LL.B. (Three Years) Sem 3 Investment and Securities Law Nov 2024 Question Paper - SPPU

Questions asked in this paper

PART - A [2 × 15 = 30]

1. Q1 Elucidate on the historical evolution of Investment and Securities Laws.
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2. Q2 Explain the concept of Securities Market.
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3. Q3 What is the role of SEBI in securities market? Discuss the Power and Functions of SEBI.
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4. Q4 Explain the Rights and Obligations of depositories, Depository Participants, Issuers and beneficial owners under the Depositories Act,1996.
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PART - B [3 × 10 = 30]

1. Q5 Write a detailed note on Ownership instruments.
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2. Q6 Explain the procedure for a stock exchange to be recognized Stock Exchange. Describe the power of Government, procedure for de-recognition of a stock exchange.
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3. Q7 Discuss the insider trading with the help of laws relating to investment and securities.
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4. Q8 Explain Grievance Redressal Mechanism under SEBI (Listing Obligations and Desclosure Requirement Regulations).
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5. Q9 Discuss in detail the Regulation and management of Foreign Exchange.
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PART - C [2 × 5 = 10]

1. Q10 Write short notes on: (any Two)
   • a) Compliance Officer Read the model answer
   • b) Disclosure of event or information under SEBI Regulations. Read the model answer
   • c) Setting up of Joint Ventures and wholly owned subsidiaries in India and outside India. Read the model answer
   • d) Debt instruments. Read the model answer

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