B.Com In Investment Management SEM IV ATKT EQUITY MARKET Question Paper - Mumbai University | munotes

Questions asked in this paper

• 2. Figures to the right indicate marks

1. Q1 A. Fill in the blanks: (Any 8) 8 marks
   • 1. shows the relationship between stock price & company earnings
   • a. P/B ratio
   • b. P/S ratio
   • 2. The screen based trading system introduced by the BSE is called as
   • a. BOLT
   • b. NEAT
   • 3. The law governing companies in India is
   • c. Securities and Contract Regulation Act, 1956
   • 4. is when company issues shares to a select group of people preferably 50 or less
   • b. Private Placement
   • c. Rights Issue
   • d. Sweat Equity
   • 5. The BSE Sensex is value weighted index comprising of stocks
   • 6. relies on charts on past data and volume
   • a. Fundamental Analysis
   • b. Technical Analysis
   • c. Value Analysis
   • d. None of the above
   • 7. refers to amount of profits retained by the company for business purpose
   • b. Retention Ratio
   • c. Yield
   • d. Volume
   • 8. According to approach, the cost of equity shares is based upon the stream of unchanged earnings earned by the company
   • a. Earnings to Price
   • c. Dividend Cover
   • d. Price to book value
   • 9. holds securities in dematerialized from for the investors
   • d. clearing members
   • 10. help in advising the company and identifying share issue price for an IPO
   • a. Merchant Banker
   • b. Primary Dealer
   • d. Stock Exchange
   • B. State whether True or False: (Any 7) 7
   • 1. SEBI has power to provide license to dealers & brokers of capital market
   • 2. SEBI came into existence on 1* April 1935
   • 3. A clearing member can also be a trading member
   • 5. Share prices would gradually increase during recovery conditions and fall during recession
   • 6. NSCCL settles trades executed at the NSE
   • 7. Support levels are prices where selling is thought to be strong enough to prevent prices from rising higher
   • 8. According to circuit breaker system of the SEBI, if market volatility crosses a certain limit, trading will be stopped for a defined time period Fundamental analysis performs in depth study on company ratio analysis
   • 10. RBI is the regulator of the equity markets
2. Q2 A. What is Disinvestment? What are its benefits? 8 marks
   • B. Explain Registrar and Transfer Agents and their'regulatory role. 7
   • C. Define share price volatility. Explain its types. 8
   • D. Explain the powers and functions of in the equity markets. 7
3. Q3 A. What is Fundamental Analysis? What are its strengths and weaknesses? 8 marks
   • B. Explain Technical Analysis and the various chart patterns. 7
   • C. What are the factors affecting share prices? 8
   • D. Explain the IPO Process in detail. 7
4. Q4 A. Explain the Brownian Motion and its limitations. 8 marks
   • B. Explain the three forms of the Efficient Market Hypothesis. 7
   • C. Explain the stochastic models in equity markets. 8
   • D. Explain the concept of Beta in the equity markets. 7
5. Q5 A. State the procedure of buying & selling of shares. 8 marks
   • B. Explain the objectives and the types of market in the NEAT system. 7
6. Q5 Write short notes on: (Any three) 15 marks
   • a. Brokers
   • b. BSE BOLT
   • c. Private Placement
   • d. Constitution of
   • e. Benefits of FDI

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