Mumbai University Solved Question Papers
Indian Constitutional Law New Challenges
Previous Year Question Paper with Solution
LLM · Foundation Course
2023 Examination
munotes.in
Mumbai
Mumbai University Solved Question Papers
Indian Constitutional Law New Challenges
Previous Year Question Paper with Solution
LLM · Foundation Course
2023 Examination
munotes.in
Mumbai
First published on munotes.in on 12 August 2026.
Published by munotes.in, Mumbai.
Model answers written and edited by the munotes.in editorial desk.
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The University does not publish an official answer key for this paper. The answers in this volume are model answers, written to show how a full-mark answer is built. They are a study aid, not an authority on what an examiner marked.
The question paper reproduced here is the paper as set by the University of Mumbai at the 2023 examination.
The answers in this volume state the law as it stands today, not as it stood when the paper was set, and in this subject the difference is large. Five changes alter answers here. Aligarh Muslim University v. Naresh Agarwal, 8 November 2024, overruled Azeez Basha on the minority status of an institution incorporated by statute. State of Punjab v. Davinder Singh, 1 August 2024, permitted sub-classification within the Scheduled Castes. The Chief Election Commissioner and Other Election Commissioners Act, 2023 replaced the appointment committee directed in Anoop Baranwal. The Constitution (One Hundred and Sixth Amendment) Act, 2023 came into force on 16 April 2026 and is not yet operative. And the advisory opinion of 20 November 2025 held that no timeline may be set for assent to a Bill. Where a provision has since been replaced, the answer gives the position then and now, and says which is which.
The questions below are the paper as the University of Mumbai set it at the 2023 examination, in the order it was set.
MarksPage
The questions in this volume are the questions asked at the 2023 examination, reproduced as the University of Mumbai set them, in the order it set them. Nothing has been reworded, added or left out. Only the answers are ours. See the original question paper.
Duration 3 hours · Total marks 100 · 7 questions answered
How to use this volume
Solve the paper first, under exam conditions and against the clock. Then read the answers here and mark your own. Reading a solution before attempting the question feels productive and teaches very little, because recognising an answer is not the same as being able to write one.
Answer any four questions, all questions carry equal marks
any four of seven · 100 Marks
Answer
For full marks, cover: what the 1991 policy actually changed; why Article 12 was drafted for a different economy; the mechanism by which liberalisation narrows Part III, with BALCO as the proof; the three doctrinal routes available for redefining State, and which of them the courts have in fact taken; and a conclusion that answers whether redefinition is needed or whether the answer lies elsewhere.
What liberalisation changed. The New Industrial Policy of 24 July 1991 abolished industrial licensing for most industries, reduced the number of industries reserved for the public sector from seventeen to eight and later to three, opened most sectors to foreign direct investment, and began disinvestment in public sector undertakings. Since then the State has withdrawn from telecommunications, aviation, airports, ports, power distribution, banking in part, and increasingly from health and education, and it has re-entered many of these fields as a regulator and as a contracting party rather than as an owner.
Why that matters for Part III, in one step. Article 12 defines "the State" for Part III to include the Government and Parliament of India, the Governments and Legislatures of the States, all local authorities and other authorities within the territory of India or under the control of the Government of India. Since Pradeep Kumar Biswas v. Indian Institute of Chemical Biology (2002) 5 SCC 111 the test for "other authorities" is financial, functional and administrative domination or control by the Government, which must be particular to the body and pervasive; merely regulatory control will not do. Every one of those criteria is a criterion of ownership and control. So as the State ceases to own, the number of bodies satisfying the test falls, and the reach of Articles 14, 15, 16, 19 and 21 falls with it, without a single word of the Constitution being amended.
The proof is BALCO. In BALCO Employees' Union v. Union of India (2002) 2 SCC 333 the Court upheld the sale of the Union's fifty-one per cent holding in Bharat Aluminium Company, holding that disinvestment is a matter of economic policy, that the Court has no expertise to sit in judgment over it, and that the employees had no right to be heard because no right of theirs was affected by a change of ownership. The constitutional consequence is stark and the Court did not deny it: an employee who on the day before the sale could have moved the High Court under Article 226 alleging a breach of Article 14 or Article 16 could not do so the day after, because his employer had ceased to be State.
The same problem in three other forms. One, public private partnership: an airport, a highway or a hospital run under concession performs a public function with State assets but is owned privately, and no test of pervasive control will catch it. Two, outsourcing: when a government department contracts out a service, the employees of the contractor are outside Article 16 and the users are outside Article 14 as against the contractor. Three, the regulated private monopoly: a private distribution licensee may be the only supplier of electricity in a city and yet, on Federal Bank Ltd. v. Sagar Thomas (2003) 10 SCC 733, extensive regulation is not control.
So is redefinition needed, and if so how? Three routes are available, and they should be assessed.
Route one, widen "other authorities" further. This is the route the courts have declined to take. Zee Telefilms Ltd. v. Union of India (2005) 4 SCC 649 held the Board of Control for Cricket in India not to be State despite its monopoly in fact, its selection of the national team and the recognition it enjoys, precisely because none of the Pradeep Kumar Biswas criteria was satisfied. To catch a genuinely private operator the test would have to be abandoned rather than widened, and a definition that catches every powerful private body is no definition. The argument against this route is not technical but structural: Part III was drafted to bind the State because the State has coercive power, and stretching it to bind everyone would convert every private dispute into a constitutional one.
Route two, shift the question from what the body is to what it does. This is the route actually taken, and it runs through Article 226, not Article 32. Andi Mukta Sadguru Shree Muktajee Vandas Swami Suvarna Jayanti Mahotsav Smarak Trust v. V.R. Rudani (1989) 2 SCC 691 held that a writ of mandamus lies against any person or body performing a public duty, whatever its constitutional status, because Article 226 extends to "any other purpose". Zee Telefilms itself preserved this remedy against the Board. K.K. Saksena v. International Commission on Irrigation and Drainage (2015) 4 SCC 670 supplies the limit: the duty must be a public duty, imposed by statute or by the nature of the function, and not merely a duty owed to members of the public under contract. This route has two weaknesses: it is available only in the High Courts and not under Article 32, and it enforces public duties rather than fundamental rights as such.
Route three, horizontality. Kaushal Kishor v. State of Uttar Pradesh (2023) 4 SCC 1, decided on 3 January 2023, five months before this paper was set, held by 4:1 that the rights under Articles 19 and 21 may be enforced against persons other than the State and its instrumentalities, joining Articles 15(2), 17, 20(2), 23, 24 and 29(2), which are horizontal on their own terms; and that the State has a positive duty to protect a person's Article 21 rights even against a private threat. If that holding is worked out, the need to redefine "State" largely disappears for the two most important rights in Part III, because the right will run directly against the private actor. Nagarathna J.'s partial dissent, and the absence so far of a developed remedial framework, are the reasons for caution.
Two further answers that are not constitutional at all, and a complete answer notes them. Statute: the Right to Information Act, 2005 reaches "substantially financed" private bodies through section 2(h), and the Consumer Protection Act, 2019, the Real Estate (Regulation and Development) Act, 2016 and the sectoral regulators do the work Part III cannot. And conditions in the transfer itself: a disinvestment or concession agreement can carry obligations on employment, on tariffs and on non-discrimination, which is a contractual rather than a constitutional protection but is enforceable and specific.
Conclusion. The need to redefine "State" arises because Article 12 measures a body by how far the Government owns and controls it, and liberalisation has reduced Government ownership without reducing the public importance of what the bodies do. The consequence, demonstrated by BALCO, is that Part III retreats every time a public enterprise is sold, though nobody voted to reduce fundamental rights. But redefinition by stretching "other authorities" is not the right answer and the Supreme Court has refused it, because control is the only principled criterion available and Zee Telefilms shows what happens when it is absent. The workable answers are the two the courts have in fact developed: the public function jurisdiction under Article 226, which asks what the body does rather than what it is, and the horizontal enforcement of Articles 19 and 21 recognised in Kaushal Kishor. Redefinition is therefore needed, but of the reach of the rights, not of the definition of the State.
Answer
For full marks, cover: Article 324 and the three functions; the reservoir of power and its statutory limit; achievements; then the criticism, which is appointment, the non-statutory Model Code, the absence of power over parties and money, and the dependence of the whole institution on the character of its members.
The constitutional position. Article 324(1) vests in an Election Commission the superintendence, direction and control of the preparation of electoral rolls for, and the conduct of, all elections to Parliament, to the State legislatures and to the offices of President and Vice-President. Article 324(2) leaves the number of Commissioners to the President, subject to any law made by Parliament. Article 324(5) protects the Chief Election Commissioner with removal only in the manner and on the grounds applicable to a Judge of the Supreme Court, and provides that an Election Commissioner may be removed only on the recommendation of the Chief Election Commissioner. Articles 325 and 326 forbid exclusion from the roll on grounds of religion, race, caste or sex and provide for adult suffrage at eighteen. The working statutes are the Representation of the People Acts of 1950 and 1951.
Three functions: administrative, in preparing rolls, notifying the schedule, allotting symbols and enforcing the Model Code; advisory, under Articles 103(2) and 192(2), where the President or Governor decides a sitting member's disqualification according to the opinion of the Commission, which is binding; and quasi-judicial, in deciding disputes over recognition and symbols, upheld in Sadiq Ali v. Election Commission of India (1972) 4 SCC 664.
The width of the power. Mohinder Singh Gill v. Chief Election Commissioner (1978) 1 SCC 405 described Article 324 as a reservoir of power enabling the Commission to act where the law is silent, subject to natural justice. A.C. Jose v. Sivan Pillai (1984) 2 SCC 656 set the limit: it cannot act contrary to a statute, and voting machines used without statutory authority were bad, which Parliament cured by inserting section 61A in 1989. T.N. Seshan v. Union of India (1995) 4 SCC 611 held the Commission to be a multi-member body acting by majority, the Chief Election Commissioner not being superior to his colleagues.
Achievements, stated fairly. The Commission has conducted every general election since 1952; it manages the largest electoral exercise in the world within a six-week window; it built the Model Code into an effective instrument from 1991; it introduced the photo identity card, electronic voting machines, the paper audit trail, expenditure observers and the cVIGIL application; and its independence, however imperfectly secured on paper, has survived every change of government at the Union and in the States.
Now the criticism, in four heads.
One, appointment. The Commission that certifies who has won is chosen by whoever is in office. In Anoop Baranwal v. Union of India (2023) 6 SCC 161, decided 2 March 2023, three months before this paper was set, a Constitution Bench held unanimously that appointments must be made by the President on the advice of a committee of the Prime Minister, the Leader of the Opposition in the Lok Sabha and the Chief Justice of India, until Parliament legislated. The Court's reasoning is the strongest available statement of the criticism: democracy is a facet of the basic structure, free and fair elections are inseparable from it, and an Election Commission constituted by the executive alone cannot deliver them with the necessary appearance of impartiality. Parliament legislated within the year, and the Chief Election Commissioner and Other Election Commissioners (Appointment, Conditions of Service and Term of Office) Act, 2023 replaced the Chief Justice with a Union Cabinet Minister nominated by the Prime Minister, restoring an executive majority on the committee. That Act is under challenge and the position is not yet settled. The Dinesh Goswami Committee (1990) and the Law Commission's 255th Report (2015) had both recommended a plural appointment body.
Two, the Model Code has no legal force. It works by consensus and by the Commission's moral standing; its sanctions are censure, advisory and a short campaigning ban under Article 324. The Standing Committee recommended making it statutory in 2013; the Commission opposed this on the ground that statutory status would move enforcement to the courts and make it too slow to matter during a campaign. Both positions are defensible and the trade-off should be stated.
Three, no power over parties or over money. The Commission registers parties under section 29A but, as held in Indian National Congress v. Institute of Social Welfare (2002) 5 SCC 685, has no general power to deregister one. It cannot compel internal party democracy or regulate candidate selection. On money, the expenditure ceiling binds the candidate and not the party, and the significant reforms have come from litigation rather than from the Commission: Union of India v. Association for Democratic Reforms (2002) 5 SCC 294 and PUCL v. Union of India (2003) 4 SCC 399 on disclosure, Lily Thomas v. Union of India (2013) 7 SCC 653 on immediate disqualification, PUCL v. Union of India (2013) 10 SCC 1 on NOTA, and Public Interest Foundation v. Union of India (2019) 3 SCC 224 on publication of criminal antecedents.
Four, dependence on personality. The Commission's assertiveness has varied with its members rather than with its constitutional protection, which is exactly what a well-designed institution should not do. This is the cumulative effect of the first three criticisms and it is the point on which to close the critical half.
Balance. Against all this stands a record no other institution in India can match: no general election has been set aside, turnout has risen, and the transfer of power after defeat has never been contested on the ground that the count was dishonest. Whatever the defects of design, the Commission has delivered the outcome the design exists to secure.
Conclusion. The Election Commission holds one of the widest discretionary powers in the Constitution, conferred in three sentences and expanded by Mohinder Singh Gill into a reservoir of power, and it has used that power to build almost the whole practical machinery of Indian elections. The criticism is not that it has misused the power but that the Constitution secures its independence badly: strongly for one member and weakly for two, not at all in the matter of finance and staffing, and, since the 2023 Act, doubtfully in the matter of appointment. An institution whose entire value lies in being trusted by the side that loses should not be constituted by the side that wins, and the fact that the Supreme Court said so in March 2023 and Parliament reversed it within the year is the sharpest criticism available of the present arrangement.
Answer
For full marks, cover: the text of both articles and the four differences between them; who is a minority and by reference to what unit; what "establish and administer" means; the regulation cases from Kerala Education Bill to T.M.A. Pai and P.A. Inamdar; and the two most recent developments, Pramati and the 2024 Aligarh Muslim University decision.
Article 29 is headed "Protection of interests of minorities" but its first clause is not confined to minorities. Article 29(1): any section of the citizens residing in the territory of India or any part of it having a distinct language, script or culture of its own shall have the right to conserve the same. Article 29(2): no citizen shall be denied admission into any educational institution maintained by the State or receiving aid out of State funds on grounds only of religion, race, caste, language or any of them.
Article 30(1): all minorities, whether based on religion or language, shall have the right to establish and administer educational institutions of their choice. Article 30(1A), inserted by the Forty-fourth Amendment, requires that in acquiring the property of a minority educational institution the State shall ensure that the amount fixed does not restrict or abrogate the right. Article 30(2): the State shall not, in granting aid, discriminate against any institution on the ground that it is under the management of a minority.
Four differences between the two articles, and stating them is worth marks. Article 29(1) protects any section of citizens, Article 30(1) only a minority. Article 29(1) protects language, script or culture, Article 30(1) protects the right to run an educational institution. Article 29(2) is an individual right of a citizen; Article 30(1) is a right of a community. And Article 29(2) binds the State and State-aided institutions, whereas Article 30(1) is a right against the State.
Who is a minority? The Constitution does not define it. The determining unit is the State, not the country: D.A.V. College, Bhatinda v. State of Punjab (1971) 2 SCC 269 held Hindus in Punjab to be a religious minority for this purpose, and T.M.A. Pai Foundation v. State of Karnataka (2002) 8 SCC 481 confirmed by eleven judges that since the reorganisation of States is on linguistic lines, the unit for determining both religious and linguistic minorities is the State. The National Commission for Minorities Act, 1992 notifies communities at the national level, and the challenge to that scheme in Ashwini Kumar Upadhyay v. Union of India remains pending.
What "establish and administer" means, and it is conjunctive. In S. Azeez Basha v. Union of India (AIR 1968 SC 662) the Court held that the two words go together: a community that has not established an institution cannot claim to administer it under Article 30, and on that footing Aligarh Muslim University, being incorporated by an Act of 1920, was held not to be a minority institution. That holding stood for fifty-six years and was overruled in Aligarh Muslim University v. Naresh Agarwal, decided 8 November 2024 by a seven-judge bench, 4:3. The majority held that incorporation by statute does not by itself destroy minority character; the enquiry is who brought the institution into existence, whose funds and effort founded it and for whose benefit; and it is not necessary to show that the administration vests in the minority, because the right to administer is the consequence of establishment, not proof of it. The question whether Aligarh Muslim University is on the facts a minority institution was remitted to a regular bench.
The right to administer is not a right to maladminister. The regulation cases run in a line:
Parliament's answer to Inamdar was the Ninety-third Amendment, 2005, inserting Article 15(5) to permit special provision for backward classes and Scheduled Castes and Tribes in educational institutions including private unaided ones, minority institutions expressly excepted. It was upheld for aided institutions in Ashoka Kumar Thakur v. Union of India (2008) 6 SCC 1 and for unaided ones in Pramati Educational and Cultural Trust v. Union of India (2014) 8 SCC 1.
The intersection with the right to education. Pramati also held that the Right of Children to Free and Compulsory Education Act, 2009 does not apply to minority institutions at all, aided or unaided, because Article 21A cannot be given effect in a manner that abrogates Article 30(1). Society for Unaided Private Schools of Rajasthan v. Union of India (2012) 6 SCC 102 had earlier upheld section 12(1)(c), the twenty-five per cent obligation, for non-minority unaided schools. The result is that the principal equalising provision of the RTE Act does not reach a large and growing part of the school system, which is the sharpest practical criticism of Article 30 as it now operates.
Two cases on language, because Article 29(1) is about language and script. State of Bombay v. Bombay Education Society (AIR 1954 SC 561) struck down an order restricting admission to English-medium schools by mother tongue, as violating Article 29(2). State of Karnataka v. Associated Management of Primary and Secondary Schools (2014) 9 SCC 485 held that a State may prescribe the mother tongue as the medium in its own and aided schools but cannot impose it on unaided schools, the choice of medium being part of Article 19(1)(a) for the parent and Article 30(1) for a minority institution.
Conclusion. Articles 29 and 30 protect two different things and are often run together in answers. Article 29 protects identity, the language, script and culture of any section of citizens, and secures the individual citizen against exclusion from a State or aided institution on grounds of religion, race, caste or language. Article 30 protects autonomy, the right of a religious or linguistic minority to found and run its own institutions, on the constitutional judgment that a community's culture survives only if it can educate its own. The case law has settled the balance between that autonomy and the State's interest in standards: regulation for excellence is permissible, takeover of management is not, and profiteering is not protected. What the last decade has changed is the reach of the right rather than its content, first by Pramati, which put minority schools outside the right to education legislation, and then by the 2024 Aligarh Muslim University decision, which by overruling Azeez Basha reopened minority status for institutions incorporated by statute and is likely to be the most litigated point in this field for years.
Answer
For full marks, cover: why the Constitution says "Union of States"; the federal features and the unitary ones; the three distributions, legislative, administrative and financial; the case law culminating in Bommai; and then the trust half, which is Article 263, the GST Council and the Governor, ending with the position after the Supreme Court's advisory opinion of 20 November 2025.
Article 1(1) says India, that is Bharat, shall be a Union of States, and the choice of "Union" over "Federation" was explained by Dr Ambedkar in the Constituent Assembly: the Union is not the result of an agreement between the States, and the States have no right to secede. The federation is created by the Constitution and not by a compact between pre-existing sovereigns.
Federal features. A written and supreme Constitution; a division of legislative power under Article 246 and the Seventh Schedule into three Lists; a rigid amending procedure for federal provisions, since the proviso to Article 368(2) requires ratification by not less than half the State legislatures for any amendment touching the election of the President, the extent of executive or legislative power of the Union or the States, the Seventh Schedule, the representation of States in Parliament, or Article 368 itself; an independent judiciary with the Supreme Court's exclusive original jurisdiction over federal disputes under Article 131; and a bicameral Parliament whose upper House represents the States under Article 80.
Unitary features. Article 3 allows Parliament to redraw any State's boundaries or change its name on the President's recommendation after merely ascertaining the views of the State legislature, which are not binding, and Article 4 says such a law is not an amendment for the purposes of Article 368. Articles 249, 250, 252 and 253 allow Parliament to legislate on State subjects in defined circumstances, including to implement a treaty. Articles 200 and 201 allow a Governor to reserve a Bill and the President to withhold assent. Articles 256, 257 and 365 allow the Union to direct a State and to treat non-compliance as a failure of constitutional machinery. Article 356 allows President's rule. There is a single citizenship, a single integrated judiciary, an All India Services cadre under Article 312, and a common Comptroller and Auditor General and Election Commission. The residuary power is with the Union, under Article 248 and entry 97 of List I.
The three distributions. Legislative, by Article 246 and the Seventh Schedule, with Union supremacy under Article 246(1) and the doctrines of pith and substance, colourable legislation and repugnancy under Article 254, the last resolved in favour of Union law unless a State law reserved for and receiving the President's assent prevails within that State under Article 254(2). Administrative, by Articles 256 to 263, with the Union's power to give directions and the obligation of States to comply. Financial, by Articles 268 to 281, with grants-in-aid under Article 275, the Finance Commission under Article 280, and since the One Hundred and First Amendment, 2016, Article 246A conferring concurrent power over goods and services tax, Article 269A on inter-State supply and Article 279A establishing the GST Council, whose decisions need a three-fourths majority with the Union holding one-third of the weight and all States together two-thirds.
The case law. State of West Bengal v. Union of India (AIR 1963 SC 1241) rejected State sovereignty and held Indian federalism a matter of degree. State of Rajasthan v. Union of India (1977) 3 SCC 592 took a strongly centralist view. S.R. Bommai v. Union of India (1994) 3 SCC 1 corrected it: federalism is part of the basic structure, a Proclamation under Article 356 is justiciable, the President's satisfaction must rest on relevant material, the test of a government's majority is the floor of the House and not the Governor's opinion, and dissolution before parliamentary approval is impermissible and can be undone. Kuldip Nayar v. Union of India (2006) 7 SCC 1 described the model as quasi-federal. Government of NCT of Delhi v. Union of India (2018) 8 SCC 501 and (2023) 9 SCC 1 developed collaborative federalism, holding the Lieutenant Governor bound by ministerial advice except on police, public order and land, a position Parliament then altered by statute in 2023. Jindal Stainless Ltd. v. State of Haryana (2017) 12 SCC 1 re-read Articles 301 to 304 and abandoned the compensatory tax doctrine.
Now the trust and faith half.
The machinery is thin. Article 263 permits the President to establish an Inter-State Council to enquire into and advise upon disputes and to investigate subjects of common interest; the Sarkaria Commission recommended it in 1988 and it was constituted only in 1990, and the Punchhi Commission (2010) recommended that it meet at least three times a year, which it does not. The Zonal Councils under the States Reorganisation Act, 1956 are statutory, not constitutional. Article 261 requires full faith and credit to public acts and records. Article 262 takes inter-State water disputes out of the courts, and section 11 of the Inter-State River Water Disputes Act, 1956 bars the jurisdiction of all courts, though State of Karnataka v. State of Tamil Nadu (2018) 4 SCC 1 held that an appeal under Article 136 against a tribunal award nonetheless lies.
Where trust has broken down is the Governor. Appointed by the President under Article 155 and holding office during pleasure under Article 156, the Governor is a Union nominee exercising discretion under Articles 163 and 200 in States often governed by another party. The two flashpoints are government formation, on which Bommai and Rameshwar Prasad v. Union of India (2006) 2 SCC 1 supply the law, and delay in assent. On the second, in State of Tamil Nadu v. Governor of Tamil Nadu, decided 8 April 2025, a two-judge bench held the withholding of assent to ten Bills illegal, prescribed timelines and declared the Bills deemed assented. The President then referred fourteen questions under Article 143(1), and on 20 November 2025 the Supreme Court held in its advisory opinion that no rigid timelines can be judicially prescribed under Articles 200 and 201, that deemed assent is alien to the Constitution, and that these decisions are not ordinarily justiciable, while holding that a Governor may not sit on a Bill indefinitely and that limited judicial review lies for unexplained delay. That is the present law.
The GST Council as the counter-example. Union of India v. Mohit Minerals (2022) 10 SCC 700 held that the recommendations of the GST Council are not binding on the Union and the States, being the product of a collaborative dialogue, and that both legislatures have simultaneous power under Article 246A. Whatever the practical difficulties of the Council, it is the one forum in which the Union and the States decide a major subject together, and it is the model any answer on cooperative federalism should hold up.
Conclusion. Indian federalism is federal in structure and unitary in emergency, which is why Bommai preferred to describe it in its own terms rather than measure it against a classical model. The distribution of powers, the Seventh Schedule and the Article 368 proviso are real guarantees, and since Bommai federalism is part of the basic structure and therefore beyond amendment. But the relationship of trust and faith depends almost entirely on institutions the Constitution merely permits, an Inter-State Council that rarely meets, a Finance Commission whose recommendations are not binding, and a Governor who owes his office to the Union. The GST Council shows what a properly constituted joint forum can achieve; the Presidential Reference of November 2025 shows what happens when the parties stop trusting each other and reach instead for the Court. The Constitution secures federalism at the level of power and leaves it to convention at the level of practice, and it is the convention that has been failing.
Answer
For full marks, cover: the constitutional guarantees of independence grouped by what they protect; the four Judges Cases; then accountability, which is removal, the in-house procedure, contempt, the Right to Information and post-retirement appointments; and the argument that independence and accountability are complements rather than opposites.
Independence first, and group the provisions rather than listing them.
Appointment is governed by Articles 124(2) and 217(1), which require consultation with the Chief Justice of India, with qualifications prescribed by Articles 124(3) and 217(2) so the executive cannot alter the bar. Security of tenure: retirement at sixty-five and sixty-two, and removal only by an order of the President after an address by each House supported by a majority of the total membership and by two-thirds of those present and voting, on proved misbehaviour or incapacity, under Article 124(4) applied to High Courts by Article 218. Financial security: salaries fixed by Parliament, not variable to a judge's disadvantage except in a financial emergency, and charged on the Consolidated Fund under Articles 112(3)(d), 125, 202(3)(d) and 221, so they are non-votable. Protection of the office: Articles 121 and 211 bar discussion of a judge's conduct in the legislature except on a removal motion; Articles 129 and 215 give the power to punish for contempt; Articles 124(7) and 220 restrict practice after retirement; Article 50 directs separation of the judiciary from the executive. Control of the subordinate judiciary is vested in the High Court by Article 235, read in State of West Bengal v. Nripendra Nath Bagchi (AIR 1966 SC 447) to include disciplinary jurisdiction.
The four Judges Cases. S.P. Gupta v. Union of India 1981 Supp SCC 87: consultation is not concurrence, the executive has primacy. Supreme Court Advocates-on-Record Association v. Union of India (1993) 4 SCC 441: overruled by nine judges, the Chief Justice's opinion formed with senior colleagues has primacy, and the collegium is created. Special Reference No. 1 of 1998 (1998) 7 SCC 739: the collegium is the Chief Justice plus the four senior-most judges for Supreme Court appointments. Supreme Court Advocates-on-Record Association v. Union of India (2016) 5 SCC 1, decided 16 October 2015: the Ninety-ninth Amendment and the National Judicial Appointments Commission Act, 2014 struck down 4:1, primacy of the judiciary in appointments being part of the basic structure. Independence was named as a basic feature in Kesavananda Bharati v. State of Kerala (1973) 4 SCC 225 and judicial review was so held in L. Chandra Kumar v. Union of India (1997) 3 SCC 261.
Now accountability, and this is where the critical work is done.
Removal has never once succeeded. Article 124(4) with the Judges (Inquiry) Act, 1968 requires a motion signed by 100 members of the Lok Sabha or 50 of the Rajya Sabha, admission by the Speaker or Chairman, an inquiry committee of a Supreme Court Judge, a High Court Chief Justice and a distinguished jurist, and then the special majority in both Houses. In the case of Justice V. Ramaswami in 1993 the committee found misbehaviour and the motion still failed, because the governing party abstained and the motion did not secure a majority of the total membership. Justice Soumitra Sen resigned in 2011 after the Rajya Sabha passed the motion. The procedure is so demanding that it is in practice unusable, which means the only real sanction is resignation under pressure. Sub-Committee on Judicial Accountability v. Union of India (1991) 4 SCC 699 and Sarojini Ramaswami v. Union of India (1992) 4 SCC 506 held that the process up to the committee's finding is not immune from judicial review and that the Speaker's decision to admit a motion is justiciable.
The in-house procedure was devised in C. Ravichandran Iyer v. Justice A.M. Bhattacharjee (1995) 5 SCC 457 for misconduct falling short of removal: a complaint to the Chief Justice, a committee of judges, and, if the misconduct is serious, advice to resign or, failing that, withdrawal of judicial work and a report to the President and Prime Minister. It is confidential and has no statutory basis, which is its principal weakness.
Criminal accountability is governed by K. Veeraswami v. Union of India (1991) 3 SCC 655: a Judge of the higher judiciary is a public servant under the Prevention of Corruption Act, but no criminal case may be registered without the prior consultation of the Chief Justice of India, a protection intended to prevent harassment and criticised as producing near-immunity.
Transparency. In Central Public Information Officer, Supreme Court of India v. Subhash Chandra Agarwal (2020) 5 SCC 481 a Constitution Bench held that the office of the Chief Justice of India is a public authority under the Right to Information Act, 2005, and that information about judges' assets and about collegium deliberations is subject to the Act's exemptions and the public interest test. The collegium has published its resolutions since 2017, but without reasons in most cases, which is the single most persistent criticism made of it, and it was Chelameswar J.'s ground of dissent in the NJAC case.
The unlegislated weakness is post-retirement appointment. Nothing in the Constitution bars a retired judge from accepting an office from the executive, and successive proposals for a cooling-off period have not been enacted. Since the appointing authority for such offices is the executive, whose litigation the judge decides in his last years on the bench, this is the most direct structural threat to independence that remains, and it is untouched by any of the four Judges Cases.
And the still-unfinished business. The Memorandum of Procedure the Court directed to be revised in the remedial hearing after the NJAC judgment has still not been settled between the collegium and the Union, more than a decade later, and delay in notifying recommended names has become the practical instrument by which appointments are influenced. The Judicial Standards and Accountability Bill, 2010, which would have created a statutory complaints mechanism and required declaration of assets, lapsed. The National Court Management Systems and the pendency figures, now above five crore cases across all courts, are the accountability question that the public actually cares about and that the constitutional debate ignores.
The relationship between the two, which is the point of the question. Independence and accountability are usually presented as a trade-off. They are better understood as complements. The authority of a court rests on nothing but public confidence: it commands neither the purse nor the sword. A judiciary that is unaccountable loses that confidence and with it the only real source of its power, which is why the Court itself devised the in-house procedure, accepted the Right to Information Act's application to the Chief Justice's office, and adopted the Restatement of Values of Judicial Life in 1997. Conversely, accountability mechanisms controlled by the executive would destroy independence, which is exactly what the majority held in the NJAC case about a commission on which the Law Minister sat with a veto.
Conclusion. The Constitution secures judicial independence well by four devices, a difficult removal, an unassailable salary, a protected office and High Court control of the subordinate judiciary, and it says almost nothing about the two things that matter most in practice, appointment and accountability. Both gaps have been filled by the Court itself: appointment by the collegium built in the Second and Third Judges Cases, and accountability by the in-house procedure of Ravichandran Iyer. Neither is in the constitutional text, neither is transparent, and both are defended chiefly on the ground that the alternative, executive involvement, is worse. That is a weak justification for a permanent arrangement, and it is why the unfinished Memorandum of Procedure matters: it is the one instrument that could give the collegium published criteria and reasons without surrendering primacy, and its absence a decade after it was directed is the strongest criticism available of both the judiciary and the executive.
Answer
For full marks, cover: the same ground as question 1 of this paper but from the case law end. The examiner has set the same topic twice, so a candidate should attempt one of them, not both. This answer takes the doctrinal route: the text, the widening the courts achieved, the point at which the widening stopped, and then the specific justifications liberalisation supplies for going further.
The text and the settled test. Article 12 includes within "the State", for Part III, the Government and Parliament of India, the Governments and Legislatures of the States, all local authorities and other authorities within the territory of India or under the control of the Government of India. Since Pradeep Kumar Biswas v. Indian Institute of Chemical Biology (2002) 5 SCC 111 the test for "other authorities" is that the body be financially, functionally and administratively dominated by or under the control of the Government, that the control be particular to the body, and that it be pervasive; merely regulatory control does not suffice.
How far the courts widened it, and by what steps. University of Madras v. Shantha Bai (AIR 1954 Mad 67) applied ejusdem generis and confined the phrase to sovereign functions. Rajasthan State Electricity Board v. Mohan Lal (AIR 1967 SC 1857) rejected that and brought in every statutory authority on which powers are conferred by law, regardless of commercial activity. Sukhdev Singh v. Bhagatram (1975) 1 SCC 421 brought in statutory corporations and gave the theory of instrumentality. Ramana Dayaram Shetty v. International Airport Authority of India (1979) 3 SCC 489 supplied the tests. Ajay Hasia v. Khalid Mujib Sehravardi (1981) 1 SCC 722 made those tests independent of legal form and brought in a registered society. Pradeep Kumar Biswas consolidated them by a bench of seven and overruled Sabhajit Tewary v. Union of India (1975) 1 SCC 485.
Where it stopped. Zee Telefilms Ltd. v. Union of India (2005) 4 SCC 649 held the Board of Control for Cricket in India not to be State, and Federal Bank Ltd. v. Sagar Thomas (2003) 10 SCC 733 held a private bank under Reserve Bank regulation not to be State. Both decisions turn on the same point: regulation is not control, and a body not owned, funded or dominated by government does not become State by being powerful or by being regulated.
Now the justification liberalisation supplies. Four arguments, and each should be given with its illustration.
First, the constitutional consequence of disinvestment is a reduction of rights that nobody enacted. The reach of Part III depends on the State's shareholding. BALCO Employees' Union v. Union of India (2002) 2 SCC 333 upheld the sale of the Union's majority stake in a public sector undertaking and held that the employees had no right to be heard, since a change of ownership affected no right of theirs. But Articles 14 and 16 had governed their service on the day before the sale and did not on the day after. If a fundamental right can be withdrawn from a class of citizens by an executive decision to sell shares, the definition on which that result depends is too narrow.
Second, the function has not changed even though the owner has. The generation and distribution of electricity, the running of an airport, the operation of a port, the provision of telecommunications and increasingly the provision of school and hospital services are the same activities they were when the State performed them; they are performed with State-granted licences, on State land, often under a State-conferred monopoly in the relevant area, and frequently with a guaranteed return. A test that asks who owns the body rather than what the body does produces the result that identical activity is subject to Article 14 in one city and not in the next.
Third, the citizen has no choice. The classical justification for confining Part III to the State is that the State is coercive and private parties are not: a citizen may walk away from a private party. That justification fails for a monopoly utility, a sole hospital in a district, or the only recognised body governing a sport, which is exactly the fact situation in Zee Telefilms, where the Court accepted that the Board enjoys a monopoly and still held it outside Article 12. The absence of exit is the modern equivalent of coercion, and it is the strongest single argument for widening.
Fourth, the alternative remedies are incomplete. Statutory regulators, consumer law and contract give a remedy in some fields and not others, and none of them supplies the guarantee of non-arbitrariness that Article 14 supplies. The Right to Information Act, 2005 reaches a private body only if it is "substantially financed" by government under section 2(h), which is the same ownership criterion in another form.
The counter-arguments must be met, or the answer is one-sided. Widening Article 12 to reach genuinely private bodies would (i) subject ordinary commercial decisions to constitutional review and flood the writ jurisdiction; (ii) chill private investment in exactly the sectors the State has withdrawn from, defeating the purpose of the policy; and (iii) offend the structure of Part III, which was drafted as a set of guarantees against the State because the State's power is of a different order. The Court in Zee Telefilms accepted these arguments, and any answer that ignores them is arguing only one side.
Which is why the actual development has gone elsewhere, and this is the conclusion the case law supports. Two doctrines now do the work. Public function under Article 226: Andi Mukta Sadguru Trust v. V.R. Rudani (1989) 2 SCC 691 holds that mandamus lies against any body performing a public duty, and Zee Telefilms preserved exactly that remedy against the Board; K.K. Saksena v. International Commission on Irrigation and Drainage (2015) 4 SCC 670 limits it to genuinely public duties. And horizontality: Kaushal Kishor v. State of Uttar Pradesh (2023) 4 SCC 1, decided on 3 January 2023, held by 4:1 that Articles 19 and 21 are enforceable against non-State actors, and that the State owes a positive duty to protect Article 21 rights against private threats.
Conclusion. Liberalisation justifies widening the reach of fundamental rights, and the four arguments for it, the unlegislated loss of rights on disinvestment, the unchanged public character of the function, the absence of exit where the provider is a monopoly, and the incompleteness of statutory remedies, are strong. What it does not justify is widening the words "other authorities" beyond the Pradeep Kumar Biswas test, because that test rests on control and there is no principled criterion beyond it: Zee Telefilms shows that the alternative is a definition with no boundary. The correct constitutional response, and the one the Supreme Court has in fact adopted, is to make the enquiry functional rather than institutional: Article 226 against any body discharging a public duty, and, after Kaushal Kishor, direct horizontal enforcement of Articles 19 and 21. The nature and scope that need widening are those of the rights, not of the definition.
Answer
For full marks, cover: both notes, since the paper prints no choice, at roughly twelve marks each.
Education was a directive principle in 1950. Article 45 as enacted required the State to endeavour to provide, within ten years, free and compulsory education for all children until they complete the age of fourteen. Article 41 required provision for education within the limits of economic capacity, and Article 46 required special care for the educational interests of the weaker sections and, in particular, the Scheduled Castes and Scheduled Tribes.
The courts made it a fundamental right before Parliament did. Mohini Jain v. State of Karnataka (1992) 3 SCC 666 held the right to education to be concomitant to the fundamental rights in Part III and capitation fees to be arbitrary. Unni Krishnan, J.P. v. State of Andhra Pradesh (1993) 1 SCC 645 corrected and confined it: the right flows from Article 21, but reading Articles 21, 41 and 45 together, it is a fundamental right to free education only up to fourteen years, and beyond that it is subject to the State's economic capacity.
The Eighty-sixth Amendment, 2002 has three limbs. New Article 21A: free and compulsory education to all children of six to fourteen years in such manner as the State may by law determine. Article 45 substituted: early childhood care and education until the age of six, which remains a directive principle. New Article 51A(k): a fundamental duty on the parent or guardian to provide opportunities for education between six and fourteen.
The Right of Children to Free and Compulsory Education Act, 2009, in force 1 April 2010, is the enabling law: section 3, the right to free and compulsory elementary education in a neighbourhood school; section 4, age-appropriate admission with special training; section 12(1)(c), admission of at least twenty-five per cent of the entry class in unaided schools from weaker sections and disadvantaged groups against reimbursement; section 13, no capitation fee and no screening; section 16, no holding back or expulsion until elementary education is completed, amended in 2019 to permit regular examination and detention in classes 5 and 8; section 21, School Management Committees; and the Schedule on pupil-teacher ratio and infrastructure.
Two cases decide whom the Act binds. Society for Unaided Private Schools of Rajasthan v. Union of India (2012) 6 SCC 102 upheld the Act and section 12(1)(c) against government, aided and unaided non-minority schools. Pramati Educational and Cultural Trust v. Union of India (2014) 8 SCC 1 held the Act inapplicable to all minority institutions, aided or unaided, because Article 21A cannot be applied so as to abrogate Article 30(1).
Content beyond a seat. Avinash Mehrotra v. Union of India (2009) 6 SCC 398 held the right to include education in a safe school; Environmental and Consumer Protection Foundation v. Delhi Administration (2012) 13 SCC 690 directed toilets, drinking water and teachers; State of Tamil Nadu v. K. Shyam Sunder (2011) 8 SCC 737 held the right to be to education of reasonable quality.
The criticism. The guarantee stops at fourteen, so secondary education, where drop-out is heaviest, is outside Article 21A; the zero to six band was deliberately left in Article 45; the Act regulates inputs rather than learning outcomes; and after Pramati a large part of the school system stands outside its principal equalising provision. The National Education Policy 2020 recommends extending the guarantee to the three to eighteen band, which would need a further amendment.
The proposition. Affirmative action under Articles 15(4), 15(5), 16(4) and 16(4A) operates on institutions and employments controlled by the State. Privatisation moves institutions and employments out of that control. The direct effect is therefore arithmetical: as the public sector shrinks, the number of posts and seats to which reservation attaches shrinks with it, and the programme delivers less without any change in the law.
Employment. Article 16 applies to "matters relating to employment or appointment to any office under the State". A public sector undertaking that is disinvested ceases to be State on the Pradeep Kumar Biswas test, and its posts leave the reservation roster. BALCO Employees' Union v. Union of India (2002) 2 SCC 333 upheld precisely such a sale and held the workers had no right to be heard. Public sector employment has fallen as a share of organised employment for three decades while reservation percentages have risen, so the same percentage now applies to a much smaller base. There is no constitutional provision for reservation in private employment; proposals for it have been debated since the mid-2000s and none has been enacted, the private sector having offered voluntary affirmative action codes instead.
Education. Here the State did legislate, and the sequence is the clearest illustration of the whole problem. T.M.A. Pai Foundation v. State of Karnataka (2002) 8 SCC 481 held that establishing an educational institution is an occupation under Article 19(1)(g) and that unaided institutions have autonomy in admission; P.A. Inamdar v. State of Maharashtra (2005) 6 SCC 537 held that the State cannot impose its reservation policy on unaided institutions. Parliament reversed that by the Ninety-third Amendment, 2005, inserting Article 15(5) to permit special provision in educational institutions including private unaided ones, minority institutions excepted; upheld in Ashoka Kumar Thakur v. Union of India (2008) 6 SCC 1 and Pramati (2014). At the school level the same instinct produced section 12(1)(c) of the Right to Education Act, upheld in Society for Unaided Private Schools (2012). In other words, affirmative action had to be re-legislated into the private sector by constitutional amendment because privatisation had taken the sector out of its reach.
Three second-order effects worth naming. One, the exemption of minority institutions from Article 15(5) and from the RTE Act after Pramati creates an incentive to seek minority status, and it means the burden of the twenty-five per cent obligation falls unevenly. Two, outsourcing within government converts reserved posts into contract positions held by an employer who is not State, so the roster is bypassed without any post being abolished. Three, the growth of private higher education means that the reserved seat is available in the institutions the State funds and not in many of those that now confer the greatest advantage, so reservation increasingly secures access to a lower tier.
The constitutional question this raises. If affirmative action is, as State of Kerala v. N.M. Thomas (1976) 2 SCC 310 held, a facet of equality and not an exception to it, then the State's obligation is to secure substantive equality, and it cannot discharge that obligation by transferring the field to actors who are not bound. That is the argument for Article 15(5) and for section 12(1)(c), and it is the argument that would support extending reservation to private employment. Against it stands Article 19(1)(g) and the reasoning of T.M.A. Pai, and the fact that Inamdar had to be reversed by amendment rather than by interpretation shows which way the Court reads the balance.
Conclusion. The two notes are two halves of one problem. Article 21A promises free and compulsory education and the State discharges that promise increasingly through private schools; Articles 15 and 16 promise affirmative action and the State's capacity to deliver it shrinks as it privatises. In both fields the constitutional response has been the same and it has come by amendment rather than interpretation: Article 15(5) and section 12(1)(c) of the Right to Education Act are attempts to attach public obligations to private providers. They work, they have been upheld, and they leave minority institutions outside, which is the principal unresolved difficulty in both notes.
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This volume prints the 2023 Indian Constitutional Law New Challenges paper set by the University of Mumbai for LLM Foundation Course, with a model answer to each of its 7 questions.
Written and edited by the munotes.in editorial desk. Published by munotes.in, Mumbai.
12 August 2026.
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