Article 253 to implement an international agreement.

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Ireland distributes no legislative competence at all. Article 15.2.1 of the Constitution of Ireland, 1937, vests the sole and exclusive power of making laws for the State in the Oireachtas, and Article 6 states that all powers of government derive from the people. The Twentieth Amendment of 1999 inserted Article 28A, which guarantees that local government shall exist and that local elections shall be held at least every five years, but a local authority in Ireland exercises statutory and not constitutional competence.

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Distribution of executive and administrative power

Germany is the outlier and this is the head on which it must be examined. Article 83 provides that the Länder execute federal statutes as matters of their own concern; Article 84 governs execution as their own concern and Article 85 execution on federal commission. The Federation legislates and the Länder administer, which is why German federalism is called administrative or executive federalism. The Bundesrat, whose members are members of the Land governments and which holds sixty nine votes, must consent to legislation affecting the Länder, so the second chamber is a standing negotiation between the levels rather than a representative assembly. The Federalism Reform of 2006 reduced the proportion of consent requiring statutes precisely because that veto had produced deadlock under divided majorities.

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India divides executive power along the same line as legislative power under Articles 73 and 162, but adds central direction. Article 256 obliges every State to exercise its executive power so as to ensure compliance with the laws of Parliament, Article 257 permits the Union to give directions, and Article 365 makes a failure to comply with a direction a ground on which the President may hold that the government of the State cannot be carried on in accordance with the Constitution. That combination has no American analogue: the anti commandeering rule in Printz v United States, 521 U.S. 898 (1997), holds that Congress may not compel State officers to administer a federal regulatory programme, which is the exact opposite of Article 256.

Distribution of revenue

Revenue is where federalism is decided in practice, and Indian law moved recently. Articles 268 to 281 allocate taxing powers and provide for the Finance Commission under Article 280; the One Hundred and First Amendment of 2016 created the Goods and Services Tax and, with it, the Council under Article 279A, whose recommendations the Supreme Court held in Union of India v Mohit Minerals, decided on 19 May 2022, to be persuasive and not binding, since both Parliament and the State legislatures have simultaneous power under Article 246A.

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Mineral Area Development Authority v Steel Authority of India, 25 July 2024, nine judges, eight to one, Nagarathna J. dissenting, held that royalty payable under the Mines and Minerals (Development and Regulation) Act, 1957, is a contractual consideration and not a tax, and that the States' power to tax mineral rights under Entry 50 and mineral bearing lands under Entry 49 of List II is not taken away by the central Act. It overruled India Cement Ltd v State of Tamil Nadu, (1990) 1 SCC 12, which had held the opposite for thirty four years, and the Court then permitted recovery for past periods in stages. It is the most consequential fiscal federalism decision in Indian constitutional law in a generation.

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Germany's fiscal federalism is constitutionalised to a degree India's is not. Article 106 divides the yield of the taxes, Article 107 provides for equalisation among the Länder, and Article 109(3) with Article 115 contains the debt brake, which limits structural deficits. The Basic Law was amended on 18 March 2025 by five hundred and twelve votes to two hundred and six, with the Bundesrat concurring on 21 March 2025, to exempt defence spending above one per cent of gross domestic product from that limit and to create a five hundred billion euro special fund for infrastructure, a hundred billion of it for climate purposes, to be spent within twelve years. An amendment of that magnitude required a two thirds majority in both chambers, which is the practical meaning of German entrenchment.

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The case law

McCulloch v Maryland, 17 U.S. (4 Wheat.) 316 (1819). Maryland taxed the notes of the Baltimore branch of the Second Bank of the United States; the cashier, James McCulloch, refused to pay. Marshall CJ held that Congress had power to incorporate the bank because the necessary and proper clause permits any appropriate means plainly adapted to a legitimate end, and that Maryland could not tax it, because the power to tax involves the power to destroy and a State may not destroy what the whole people have created. The case gave America implied federal powers and intergovernmental tax immunity.

Gibbons v Ogden, 22 U.S. (9 Wheat.) 1 (1824). New York had granted a steam navigation monopoly to Livingston and Fulton; Ogden held a licence under it and obtained an injunction against Gibbons, who ran boats between New Jersey and New York under a federal coasting licence. Marshall CJ held that commerce includes navigation, that commerce among the several States penetrates the interior, and that the federal licence prevailed under the Supremacy Clause. Modern federal regulatory power in America rests on that definition, and United States v Lopez, 514 U.S. 549 (1995), marks its outer limit by striking down the Gun Free School Zones Act for want of any substantial effect on interstate commerce.

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The Southwest State Case, decided by the German Federal Constitutional Court in 1951, was its first substantial judgment. It concerned the reorganisation of the south western Länder, and it established that the Basic Law is a unity whose individual provisions cannot be read in isolation, and that there are constitutional principles of such elementary character that they bind even the constituent legislature, which is Article 79(3) in operation. The parallel with Kesavananda Bharati v State of Kerala, (1973) 4 SCC 225, is close in result and opposite in method, since the German limit is written into the text and the Indian was declared by the Court.

State of West Bengal v Union of India, AIR 1963 SC 1241, held that the Indian Constitution is not federal in the classical sense: Parliament could acquire coal bearing land vested in a State under the Coal Bearing Areas (Acquisition and Development) Act, 1957, because the States are not sovereign, there is no dual citizenship and no dual judiciary, and the federal principle in India is a matter of degree. Subba Rao J. dissented.

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S.R. Bommai v Union of India, (1994) 3 SCC 1, nine judges, corrected the balance. Federalism is a basic feature; a Proclamation under Article 356 is justiciable and can be struck for mala fides or wholly irrelevant grounds; the only test of a government's majority is a floor test; and the Assembly may not be dissolved until both Houses of Parliament have approved the Proclamation. The number of Article 356 proclamations fell sharply after 1994, which is the practical proof of the decision's effect.

Government of NCT of Delhi v Union of India, 11 May 2023, held that the elected government of Delhi controls services other than police, public order and land, on the principle that an elected government must control the officers who execute its decisions; Parliament enacted the Government of National Capital Territory of Delhi (Amendment) Act, 2023, within weeks, and its validity is pending. The episode is the clearest recent illustration that in India the last word on the federal division is legislative and not judicial.

United StatesGermanyIndiaIreland
Legislative methodEnumeration of federal powersExclusive and concurrent listsThree exhaustive listsNone, unitary
ResidueStates, Tenth AmendmentLänder, Article 70Union, Article 248Not applicable
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United StatesGermanyIndiaIreland
AdministrationEach level executes its own laws; commandeering forbiddenLänder execute federal law, Article 83States execute, subject to Articles 256 and 257Central, with statutory local authorities
Second chamberSenate, directly elected, two per StateBundesrat, Land governments, weighted votesRajya Sabha, elected by State legislatures, weighted by populationSeanad, vocational panels, no federal role
Entrenchment of the federal principleEqual suffrage in the Senate, Article VArticle 79(3), eternity clauseBasic structure, BommaiNot applicable
Leading caseMcCulloch, Gibbons, LopezSouthwest State Case (1951)West Bengal (1963), Bommai (1994), mineral royalty (2024)None
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Two federalism cases worked out

McCulloch v Maryland, 17 U.S. (4 Wheat.) 316 (1819). Maryland levied a stamp tax on the notes of any bank not chartered by the State, which reached only the Baltimore branch of the Second Bank of the United States; James McCulloch, the cashier, issued notes without the stamps and was sued for the statutory penalty. Marshall CJ held that Congress could incorporate a bank although no such power is enumerated, because the necessary and proper clause permits any means appropriate and plainly adapted to a legitimate end within the scope of the Constitution, and that Maryland could not tax the branch, because the power to tax involves the power to destroy and the States have no power to retard, impede or control the operations of the constitutional laws of Congress. The case supplies both implied federal powers and intergovernmental immunity, and it is the necessary starting point for any comparison, because India wrote both results into the text instead, in Article 246 and in Articles 285 and 289.

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The Southwest State Case, Federal Constitutional Court of Germany, 1951. The Federation legislated to reorganise the three south western Länder of Baden, Württemberg-Baden and Württemberg-Hohenzollern into a single new Land, and Baden challenged the statutes as an interference with its existence. The newly constituted Federal Constitutional Court, deciding its first major case, upheld the reorganisation but laid down principles that have governed German constitutional law since: the Basic Law is an internally coherent order whose provisions must be read together and not in isolation, and it contains fundamental constitutional principles of such elementary character that they bind even the constituent legislature, which is Article 79(3) understood as a working limit rather than a slogan. The parallel with Kesavananda Bharati v State of Kerala*, (1973) 4 SCC 225, is exact in result and opposite in method, because the German limit is written and the Indian is judicial, and that contrast is the best single paragraph available on how differently two federations protect their own structure.

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Conclusion. The four models reflect four different answers to the question what should be distributed. The United States distributes only legislative competence, enumerating it for the centre and reserving the rest, and forbids the centre to commandeer State officers, so each level is complete in itself. Germany distributes legislation and administration separately, entrenches the federal principle beyond amendment in Article 79(3), and makes the Bundesrat the permanent forum in which the two levels bargain. India distributes everything by list, keeps the residue and the overriding power at the centre, and has relied on the Supreme Court to defend the balance, from Bommai in 1994 to the mineral royalty decision of 25 July 2024. Ireland distributes nothing at all, and its true contribution to comparative constitutional design is the Directive Principles model of Article 45, which India adopted in Part IV, and which distributes constitutional responsibility between courts and legislature rather than between a centre and its units.

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5.To what extent do the constitutional amendment procedures in the United States, India, and Switzerland ensure constitutional stability and change? Discuss.[25]

Answer

For full marks, cover: the four stages every amending procedure has, who may initiate, who deliberates, who ratifies and what is placed beyond reach; the three systems at each stage; the record, because the question says to what extent and numbers are the evidence; and an evaluation that names which system has actually achieved both objects.

State the dilemma the amending clause exists to resolve. A constitution must be harder to change than an ordinary statute, or it does not constrain the legislature; and it must be capable of change, or it will be broken rather than amended. Every amending clause is a setting between those two failures, and the three in this question sit at three different points, with results that do not follow from the apparent difficulty of the rules.

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Stage one: who may initiate

The United States confines initiation to political institutions. Under Article V an amendment may be proposed by two thirds of both Houses of Congress, or by a convention called by Congress on the application of the legislatures of two thirds of the States. All twenty seven amendments have come by the congressional route; the convention route has never been used, though applications have at various times approached the threshold.

India confines it more narrowly still. An amending Bill under Article 368 may be introduced in either House of Parliament by a Minister or a private member, and by no one else. The States cannot initiate; the electorate cannot initiate; and there is no referendum anywhere in Article 368.

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Switzerland gives initiation to the electorate, and this is the decisive difference. Article 138 allows any hundred thousand voters to demand a total revision; Article 139 allows any hundred thousand, collecting within eighteen months, to demand a partial revision, either in general terms or as a fully drafted provision. The Federal Assembly may also propose amendments under Article 194. Because the people can start the process, a proposal does not have to survive a legislature that has no interest in reducing its own powers, and that single feature explains the Swiss amendment rate.

Stage two: who deliberates

In the United States, Congress deliberates and then the State legislatures do, sequentially and without a fixed time limit unless one is written in. The Twenty Seventh Amendment, on the timing of changes to congressional pay, was proposed in 1789 as part of the original package and was ratified in 1992, two hundred and two years later, because no deadline had been set. The Equal Rights Amendment, proposed in 1972 with a seven year deadline later extended, has never been certified, and the questions whether the deadline was valid and whether a State may rescind a ratification remain unresolved.

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In India both Houses must pass the Bill separately by the special majority, and there is no joint sitting. Article 368(2) requires a majority of the total membership of each House and not less than two thirds of the members present and voting. Article 108, which provides for a joint sitting to resolve a deadlock, does not apply to a constitutional amendment, so the Council of States has an absolute veto. That is the strongest federal safeguard in the Indian procedure and it is regularly overlooked.

In Switzerland the Federal Assembly deliberates but cannot block. It may recommend rejection, and it may put a counter proposal alongside the initiative, which is a device with no equivalent elsewhere and is the reason the acceptance rate for initiatives, roughly one in ten, understates their effect: an initiative that is defeated at the poll frequently produces a counter proposal or a statute that adopts much of its content. The Assembly may declare an initiative invalid only on the three grounds in Article 139(3), the unity of form, the unity of subject matter and the mandatory provisions of international law.

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Stage three: who ratifies

The United States requires three quarters of the States, thirty eight of fifty, by their legislatures or by conventions as Congress directs. The convention route to ratification has been used once, for the Twenty First Amendment of 1933 repealing prohibition, because the sponsors did not trust State legislatures on that question. There is no popular vote at federal level in the United States at all.

India requires ratification by the legislatures of not less than half the States, and only for the entrenched matters listed in the proviso to Article 368(2), which are the election of the President, the extent of the executive power of the Union and the States, the union judiciary and the High Courts, the distribution of legislative powers, the representation of States in Parliament and Article 368 itself. No ratification has ever failed. A third class of provisions, including Articles 2, 3 and 4, Article 169 and the Fifth and Sixth Schedules, may be altered by a simple majority under those Articles themselves, and such an alteration is not an amendment for the purposes of Article 368.

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Switzerland requires the double majority in every case. Article 140 makes a referendum compulsory for every constitutional amendment; Article 142 requires a majority of those voting nationally and a majority of the cantons, the six half cantons counting half a vote each. That means a proposal supported by a national majority can fail on the cantonal count, which gives small rural cantons a weight out of proportion to their population, exactly as the American Senate does.

Stage four: what is beyond reach

The United States entrenches by text and only structurally. No State may be deprived of its equal suffrage in the Senate without its consent, and the two clauses protecting the slave trade and direct taxation until 1808 have spent themselves. There is no substantive limit and no American doctrine that a validly ratified amendment can be unconstitutional; the challenge in Coleman v Miller, 307 U.S. 433 (1939), was largely treated as a political question.

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India entrenches by judicial doctrine, and this is what makes the Indian procedure distinctive in the world. Shankari Prasad v Union of India, AIR 1951 SC 458, and Sajjan Singh v State of Rajasthan, AIR 1965 SC 845, held that Part III could be amended. I.C. Golaknath v State of Punjab, AIR 1967 SC 1643, held by six to five that it could not, applying prospective overruling. Kesavananda Bharati v State of Kerala, (1973) 4 SCC 225, thirteen judges, seven to six, overruled Golaknath and held that Article 368 confers no power to damage or destroy the basic structure. The applications matter more than the statement: Indira Nehru Gandhi v Raj Narain, 1975 Supp SCC 1, struck clause 4 of the Thirty Ninth Amendment; Minerva Mills v Union of India, (1980) 3 SCC 625, struck sections 4 and 55 of the Forty Second Amendment and held the limited amending power itself a basic feature; Waman Rao v Union of India, (1981) 2 SCC 362, fixed 24 April 1973 as the date from which the doctrine operates; Kihoto Hollohan v Zachillhu, 1992 Supp (2) SCC 651, struck paragraph 7 of the Tenth Schedule for want of State ratification; I.R. Coelho v State of Tamil Nadu, (2007) 2 SCC 1, nine judges, opened Ninth Schedule entries made after 1973 to review; and Supreme Court Advocates-on-Record Association v Union of India, (2015) 5 SCC 1, struck down the Ninety Ninth Amendment and the National Judicial Appointments Commission Act by four to one.

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Switzerland entrenches almost nothing. The only limits are the three formal grounds in Article 139(3), and the mandatory rules of international law catch only the ius cogens core, such as the prohibitions of genocide, slavery, torture and refoulement. That is why initiatives such as the minaret ban accepted in 2009 and the deportation initiative accepted in 2010 entered the Constitution despite serious tension with the European Convention on Human Rights, and why, with Article 190 barring the Federal Supreme Court from reviewing federal enactments, the effective forum has become Strasbourg, as Verein KlimaSeniorinnen Schweiz v Switzerland, decided by the Grand Chamber on 9 April 2024, demonstrated.

StageUnited StatesIndiaSwitzerland
InitiationCongress, two thirds; or a convention on two thirds of State applicationsA Bill in either House of Parliament onlyA hundred thousand voters, or the Federal Assembly
DeliberationCongress, then State legislatures, no time limit unless imposedBoth Houses separately, no joint sittingFederal Assembly may counter propose, cannot block
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StageUnited StatesIndiaSwitzerland
RatificationThree quarters of the StatesSpecial majority, plus half the States for entrenched mattersDouble majority of people and cantons
Beyond reachEqual suffrage of States in the SenateBasic structure, since 1973Unity of form and subject, ius cogens
AmendmentsTwenty seven in two hundred and thirty seven yearsMore than a hundred in seventy six yearsHundreds of revisions since 1848
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Evaluation

The United States has achieved stability and lost the capacity for formal change. Seventeen amendments in the two hundred and thirty five years since the Bill of Rights, and none in thirty four years, means that American constitutional development now happens entirely through judicial reinterpretation. Brown v Board of Education, 347 U.S. 483 (1954), Obergefell v Hodges, 576 U.S. 644 (2015), and Dobbs v Jackson Women's Health Organization, 597 U.S. 215 (2022), each changed the constitution in substance without changing a word, and each was decided by a bare majority of nine appointed judges. A procedure so demanding that it is never used does not produce stability; it relocates instability to a smaller and less accountable body.

India has achieved change in abundance and secured stability only by judicial invention. More than a hundred amendments in seventy six years, including the Thirty Ninth and Forty Second during the Emergency, show that the special majority is not by itself a serious obstacle when one party commands both Houses. The honest conclusion, which the examiner is looking for, is that Article 368 does not ensure stability at all, and that the doctrine of 1973 is the whole of India's protection against constitutional destruction by amendment.

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Switzerland has achieved both, and paid for them in a different currency. The people initiate and the people ratify, so the constitution changes continually and every change carries direct democratic authority, which is the strongest form of stability a constitution can have. The price is that there is no institution capable of stopping a majority from writing a rights violating provision into the text, and no domestic court that could set it aside afterwards.

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Three amendment cases worked out

Coleman v Miller, 307 U.S. 433 (1939). The Kansas legislature rejected the proposed Child Labor Amendment in 1925 and purported to ratify it in 1937, the Lieutenant Governor casting the deciding vote in a Senate tied at twenty all; twenty one legislators sued to have the ratification declared ineffective. The Supreme Court held that the effect of an earlier rejection, and whether an amendment proposed thirteen years before was still open, are political questions committed to Congress, and it divided evenly on the Lieutenant Governor's vote, leaving the State court's decision standing. The consequence is that the American amending process has no judicial umpire at all, which is why the status of the Equal Rights Amendment, proposed in 1972 and purportedly ratified by Nevada, Illinois and Virginia between 2017 and 2020, is genuinely unresolved to this day.

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Indira Nehru Gandhi v Raj Narain, 1975 Supp SCC 1. Raj Narain, defeated by Indira Gandhi at Rae Bareli in 1971, obtained a judgment of the Allahabad High Court setting her election aside for corrupt practices. While the appeal was pending Parliament enacted the Constitution (Thirty Ninth Amendment) Act, 1975, whose clause 4 provided that the election of a person who held the office of Prime Minister should not be called in question in any court and that any pending proceeding should abate. Five judges struck clause 4 down: free and fair elections, judicial review, the rule of law and equality are basic features, and in deciding a pending dispute by constitutional amendment Parliament had exercised judicial power. It is the first application of Kesavananda and the plainest evidence that in India the majorities Article 368 demands are not by themselves a safeguard.

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Kihoto Hollohan v Zachillhu, 1992 Supp (2) SCC 651. Legislators disqualified for defection under the Tenth Schedule, inserted by the Fifty Second Amendment in 1985, challenged it, and in particular paragraph 7, which provided that no court should have any jurisdiction in respect of any matter connected with disqualification. Five judges upheld the Schedule but struck paragraph 7 down on a purely procedural ground: by excluding the jurisdiction of the High Courts under Article 226 and of the Supreme Court under Articles 32 and 136 it altered Chapter IV of Part V and Chapter V of Part VI, and so required ratification by the legislatures of half the States under the proviso to Article 368(2), which had never been sought. It is the only amendment ever to fall for want of that federal ratification, and it is therefore the single case that shows the proviso doing real work.

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Conclusion. Measured by extent, the United States ensures stability at the cost of change, India ensures change at the cost of stability, and Switzerland ensures both at the cost of any protection for minorities against the amending majority. The Indian case is the most instructive of the three, because it shows that an amending procedure cannot secure a constitution on its own: what has protected the Indian Constitution since 1973 is not the special majority in Article 368 but the judicially declared rule that some things cannot be amended at all, and that rule appears nowhere in the amending clause.

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6.How do the constitutional frameworks of the judiciary in India, the United Kingdom, the United States, and Switzerland differ in their organisation, powers, and functions? Evaluate with reference to leading judicial decisions.[25]

Answer

For full marks, cover: the three heads the question names, in that order; appointment, tenure and hierarchy under organisation; jurisdiction and the power to invalidate under powers; and what each court has actually done with the power under functions, supported by a leading decision for each system.

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Organisation

India: one hierarchy for all law, and appointment by the judges themselves. Article 124 constitutes the Supreme Court, Article 214 a High Court for each State, and Article 227 gives the High Court superintendence over all courts and tribunals in its territory. The same courts administer central and State law, so there is no separate federal judiciary as in America. Judges retire at sixty five in the Supreme Court and sixty two in the High Courts. Removal under Article 124(4) requires proved misbehaviour or incapacity and an address by each House supported by a majority of the total membership and two thirds of those present and voting, a process never completed against any judge; the motion against V. Ramaswami J. failed in 1993 when the ruling party abstained.

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The collegium is the Indian peculiarity and must be traced. S.P. Gupta v Union of India, 1981 Supp SCC 87, held that consultation in Article 124(2) did not mean concurrence, leaving primacy with the executive. The Second Judges case, Supreme Court Advocates-on-Record Association v Union of India, (1993) 4 SCC 441, nine judges, reversed it and read consultation as concurrence, giving the Chief Justice of India primacy exercised through a collegium. In re Special Reference No 1 of 1998, (1998) 7 SCC 739, fixed the collegium at the Chief Justice and the four senior most judges for Supreme Court appointments. The Ninety Ninth Amendment created a six member National Judicial Appointments Commission and was struck down in Supreme Court Advocates-on-Record Association v Union of India, (2015) 5 SCC 1, by four to one, the decisive objection being that any two members could veto a recommendation, which would let two non judicial votes defeat the primacy the Court had held to be a basic feature.

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United States: two complete court systems side by side. Article III vests the judicial power in one Supreme Court and such inferior courts as Congress may establish; the federal system runs from ninety four district courts through thirteen courts of appeals to the Supreme Court, and each State has its own separate hierarchy applying its own law, with an appeal to the Supreme Court only on a federal question. Article III judges hold office during good behaviour, which is life tenure, and their compensation may not be diminished. Appointment is by the President with the advice and consent of the Senate, which is a wholly political process, and the number of Justices, nine since the Judiciary Act of 1869, is fixed by ordinary statute and could be changed by ordinary statute.

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United Kingdom: a court separated from the legislature only in 2009. The Appellate Committee of the House of Lords was the final court of appeal until the Constitutional Reform Act 2005 created the Supreme Court of the United Kingdom, which began work on 1 October 2009. The same Act reformed the office of Lord Chancellor, removed the judicial and Speaker roles from it, placed the rule of law on a statutory footing in section 1, and created the Judicial Appointments Commission, moving selection from patronage to a statutory merit process. Judges retire at seventy five and may be removed only on an address from both Houses, a power never used against an English superior court judge.

Switzerland: an elected and politically balanced bench. The Federal Supreme Court at Lausanne sits above the cantonal judiciaries. Its judges are elected by the United Federal Assembly for renewable terms of six years, and the parties' shares of seats broadly reflect their strength in the Assembly, so party affiliation is an accepted part of selection. There is no life tenure and re election is not guaranteed, which is the sharpest possible contrast with Article III.

Powers

The single question that separates the four is whether the court may set aside a statute.

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India has the widest jurisdiction of the four. Article 13(2) makes any law inconsistent with Part III void to that extent. Article 32 gives an original writ jurisdiction that is itself a fundamental right, and Article 226 gives High Courts a wider one, extending to any other purpose. Appeals lie under Article 132 on a substantial question of law as to the interpretation of the Constitution, Article 133 in civil matters and Article 134 in criminal matters, each on a certificate under Article 134A. Article 136 gives a discretionary power to grant special leave to appeal from any judgment of any court or tribunal except a court martial, which Pritam Singh v State, AIR 1950 SC 169, held is to be exercised sparingly and in exceptional cases. Article 143 gives an advisory jurisdiction. Article 141 makes the law declared binding on all courts. Article 142 permits any decree necessary for doing complete justice. Article 129 makes the Court a court of record with power to punish for contempt. And, uniquely, the Court reviews constitutional amendments.

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The United States has the power without the text. Marbury v Madison, 5 U.S. (1 Cranch) 137 (1803), derived judicial review from the supremacy of a written constitution and from the judicial duty to decide the case before it. Article III limits the jurisdiction to cases and controversies, which is why there are no advisory opinions, a rule settled when the Justices declined to answer President Washington's questions in 1793, and why standing, ripeness, mootness and the political question doctrine restrict access. Almost all review is now by certiorari, discretionary since the Judiciary Act of 1925 and almost entirely so since the Supreme Court Case Selections Act of 1988, granted on the rule of four; and Congress retains the exceptions power over appellate jurisdiction which Ex parte McCardle, 74 U.S. 506 (1869), upheld.

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The United Kingdom has no power to invalidate an Act, by deliberate design. Section 3 of the Human Rights Act 1998 requires legislation to be read compatibly with Convention rights so far as it is possible to do so, and Ghaidan v Godin-Mendoza, [2004] UKHL 30, shows how far that reaches. Section 4 permits a declaration of incompatibility which, by section 4(6), does not affect the validity, continuing operation or enforcement of the provision. What British courts have instead is judicial review of executive action, on the GCHQ grounds of illegality, irrationality and procedural impropriety, from Council of Civil Service Unions v Minister for the Civil Service, [1985] AC 374.

Switzerland has the power for cantonal law and not for federal law. Article 190 provides that federal Acts and international law are binding on the Federal Supreme Court and the other judicial authorities. A federal statute is therefore applied even if it conflicts with the Constitution, though the Court construes it compatibly where the words allow. The reason is that the check has already been applied by the electorate: fifty thousand voters or eight cantons may demand a referendum on any federal statute under Article 141.

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Functions, with the leading decisions

Kesavananda Bharati v State of Kerala, (1973) 4 SCC 225. Swami Kesavananda Bharati, head of the Edneer Mutt in Kerala, challenged the Kerala Land Reforms Act and the Twenty Fourth, Twenty Fifth and Twenty Ninth Amendments under Article 26. Thirteen judges sat for sixty eight days. By seven to six the Court held that Article 368 does not confer power to alter the basic structure of the Constitution, and by that holding the Indian judiciary took jurisdiction over the constituent power itself. Three judges in the majority, Shelat, Hegde and Grover JJ., were superseded two days later when A.N. Ray J. was appointed Chief Justice of India on 26 April 1973, and all three resigned, which is the clearest illustration in Indian history of the cost of judicial independence and of the value of the collegium that grew out of it.

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Marbury v Madison (1803). Marbury's commission as a justice of the peace for the District of Columbia was signed and sealed but not delivered when the Adams administration ended, and Madison refused to deliver it. Marshall CJ held that Marbury had a vested right and that mandamus was the correct remedy, but that section 13 of the Judiciary Act of 1789, in purporting to add to the Supreme Court's original jurisdiction, was repugnant to Article III and void. The Court asserted the power of judicial review in a judgment that gave the executive the outcome it wanted, and therefore could not be defied.

R (Miller) v The Prime Minister, [2019] UKSC 41. Eleven Justices held unanimously that the advice to prorogue Parliament for five weeks was justiciable and unlawful, because it frustrated the constitutional functions of Parliament without reasonable justification, and that the prorogation was null and of no effect. The judgment is the answer to the question what a court without the power to strike down statutes can actually do: it cannot review what Parliament enacts, but it can insist that Parliament be able to sit. R (Miller) v Secretary of State for Exiting the European Union, [2017] UKSC 5, is its companion, holding that the prerogative cannot be used to remove rights conferred by statute.

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The Swiss illustration is the operation of Article 190 itself. Because a federal Act cannot be tested at Lausanne, a rights challenge to Swiss federal law has to go to Strasbourg, and Verein KlimaSeniorinnen Schweiz v Switzerland, 9 April 2024, is the demonstration: the Grand Chamber of the European Court of Human Rights found a violation of Article 8 in Switzerland's inadequate climate framework, and the Swiss Parliament responded with a declaration that it considered no further action necessary. A domestic bar on constitutional review does not abolish the review; it exports it, and the export is politically far more contentious than the domestic version would have been.

IndiaUnited KingdomUnited StatesSwitzerland
HierarchySingle integratedUnified, with devolved jurisdictionsDual, federal and StateFederal court over cantonal courts
AppointmentCollegium of judgesJudicial Appointments CommissionPresident and SenateFederal Assembly, party balanced
TenureSixty five and sixty twoSeventy fiveLife, during good behaviourSix year renewable terms
Strike down a statuteYes, and amendmentsNo, section 4 declaration onlyYesCantonal only, Article 190
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IndiaUnited KingdomUnited StatesSwitzerland
Advisory jurisdictionArticle 143NoneNoneNone
AccessArticle 32 as a fundamental right, and public interest litigationSufficient interest, section 7 HRAStanding under Article IIICantonal remedies, then Lausanne
Leading decisionKesavananda (1973)Miller (No 2) (2019)Marbury (1803)Article 190, and KlimaSeniorinnen (2024)
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Two cases on the judiciary worked out

L. Chandra Kumar v Union of India, (1997) 3 SCC 261. Clause 2(d) of Article 323A and clause 3(d) of Article 323B, inserted by the Forty Second Amendment, together with section 28 of the Administrative Tribunals Act, 1985, excluded the jurisdiction of the High Courts over service matters and sent appeals from tribunals directly to the Supreme Court, so that a litigant's only route from a tribunal ran to Delhi. Seven judges held those exclusions unconstitutional: the power of judicial review vested in the High Courts under Articles 226 and 227 and in the Supreme Court under Article 32 is part of the basic structure and cannot be excluded even by constitutional amendment, and decisions of tribunals must be subject to scrutiny before a Division Bench of the High Court within whose jurisdiction the tribunal sits. No other apex court in this comparison can hold that its own jurisdiction is beyond the reach of the constituent power, and that single holding is the sharpest measure of how strong the Indian judiciary is.

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Ghaidan v Godin-Mendoza, [2004] UKHL 30. Hugh Wallwyn-James died holding a protected tenancy of a London flat in which Juan Godin-Mendoza, his same sex partner of many years, had lived with him. Paragraph 2 of Schedule 1 to the Rent Act 1977 gave a statutory tenancy by succession to a person who had lived with the tenant as his or her wife or husband. Four Law Lords to one held that section 3 of the Human Rights Act 1998 required those words to be read, so far as it was possible to do so, as meaning as if they were his wife or husband, so that the partner succeeded. Lord Nicholls held that section 3 may require a court to depart from the unambiguous meaning of the legislation, provided it does not go against the grain of the Act. The case is the measure of how far a court may go when it may not strike a statute down, and the contrast with the Indian power to invalidate is the whole of the comparison this question asks for.

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Conclusion. The four judiciaries are organised differently but the difference that matters is one of power. India has built the strongest court, combining a guaranteed remedy, an advisory jurisdiction, plenary discretion under Article 136, the complete justice power of Article 142 and review of constitutional amendments, and the price of that strength is a docket it cannot clear and an appointments process it controls itself. The United States has a court of comparable authority confined to concrete disputes, whose power is judicially claimed rather than textually granted and can be narrowed by its own later decisions. The United Kingdom has a court that may not touch a statute and has therefore refined the review of executive action to the point where a prorogation can be quashed. Switzerland has withheld the power altogether and discovered that the review reappears in an international court. The evaluation the question invites is that judicial power is not created or destroyed by constitutional design, only located, and each of these four systems shows where it goes when the usual door is closed.

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7.Write short notes on any two:[25]

  • a) Marbury v. Madison (1803)
  • b) Gibbons versus Ogden
  • c) Brown versus Board of Education
  • d) Dred Scott Case

Answer

For full marks, cover: two of the four at twelve and a half marks each, which is six to eight hundred words apiece. A case note earns marks for facts, the precise question of law, the holding, the reasoning and the consequence, in that order. All four are written out below so this volume is useful whichever two are chosen. The four together are a history of the Marshall and Taney and Warren Courts, and saying how they connect is worth a mark.

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(a) Marbury v Madison, 5 U.S. (1 Cranch) 137 (1803)

The political setting, which the facts cannot be understood without. The election of 1800 transferred power from the Federalists to Jefferson's Republicans. Between the result and the inauguration the outgoing Federalist Congress passed the Judiciary Act of 1801, creating new judgeships, and the Organic Act for the District of Columbia. President Adams made the appointments in his final hours; forty two commissions for justices of the peace were signed and sealed but seventeen were never delivered, William Marbury's among them. The Secretary of State responsible for delivery was John Marshall himself, who was by then already Chief Justice designate. Jefferson instructed his Secretary of State, James Madison, to withhold the undelivered commissions. Marbury applied to the Supreme Court in its original jurisdiction for mandamus under section 13 of the Judiciary Act of 1789.

The three questions. Marshall CJ framed them as: has the applicant a right to the commission he demands; if he has a right and that right has been violated, do the laws of his country afford him a remedy; and if they do, is that remedy a mandamus issuing from this Court.

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The first two answers. The appointment became complete when the President signed and the seal was affixed, delivery being merely a ministerial act. Marbury therefore had a vested legal right and the withholding was a plain violation of it. The government of the United States has been emphatically termed a government of laws and not of men, and it will cease to deserve that appellation if the laws furnish no remedy for the violation of a vested legal right. Mandamus lay against the Secretary of State in respect of a duty owed to an individual, though not in respect of matters of political discretion.

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The third answer, and the doctrine. Section 13 of the Judiciary Act of 1789 empowered the Supreme Court to issue writs of mandamus to persons holding office under the authority of the United States. Article III, section 2 confers original jurisdiction on the Supreme Court only in cases affecting ambassadors, other public ministers and consuls and those in which a State is a party, and appellate jurisdiction in all others. Marshall CJ read section 13 as enlarging the original jurisdiction and held that Congress cannot do so. The reasoning that follows is the passage every constitutional lawyer learns: the Constitution is either a superior paramount law unchangeable by ordinary means, or it is on a level with ordinary legislative acts and alterable when the legislature pleases; if the former, a legislative act contrary to the Constitution is not law. It is emphatically the province and duty of the judicial department to say what the law is. Section 13 was void and the petition was dismissed for want of jurisdiction.

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Criticism. Three objections are standard. The first is that section 13 was capable of being read as conferring mandamus only in aid of the Court's appellate jurisdiction, in which case no constitutional question arose, so Marshall reached out for it. The second is that Marshall should have recused himself, since his own failure to deliver the commission had caused the litigation. The third is that the opinion decided the merits, that Marbury had a right and that the administration had acted unlawfully, before deciding that the Court had no jurisdiction, which is the wrong order.

Consequence. By declining jurisdiction the Court gave the Jefferson administration the result it wanted and left nothing to disobey, which is why the power once claimed was never successfully challenged. The power was not used again against a federal statute for fifty four years, and its second use was Dred Scott. The Indian position is different in form and identical in substance: Article 13(2) enacts Marshall's conclusion, so Indian judicial review rests on the text and not on inference, which is why the Indian Supreme Court has never had to defend the existence of the power, only its extent.

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(b) Gibbons v Ogden, 22 U.S. (9 Wheat.) 1 (1824)

Facts. The State of New York granted Robert Livingston and Robert Fulton an exclusive right to operate steamboats in the waters of the State, a monopoly of considerable commercial value in the first age of steam. Aaron Ogden held a licence under that monopoly to run a ferry between Elizabethtown in New Jersey and New York City. Thomas Gibbons ran competing boats on the same route under a licence issued under the federal Coasting Act of 1793. Ogden obtained an injunction in the New York courts restraining Gibbons; Gibbons appealed to the Supreme Court.

The question. Whether the power of Congress to regulate commerce among the several States, in Article I, section 8, clause 3, extended to navigation within the waters of a single State, and whether the federal coasting licence therefore prevailed over the State grant.

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Holding, per Marshall CJ. Commerce is not traffic alone; it is intercourse, and it comprehends navigation. The power to regulate commerce among the several States does not stop at the external boundary line of each State but may be introduced into the interior; it does not, however, extend to commerce which is completely internal to a State and does not affect other States. The word among means intermingled with. The power is complete in itself, may be exercised to its utmost extent, and acknowledges no limitations other than those prescribed in the Constitution. Since Gibbons held a valid federal licence and the State grant was inconsistent with it, the State law had to yield under the Supremacy Clause in Article VI. The injunction was dissolved.

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Consequence. The immediate effect was to destroy the steamboat monopolies and open coastal and river navigation to competition, which was popular and economically transformative. The lasting effect is that the commerce clause became the principal source of federal regulatory power in the United States. It sustained the Interstate Commerce Act of 1887 and the Sherman Act of 1890, the New Deal legislation after the confrontation of 1937, and the public accommodation provisions of the Civil Rights Act of 1964, upheld in Heart of Atlanta Motel v United States, 379 U.S. 241 (1964), on the ground that racial discrimination by a motel serving interstate travellers burdened interstate commerce. The outer limit was marked in United States v Lopez, 514 U.S. 549 (1995), which struck down the Gun Free School Zones Act because carrying a gun near a school is not economic activity substantially affecting interstate commerce, and in National Federation of Independent Business v Sebelius, 567 U.S. 519 (2012), which held that the commerce power does not extend to compelling a person to purchase a product.

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The Indian comparison, which is what earns the comparative mark. India did not need a judicially expanded commerce power because Entry 42 of List I confers trade and commerce with foreign countries and among the States in terms, and Articles 301 to 307 constitute a separate Part on the freedom of trade, commerce and intercourse throughout the territory of India. Atiabari Tea Co v State of Assam, AIR 1961 SC 232, and Automobile Transport (Rajasthan) Ltd v State of Rajasthan, AIR 1962 SC 1406, built the compensatory tax exception to Article 301, and nine judges discarded that doctrine in Jindal Stainless Ltd v State of Haryana, (2017) 12 SCC 1, holding that a non discriminatory tax does not offend Article 301 at all. The comparison is instructive: America made an economic union by construing one clause generously; India wrote the union into a Part of its Constitution and has spent sixty years construing it narrowly.

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(c) Brown v Board of Education of Topeka, 347 U.S. 483 (1954)

Facts. Five cases were brought together, from Kansas, South Carolina, Virginia, Delaware and the District of Columbia. Oliver Brown's daughter Linda, aged eight, was refused admission to the white elementary school a few blocks from her home in Topeka and had to travel to a segregated black school. The National Association for the Advancement of Colored People, through Thurgood Marshall, deliberately chose cases in which the physical facilities were substantially equal, so that the Court could not dispose of them by ordering equalisation.

The precedent. Plessy v Ferguson, 163 U.S. 537 (1896), had upheld a Louisiana statute requiring equal but separate accommodation on railways, holding that a legal distinction between the races did not imply inferiority. Harlan J. dissented alone: our Constitution is colour blind and neither knows nor tolerates classes among citizens. Two decisions had already undermined the doctrine in higher education: Sweatt v Painter, 339 U.S. 629 (1950), held that a hastily created black law school in Texas was not equal because it lacked the intangibles that make a school great, and McLaurin v Oklahoma State Regents, 339 U.S. 637 (1950), held that a black graduate student required to sit at a designated desk and table was denied equal treatment.

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Holding. Warren CJ delivered a unanimous opinion of nine Justices, unanimity he worked for deliberately because he believed a divided Court would be defied. The Court found the history of the Fourteenth Amendment inconclusive on public education, since public schooling was rudimentary in 1868, and decided instead on the place of education in 1954: it is the very foundation of good citizenship and a principal instrument in awakening the child to cultural values. To separate children from others of similar age and qualifications solely because of their race generates a feeling of inferiority as to their status in the community that may affect their hearts and minds in a way unlikely ever to be undone. We conclude that in the field of public education the doctrine of separate but equal has no place. Separate educational facilities are inherently unequal. Bolling v Sharpe, 347 U.S. 497 (1954), decided the same day, reached the same result for the District of Columbia under the Due Process Clause of the Fifth Amendment, since the Equal Protection Clause binds only the States.

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Consequence. Brown II, 349 U.S. 294 (1955), remitted the cases with the direction that desegregation proceed with all deliberate speed, a phrase that licensed a decade of delay, school closures and massive resistance. Cooper v Aaron, 358 U.S. 1 (1958), decided after the Little Rock crisis and signed individually by all nine Justices, held that the Court's interpretation of the Fourteenth Amendment is the supreme law of the land binding on State officials. Real desegregation followed only after the Civil Rights Act of 1964 permitted the withholding of federal funds. Green v County School Board, 391 U.S. 430 (1968), required results rather than freedom of choice plans.

The Indian comparison. India abolished untouchability outright by Article 17 in 1950 and forbade discrimination in access to shops, public restaurants, wells, roads and places of public resort by Article 15(2), so the constitutional text did in a stroke what American law took from 1896 to 1968 to achieve through litigation. The Supreme Court expressly drew on Brown in State of Karnataka v Appa Balu Ingale, 1995 Supp (4) SCC 469, when construing Article 17 and the Protection of Civil Rights Act, 1955. The contrast is a standing argument for writing rights into a constitution rather than leaving them to be extracted from a general clause.

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(d) Dred Scott v Sandford, 60 U.S. (19 How.) 393 (1857)

Facts. Dred Scott was an enslaved man in Missouri, owned by an army surgeon, Dr John Emerson, who took him first to Illinois, a free State under its own constitution, and then to Fort Snelling in the Wisconsin Territory, where slavery was prohibited by the Missouri Compromise of 1820. They returned to Missouri. After Emerson's death Scott sued for his freedom, and eventually for the freedom of his wife Harriet and their two daughters, on the ground that residence in free territory had made him free. The suit reached the federal courts on the basis of diversity of citizenship, the defendant John Sanford, whose name was misspelled in the report, being a citizen of New York.

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Holding, per Taney CJ, seven to two. First, on jurisdiction, the Court held that a person of African descent whose ancestors were imported into the United States and sold as slaves could not be a citizen of a State within the meaning of Article III, and therefore could not sue in a federal court; Taney CJ wrote that such persons had for more than a century been regarded as beings of an inferior order with no rights which the white man was bound to respect. Second, and although the first holding disposed of the case, the Court went on to hold that Congress had no power to prohibit slavery in the Territories: the Missouri Compromise of 1820 deprived slave owners of their property without due process of law, contrary to the Fifth Amendment, and was therefore void. Third, Scott's residence in free territory had not made him free, because his status on return was governed by the law of Missouri. Curtis and McLean JJ. dissented; Curtis J. demonstrated that free black men had voted in five States at the time of ratification, which contradicted the majority's history, and resigned from the Court shortly afterwards.

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Why it matters constitutionally. It was only the second occasion on which the Supreme Court struck down a federal statute, fifty four years after Marbury, and the first on which it did so on substantive rather than jurisdictional grounds. It is the origin of substantive due process, the doctrine that the Due Process Clause protects the content of rights and not merely the procedure by which they are taken away, which later produced Lochner v New York, 198 U.S. 45 (1905), and, in a different direction, Griswold, Roe and Obergefell.

Consequence. The decision destroyed any prospect of a legislative settlement of slavery in the Territories, split the Democratic Party, contributed directly to the election of Lincoln in 1860 and to the outbreak of the Civil War in 1861. It was reversed not by the Court but by constitutional amendment: the Thirteenth Amendment of 1865 abolished slavery and the Fourteenth Amendment of 1868 provided in its first sentence that all persons born or naturalised in the United States are citizens of the United States and of the State in which they reside, which overruled the citizenship holding directly. Dred Scott is universally treated as the worst decision in the Court's history and is the standard example of the anti canon, the small set of decisions cited only to be repudiated, alongside Plessy and Korematsu.

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Three further cases behind these notes

Plessy v Ferguson, 163 U.S. 537 (1896). Homer Plessy, seven eighths white by descent, boarded a whites only carriage of the East Louisiana Railway in a test case arranged with the railway's cooperation, announced his ancestry, refused to move and was arrested under the Separate Car Act of 1890. Eight judges to one upheld the statute, holding that a legal distinction between the races does not destroy legal equality, and that if separation stamped the coloured race with a badge of inferiority it was because that race chose to put that construction upon it. Harlan J. dissented alone with the sentence that outlived the majority: our Constitution is colour blind and neither knows nor tolerates classes among citizens. Fifty eight years of American public life were governed by that decision, and a note on Brown that does not give it cannot explain what Brown overturned.

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Cooper v Aaron, 358 U.S. 1 (1958). After the Little Rock school board adopted a desegregation plan, Governor Faubus called out the Arkansas National Guard to keep nine black students out of Central High School and federal troops were eventually sent. The board then asked the courts to suspend its own plan for two and a half years because of the disorder. The Supreme Court refused, in an opinion signed individually by all nine Justices, holding that the constitutional rights of children are not to be sacrificed or yielded to violence and disorder, and that the federal judiciary is supreme in the exposition of the law of the Constitution, so that Brown binds State officials and legislators. It is what a note on Brown needs in order to explain why the judgment took a further decade to mean anything.

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Cooley v Board of Wardens, 53 U.S. 299 (1852). Pennsylvania required vessels entering or leaving Philadelphia to engage a local pilot or pay half the pilotage fee into a fund for retired pilots; Aaron Cooley refused and was sued. Curtis J. held that the commerce power is not uniformly exclusive of the States: subjects national in character or admitting of only one uniform system belong exclusively to Congress, while local subjects requiring diversity may be regulated by the States until Congress acts, so the pilotage fee stood. That doctrine of selective exclusiveness is the second half of Gibbons and the origin of the dormant commerce clause, whose modern form is Pike v Bruce Church Inc, 397 U.S. 137 (1970). A note on Gibbons that stops at 1824 has given only the half of the doctrine that expands federal power.

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Conclusion. The four cases are one argument about the same power. Marbury created judicial review; Gibbons used it to build a national economy; Dred Scott showed within a single generation that the same power can entrench the worst feature of a society and can be corrected only by amendment and war; and Brown showed that the Court can also repudiate its own past, by unanimity and without a change of text. For an Indian student the lesson is the one the framers acted on: rights that depend on judicial construction of a general clause are vulnerable to the composition of the bench, which is why Part III enumerates and Article 32 guarantees the remedy.

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Colophon

This volume prints the 2025-26 - Set 2 Comparative Constitutional Law paper set by the University of Mumbai for LLM Group 1 Constitutional and Administrative Law, with a model answer to each of its 7 questions.

Written and edited by the munotes.in editorial desk. Published by munotes.in, Mumbai.

12 August 2026.

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