Mens Rea
Chapter Twenty-Four
Syllabus topic 3, "Doctrine of Mens Rea and Exceptions"
Pages 82 to 85 of 711
In one line
Mens rea is the state of mind that the definition of a particular offence requires the accused to have had.
In the wording a student can write in an exam: mens rea is not a single state of mind but a name for whichever state of mind the definition of the offence in question requires, so that there is no such thing as mens rea in the abstract; it takes the forms of intention, knowledge, rashness, negligence and the compound states the statute defines such as dishonesty and fraud; it must exist at the time of the act and must relate to the elements of that act; and it is proved not by direct evidence of the mind but by inference from conduct and circumstances.
The idea, and the mistake it invites
The commonest error in an answer is to treat mens rea as one thing, usually as "guilty intention". Kenny put the correction as clearly as anybody: there is no single state of mind common to all crimes, and what the phrase means is the mental element required by the definition of the crime charged.
That is why the first question about any offence is not "did he have mens rea" but "what mens rea does this offence require". Theft requires dishonesty. Murder requires one of four states described in its own section. Sedition-type offences require an intention or knowledge of a specific effect. Some regulatory offences require none.
The forms of mens rea
Intention. The state of mind of a person who acts in order to bring about a result, and, on the wider view, of one who acts knowing the result is virtually certain. Its own chapter follows.
Knowledge. Awareness that a fact exists or that a consequence will follow. A person may know a consequence is likely without intending it, and the Sanhita's homicide provisions turn on exactly that difference.
Rashness. Doing an act with the consciousness that a mischievous consequence may follow, but without any intention that it should and in the hope that it will not.
Negligence. A failure to take the care that a reasonable person would take. It is the weakest form and, as a criminal mental element, is required to be gross.
Reason to believe. Section 2(29) provides that a person is said to have reason to believe a thing if he has sufficient cause to believe that thing but not otherwise. It is a lower standard than knowledge and higher than suspicion.
The compound definitions. Section 2(7) provides that "dishonestly" means doing anything with the intention of causing wrongful gain to one person or wrongful loss to another. Section 2(9) provides that "fraudulently" means doing anything with the intention to defraud but not otherwise. Section 2(33) provides that a person causes an effect voluntarily when he causes it by means whereby he intended to cause it, or by means which, at the time of employing them, he knew or had reason to believe to be likely to cause it. Section 2(11) provides that nothing is said to be done or believed in good faith which is done or believed without due care and attention.
Mens Rea
Why the Sanhita never says "mens rea"
This is the paragraph that separates a good answer from a repeated one.
The Penal Code, and the Sanhita after it, were drafted on a deliberate policy of not stating a general doctrine. Macaulay's plan was that each offence should carry its own mental element on its face, in ordinary words, so that a court need never ask an abstract question about the guilty mind and could ask instead whether the words of the section were satisfied.
The result is three things, and all three are examinable.
There is no general mens rea section. There is nothing in the Sanhita corresponding to the maxim.
The mental element is in the definition. Read the section and the mental element is in it, usually in a single adverb.
And the General Exceptions supply the rest. Section 3(1) provides that every definition of an offence, every penal provision and every illustration is to be understood subject to the exceptions in the Chapter entitled General Exceptions, though those exceptions are not repeated. Sections 14 to 33 are, in substance, the situations in which the mind is not guilty even though the act was done.
So the Sanhita's method is: state the mental element in each offence, then subtract the General Exceptions from all of them at once.
How mens rea is proved
No witness can testify to what was in another person's mind. The mental element is therefore always an inference.
From the act itself. A person is presumed to intend the natural and probable consequences of his act. That is a rule of evidence and it is rebuttable; it is not a rule that intention is the same as consequence.
From the surrounding circumstances. The weapon used, whether it was carried or picked up, the part of the body struck, the force used, whether the incident was sudden or premeditated, whether there was prior enmity, whether one blow was struck or many. That list is the Supreme Court's own, set out in Ankush Shivaji Gaikwad, and it is the practical answer to how intention is found.
From what the accused said and did afterwards. Concealment, flight and the fabrication of an explanation are all evidence, though none is conclusive.
Mens Rea
The two rules that limit it
Contemporaneity. The mens rea must exist at the time of the actus reus. An intention formed after the act does not make the act criminal, and an intention abandoned before the act does not make an accident murder.
Correspondence. The mens rea must relate to the elements of the offence charged. A person who intends to damage property and accidentally kills has the mens rea of mischief, not of murder, and the law bridges the gap only where a specific provision does so.
Worked example
Sanjay, angry at a neighbour, throws a heavy stone over a wall into the neighbour's yard, where children sometimes play. It strikes a child, who dies.
What mens rea does murder require? Whichever of the states described in the homicide provisions the prosecution alleges. The relevant one here would be knowledge that the act is so imminently dangerous that it must in all probability cause death.
Did he intend to kill? On the facts as stated, no. He intended to throw a stone into the yard.
Did he know death was likely? That is the question, and it is answered by inference: did he know children played there; was the stone heavy enough that a strike would probably kill; did he look before throwing.
Suppose he knew children were there at that moment. Then knowledge of likelihood is much easier to infer, and the offence moves up the scale.
Suppose the yard was always empty and a child had climbed in for the first time that day. Then he neither intended nor knew, and the question becomes whether he was rash or negligent, which is a lesser offence.
What has the example shown? That the actus reus was identical in all three versions, and the offence changed entirely with the mental element. That is what it means to say mens rea is the state of mind the definition requires.
What it does NOT mean
It does not mean an evil motive. A mercy killing is done from a good motive and the mens rea of homicide is present.
It does not mean the accused knew his act was against the law. That is ignorance of law, which is no excuse and has its own chapter.
It does not mean one state of mind for all offences. Kenny's correction is the point of the whole chapter.
And it does not mean the prosecution must prove the mind directly. It proves it by inference, and the presumption that a person intends the natural consequences of his acts is a rule of evidence, not of substance.
Quick revision
- Mens rea is whichever state of mind the definition of the offence requires. There is no mens rea in the abstract.
- Forms: intention, knowledge, rashness, negligence, reason to believe, and the compound definitions.
- Section 2(7) dishonestly; 2(9) fraudulently; 2(11) good faith; 2(29) reason to believe; 2(33) voluntarily.
- The Sanhita never uses the phrase. It writes the mental element into each definition and subtracts the General Exceptions from all of them through section 3(1).
- Proof is by inference: from the act, from the circumstances the Supreme Court listed in Ankush Shivaji Gaikwad, and from later conduct.
- Two limits: contemporaneity and correspondence.
Mens Rea
Test yourself
1. Why is it wrong to ask whether the accused "had mens rea"? Because there is no mens rea in the abstract. The question is what state of mind the particular offence requires, and whether the accused had that one.
2. Give three definitions in section 2 that carry a mental element, with their effect. Section 2(7), dishonestly, meaning with the intention of causing wrongful gain or wrongful loss; section 2(9), fraudulently, meaning with the intention to defraud but not otherwise; and section 2(33), voluntarily, meaning by means intended to cause the effect or known or believed on sufficient cause to be likely to cause it.
3. How does the Sanhita carry the doctrine without stating it? By putting the mental element into the words of every offence, and by section 3(1), which applies the General Exceptions to every definition in the statute even though they are not repeated in it.
4. State the two rules that limit mens rea. Contemporaneity, that the guilty mind must exist at the time of the act; and correspondence, that it must relate to the elements of the offence charged.
The rest of this subject
These notes are cut from the University's printed syllabus. Open the syllabus itself, or the past papers, for the same subject.