B.Com In Investment Management SEM V 2023 2024 Dec 2024 OPERATIONS IN EQUITY MARKET Question Paper - Mumbai University | munotes

Questions asked in this paper

• 2) Figures to the right indicate full marks

1. Q1 State whether the following statements are True or False (Any 8): 8 marks
2. Q1 Saturdays, Sundays and Exchange holidays are not excluded for arriving of
3. Q2 Metropolitan Stock Exchange is a stock exchange in India
4. Q3 Once the formalities of KYC and other details are complete, each client is assigned a Unique Client Code by the broker
5. Q4 NSDL stands for ‘National Services Depository Limited’
6. Q5 participant is an agent of the Depository
7. Q6 Regulatory risk occurs when the rules governing the securities industry are changed, giving rise to a potential loss
8. Q7 Warrants entitle an investor to buy mutual funds after a specified time
9. Q8 GDR refers to ‘German Depository Receipt’
10. Q9 The orders of SEBI under the securities laws are appealable before Securities
11. Q10 Arbitration for claims up to Rs. 25 lakhs are decided by a sole arbitrator while a claim of above Rs. 25 lakhs is dealt by a panel of 3 arbitrators
12. Q1 B) Match the Column (Any 7): 7 marks
13. Q2 A) What steps would an investor take for investing in the secondary market? 8 marks
    • B) Discuss the role of a ‘Registrar & Transfer Agent’ and a ‘Custodian’ in the 07
    • C) What are the functions of a stock exchange? Explain in brief any two stock 08 exchanges in India What are the functions of a Merchant Bank? 07 Paper Subject Code: 45003 Operations in Equity Market
14. Q3 A) Rock & Roll Ltd. reported a net profit of Rs 195 crores for year ended March 2023. The company has outstanding equity shares numbering 5,50,00,000 The current market price of the share is Rs 405/-. Find the EPS and P/E ratio of the share? (workings and calculations should be part of the answer) 8 marks
    • B) Explain the development of equity culture in India. 07
    • C) Explain market index with reference to India and name a few indices. 08
    • D) Explain the concept of ASBA, its importance and process. 07 the book building process in an IPO. 08
    • B) What are the factors affecting share prices?
    • C) What is a Rights Issue share? Explain in detail the rights issue process. 08
    • D) Name and describe briefly any two Foreign/Overseas Stock Exchanges. 07 Explain in detail NEAT & BOLT. 08
    • B) Differentiate between Fundamental Analysis and Technical Analysis. 07
    • C) Write a Short Note on: (Any 3) 15

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