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Deadlock, and How Each System Breaks It

Chapter Thirty-Eight

Syllabus topic 3, "Parliamentary and Presidential Democracy."

Pages 165 to 168 of 676

In one line

Every bicameral system needs a way to break a disagreement between its chambers, and there are only four kinds of answer, plus the American answer, which is that there is none.

In the wording a student can write in an exam: constitutional deadlock arises where two organs whose concurrence is required cannot agree, and the devices for resolving it are a joint sitting, a delay after which the lower house prevails, a conciliation procedure, a popular vote, or nothing at all, the last being the position between the American Congress and President.

The five devices

One: the joint sitting. India, article 108. Where a Bill has been rejected by the other House, or the Houses have finally disagreed on amendments, or more than six months have elapsed without the second House passing it, the President may summon both Houses to meet in a joint sitting, and the Bill is decided by a majority of the total number of members of both Houses present and voting. Because the Lok Sabha has 543 seats to the Rajya Sabha's 245, the lower House effectively decides.

Article 108 has been used three times: for the Dowry Prohibition Bill in 1961, the Banking Service Commission (Repeal) Bill in 1978, and the Prevention of Terrorism Bill in 2002.

Two: the delay. The United Kingdom, section 2(1) of the Parliament Act 1911 as amended by the 1949 Act. A Public Bill other than a Money Bill or a Bill extending the maximum duration of Parliament, passed by the Commons in two successive sessions and rejected by the Lords in each, may be presented for Royal Assent notwithstanding the Lords, unless the Commons direct otherwise.

Ireland uses the same principle with a shorter clock. Article 23 gives the Seanad ninety days, after which the Dail may within a hundred and eighty days resolve that the Bill is deemed to have been passed by both Houses.

Three: conciliation. Switzerland. Article 156 requires the agreement of both Councils, and a conciliation procedure operates where they differ. Germany uses the Mediation Committee under article 77 of the Basic Law, composed of members of the Bundestag and the Bundesrat.

Four: the people. Switzerland again, in a different sense. Article 165 allows an urgent federal act to be brought into force and then submitted to the people, and article 141 allows fifty thousand voters to demand a referendum on any federal act. Ireland's Article 27 allows a majority of the Seanad and a third of the Dail to petition the President to decline to sign a Bill of national importance until the people have approved it.

Five: nothing. The United States. Article I section 7 requires passage by both Houses and presentment. If the House and Senate cannot agree, the Bill dies. If Congress and the President cannot agree, the Bill dies unless two thirds of each House override. There is no joint sitting, no delay procedure, no referendum, and no dissolution.

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Deadlock, and How Each System Breaks It

Why the American system has no device

Because it was not designed to produce legislation quickly. The framers wanted a government that could act when there was broad agreement and could not act when there was not, and the absence of a deadlock device is that design rather than an oversight.

The consequences are visible. Appropriations lapse and parts of the government close; major legislation passes only in the first two years of a Presidency when the same party usually holds Congress; and the executive turns to instruments that do not require legislation, executive orders, agency rules and emergency declarations. That last shift is why Loper Bright Enterprises v. Raimondo, 603 U.S. 369 (2024), matters constitutionally and not merely administratively: as legislation becomes harder, the interpretation of old statutes by agencies becomes the main route of policy, and the Court moved that interpretive power to itself.

A worked example

The upper house rejects a Bill the government regards as essential.

India. Six months pass, or the House finally disagrees; the President summons a joint sitting under article 108; the Bill is decided by a majority of both Houses present and voting, which the Lok Sabha's size determines.

United Kingdom. The Bill is reintroduced in the next session; if the Lords reject it again, it goes for assent under section 2(1) of the Parliament Act 1911 as amended.

Ireland. Ninety days pass under Article 23; the Dail resolves the Bill deemed passed.

Switzerland. Conciliation between the Councils; if it fails the Bill lapses; if it succeeds and the act is unpopular, fifty thousand voters may still demand a referendum.

United States. A conference committee tries to reconcile; if it fails the Bill dies and nothing further can be done in that Congress.

The cases

Facts. Jackson v. Attorney General, [2005] UKHL 56, [2006] 1 AC 262, tested the Hunting Act 2004, passed under the Parliament Act 1949 procedure without the Lords' consent. The claimants said the 1949 Act was itself invalid because it had been made under the 1911 Act without the Lords' consent, so that the deadlock device had been used to enlarge itself.

Held, by nine Lords. The 1949 Act was valid, and so was the Hunting Act; on the true construction of the 1911 Act an Act of that kind could be passed by that procedure. Several of their Lordships added, obiter, that parliamentary sovereignty might not be absolute in every conceivable case.

Why it matters here. It is the only judicial examination anywhere of a deadlock device being used on itself, and the reasoning is directly relevant to the Indian question whether a joint sitting could amend article 108.

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Deadlock, and How Each System Breaks It

Facts. Loper Bright Enterprises v. Raimondo, 603 U.S. 369 (2024), concerned a rule requiring fishing vessels to pay for at-sea monitors, and the doctrine that courts defer to an agency's reasonable interpretation of an ambiguous statute.

Held, by six to three. Courts must exercise independent judgment in determining the meaning of statutory provisions and may not defer to an agency's interpretation simply because a statute is ambiguous. Chevron is overruled.

Why it matters here. It is the consequence of deadlock. Where Congress cannot legislate, policy is made by agencies interpreting old statutes, and this decision moved the last word on those interpretations from the executive to the courts.

Distinctions

DeviceSystemProvisionWho prevails
Joint sittingIndiaArticle 108The larger House, in effect
DelayUnited KingdomParliament Acts 1911 and 1949, s.2(1)The Commons
DelayIrelandArticle 23, ninety daysThe Dail
ConciliationSwitzerland, GermanyArticle 156; Basic Law art.77Whoever compromises
Popular voteSwitzerland, IrelandArticle 141 and 165; Article 27The electorate
NoneUnited StatesArticle I section 7Nobody; the Bill dies

What beginners get wrong

"A joint sitting is like a conference committee." A conference committee negotiates a text and both Houses must then pass it. A joint sitting votes, and the numbers decide.

"Article 108 has never been used." It has been used three times, in 1961, 1978 and 2002.

"The American system has deadlock because of the filibuster." The filibuster makes it worse and is not the cause. Bicameralism plus presentment plus a veto requiring two thirds to override is the structural cause, and all three are in Article I section 7.

Limits and criticism

A joint sitting makes the upper house nearly redundant on contested Bills, which is the standing criticism of article 108 from a federal point of view: the Rajya Sabha represents the States and can be outvoted by the Lok Sabha's size.

Delay devices reward persistence rather than agreement. The Parliament Acts do not require the Lords to be persuaded, only outlasted.

No device at all produces government by other means. The American answer to deadlock has been the growth of executive and agency power, which is now being cut back by the courts rather than by Congress.

Quick revision

  1. Five devices: joint sitting, delay, conciliation, popular vote, and none.
  2. India: article 108, joint sitting, decided by a majority of both Houses present and voting; used in 1961, 1978 and 2002.
  3. United Kingdom: section 2(1) of the Parliament Act 1911 as amended in 1949; two successive sessions; the duration of Parliament is excluded.
  4. Ireland: Article 23, ninety days, then the Dail may deem the Bill passed; Article 27, a petition to put a Bill to the people.
  5. Switzerland: conciliation under article 156; the referendum under article 141 and the urgent act procedure in article 165.
  6. United States: no device; bicameralism and presentment under Article I section 7; a two thirds override.
  7. Jackson v. Attorney General, [2005] UKHL 56: a deadlock device used on itself was valid.
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Deadlock, and How Each System Breaks It

Test yourself

1. Describe the Indian joint sitting and explain why it favours the Lok Sabha. Under article 108, where a Bill has been rejected by the other House, the Houses have finally disagreed on amendments, or more than six months have elapsed, the President may summon both Houses to a joint sitting, and the Bill is passed by a majority of the total number of members of both Houses present and voting. The Lok Sabha's 543 seats against the Rajya Sabha's 245 mean that a government with a Lok Sabha majority will normally carry the joint sitting.

2. Why is there no deadlock device in the United States? Because the design intends action only on broad agreement. Article I section 7 requires passage by both Houses and presentment to the President, with a two thirds override of a veto, and the framers provided no tie-breaker, so a Bill that cannot command the required majorities simply fails.

3. What are the consequences of the American answer, and which case illustrates them? Policy migrates to instruments that need no legislation: executive orders, agency rulemaking and emergency declarations. Loper Bright Enterprises v. Raimondo, 603 U.S. 369 (2024), is the illustration: it overruled Chevron and held that courts must exercise independent judgment on the meaning of statutes rather than deferring to agencies, moving the last word on policy made through interpretation from the executive to the judiciary.

4. Compare a joint sitting with a delay procedure as devices. A joint sitting resolves the disagreement immediately by a single vote in which the chambers' relative sizes decide, so the outcome is known in advance where one chamber is much larger. A delay procedure resolves it by time: the lower house must pass the Bill again in a later session, which gives an opportunity for opinion to change and for an election to intervene, but produces the same result if the lower house persists.

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The rest of this subject

These notes are cut from the University's printed syllabus. Open the syllabus itself, or the past papers, for the same subject.

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