Executive Magistrates
Chapter Four
Syllabus topic 1.3, "Constitution and Powers of Criminal and Executive Courts - Section 6 to 35"
Pages 21 to 26 of 699
In one line
An Executive Magistrate is an officer of the State Government who keeps the peace and does the administrative side of the criminal law, and who does not try cases.
In exam wording: sections 14 to 17 of the Bharatiya Nagarik Suraksha Sanhita, 2023 provide for the appointment of Executive Magistrates in every district by the State Government, for a District Magistrate at their head, for Additional District Magistrates and Sub-divisional Magistrates, for Special Executive Magistrates, and for their local jurisdiction and subordination.
Why the law has this at all
Because two of the things the criminal law has to do are not judging at all.
Somebody has to decide, at short notice, that a crowd must be dispersed, that a wall about to collapse on a public road must come down, that two groups likely to fight over a piece of land must be kept apart until a civil court decides who owns it, that a person who keeps threatening his neighbours must be made to give security for good behaviour. Those decisions cannot wait for a trial, and they are not findings of guilt. They are executive.
The Constitution wants that work kept away from the judges who try cases. Article 50 directs the State to take steps to separate the judiciary from the executive in the public services. The Code carries that out by building two magistracies: one appointed by the High Court and answering to it, which tries cases; and one appointed by the State Government and answering to the District Magistrate, which does everything above.
Some words this chapter uses
The District Magistrate is the head of the executive magistracy in a district. In most States the same officer is the Collector, and the two names describe the same person wearing different hats.
A Sub-divisional Magistrate is an Executive Magistrate placed in charge of a sub-division of a district.
A Commissioner of Police heads the police force of a city. Where a city is under the commissionerate system, the State Government may give him the powers of an Executive Magistrate, which is why in Mumbai many orders that elsewhere come from a District Magistrate come from the Police Commissioner.
Section 3(2): the test for which magistracy
This test was met in [The Code That Replaced the Code] and it belongs here as well, because it is the answer to almost every question a student has about this chapter. Where a law other than the Sanhita gives a function to "a Magistrate", section 3(2) sorts it:
To a Judicial Magistrate if the function involves appreciating or sifting evidence, or the formulation of a decision which exposes a person to punishment or penalty or to detention in custody pending investigation, inquiry or trial, or which would have the effect of sending him for trial.
Executive Magistrates
To an Executive Magistrate if it is administrative or executive in nature, and the section gives its own examples: granting a licence, suspending or cancelling a licence, sanctioning a prosecution, and withdrawing from a prosecution.
So the question to ask is not "is this serious?" but "does it turn on evidence, and does it end in punishment or trial?"
Section 14: the appointments
Sub-section (1). In every district the State Government may appoint as many persons as it thinks fit to be Executive Magistrates, and shall appoint one of them to be the District Magistrate. The "may" and the "shall" in one sentence are deliberate: how many Executive Magistrates there are is discretionary, but every district must have a District Magistrate.
Sub-section (2). The State Government may appoint any Executive Magistrate to be an Additional District Magistrate, with such of the District Magistrate's powers under the Sanhita or any other law as it directs.
Sub-section (3). Where the office of District Magistrate falls vacant and an officer temporarily succeeds to the executive administration of the district, that officer exercises all the powers and performs all the duties of the District Magistrate, pending the State Government's orders. This is the provision that stops a district being left without an executive magistracy between two postings.
Sub-section (4). The State Government may place an Executive Magistrate in charge of a sub-division, and relieve him as occasion requires. A Magistrate so placed is called the Sub-divisional Magistrate.
Sub-section (5). The State Government may delegate its power under sub-section (4) to the District Magistrate, by general or special order and subject to whatever control and directions it imposes.
Sub-section (6). Nothing in section 14 prevents the State Government from conferring on a Commissioner of Police, under any law in force, all or any of the powers of an Executive Magistrate.
Sub-section (6) is the one a Mumbai student should remember, because it explains the orders they actually see. In a commissionerate city, prohibitory orders and security proceedings commonly issue from the Police Commissioner rather than from a Collector, and this is the sub-section that makes that lawful.
Section 15: Special Executive Magistrates
The State Government may appoint, for such term as it thinks fit, either Executive Magistrates or any police officer not below the rank of Superintendent of Police or equivalent, to be Special Executive Magistrates, for particular areas or for particular functions, and may confer on them such of the powers conferrable on Executive Magistrates as it thinks fit.
Two features are worth holding.
A police officer can be one. That is unusual and it is expressly permitted, but the floor is high: not below Superintendent of Police or equivalent.
Executive Magistrates
The appointment is limited by area or by function. A Special Executive Magistrate is not a general purpose Magistrate; he is appointed for a defined patch or a defined job, and the notification appointing him is what fixes the scope.
Sections 16 and 17: where they act, and who they answer to
Section 16, local jurisdiction. Subject to the control of the State Government, the District Magistrate defines from time to time the local limits within which Executive Magistrates may exercise their powers. Except as so defined, the jurisdiction and powers of every such Magistrate extend throughout the district.
Compare that with section 12 for the judicial side. The structure is identical, but the authority that defines the limits is different: for Judicial Magistrates it is the Chief Judicial Magistrate under the High Court's control; for Executive Magistrates it is the District Magistrate under the State Government's control. The two ladders never cross.
Section 17, subordination. All Executive Magistrates are subordinate to the District Magistrate. Every Executive Magistrate other than the Sub-divisional Magistrate who exercises powers in a sub-division is also subordinate to the Sub-divisional Magistrate, subject to the general control of the District Magistrate. The District Magistrate may make rules or give special orders, consistent with the Sanhita, on the distribution or allocation of business among the Executive Magistrates subordinate to him.
What Executive Magistrates actually do in this book
It helps to know now which later chapters belong to them, because the powers are scattered and the pattern is easy to miss.
Security proceedings. The whole of Chapter IX, sections 125 to 143, is worked by Executive Magistrates. That is [Security for Keeping the Peace and for Good Behaviour] and [The Security Inquiry and What Follows It].
Public order. Chapter XI, sections 148 to 167: dispersal of an unlawful assembly, public nuisance, urgent orders under section 163, and disputes about land and water likely to cause a breach of the peace.
Arrest and the police. An Executive Magistrate may arrest under section 41, and Chapter IV requires the public to assist Magistrates.
Inquests. Section 196 gives certain Executive Magistrates the power to inquire into the cause of death in custody and other cases.
Maintenance of wives, children and parents, Chapter X, is not theirs. Section 144 gives it to a Judicial Magistrate of the first class, because ordering a man to pay and committing him to prison if he does not is judicial work in the section 3(2) sense.
A worked example
Two groups in a Palghar village are about to come to blows over a strip of land. Each says it is theirs. The police report that a breach of the peace is likely.
Executive Magistrates
Who acts, and under what? The Sub-divisional Magistrate, an Executive Magistrate placed in charge of the sub-division under section 14(4). He acts under section 164, which deals with a dispute concerning land or water likely to cause a breach of the peace, and he may attach the subject of the dispute and appoint a receiver under section 165.
Is he deciding who owns the land? No, and this is the point of the separation. He is preventing a fight. Ownership is for a civil court, and his order says so expressly.
Now suppose one of the men assaults the other. That is an offence. The Executive Magistrate cannot try it. It goes to a Judicial Magistrate, because trying it means appreciating evidence and may end in punishment, which section 3(2)(a) reserves to the judicial side.
And suppose the same man keeps threatening others. The Executive Magistrate may require him to show cause why he should not give security for keeping the peace, under Chapter IX. That is preventive, not punitive, so it stays on the executive side even though it can end in imprisonment in default of security.
Distinctions
| Judicial Magistrate | Executive Magistrate | |
|---|---|---|
| Appointed by | The High Court, section 9(2) | The State Government, section 14(1) |
| Head in the district | Chief Judicial Magistrate, section 10(1) | District Magistrate, section 14(1) |
| Local limits defined by | Chief Judicial Magistrate, under the High Court's control, section 12 | District Magistrate, under the State Government's control, section 16 |
| Subordinate to | Chief Judicial Magistrate, and the Sessions Judge generally, section 13 | District Magistrate, and the Sub-divisional Magistrate in a sub-division, section 17 |
| Work | Trials, inquiries, evidence, conviction and sentence | Peace, public order, licensing, prevention |
| Test | Section 3(2)(a) | Section 3(2)(b) |
| Special Judicial Magistrate, section 11 | Special Executive Magistrate, section 15 | |
|---|---|---|
| Appointed by | The High Court, on a Government request | The State Government |
| Who may be appointed | A person who holds or has held a post under the Government, with the legal qualification or experience the High Court's rules require | An Executive Magistrate, or a police officer not below Superintendent of Police or equivalent |
| Term | Not exceeding one year at a time | Such term as the State Government thinks fit |
What this does NOT mean
An Executive Magistrate is not a lower grade of Judicial Magistrate. They are different offices on different ladders. Neither is promoted into the other.
"Executive" does not mean the power is trivial. An order under section 163 can shut down movement in a whole district, and an order under Chapter IX can put a person in prison for failing to furnish security. The powers are serious; what makes them executive is that they are preventive and do not decide guilt.
Executive Magistrates
The District Magistrate is not the head of the criminal courts of the district. That is the Sessions Judge on the sessions side and the Chief Judicial Magistrate on the magisterial side. The District Magistrate heads only the executive magistracy.
And a Special Executive Magistrate who is a police officer does not become a judge. He gets specified executive powers for a specified area or function, and nothing more.
Quick revision
- Section 14(1): the State Government may appoint Executive Magistrates and shall appoint one District Magistrate in every district.
- Section 14(2): Additional District Magistrate, with such powers as the State Government directs.
- Section 14(3): an officer temporarily succeeding to the executive administration exercises the District Magistrate's powers pending orders.
- Section 14(4) and (5): Sub-divisional Magistrate; the power to place and relieve may be delegated to the District Magistrate.
- Section 14(6): a Commissioner of Police may be given the powers of an Executive Magistrate.
- Section 15: Special Executive Magistrates, who may be police officers not below Superintendent of Police or equivalent, for particular areas or functions.
- Section 16: local limits defined by the District Magistrate; otherwise jurisdiction runs throughout the district.
- Section 17: all Executive Magistrates subordinate to the District Magistrate; those in a sub-division also to the Sub-divisional Magistrate.
- Section 3(2) is the test: evidence, punishment, detention or trial goes judicial; administrative or executive, including licences and sanctions, goes executive.
Test yourself
1. Who appoints Executive Magistrates, and who appoints Judicial Magistrates? The State Government appoints Executive Magistrates under section 14(1). The High Court appoints Judicial Magistrates as presiding officers under section 9(2), the courts themselves being established by the State Government after consultation with the High Court.
2. May a police officer be a Special Executive Magistrate? Yes. Section 15 allows the State Government to appoint a police officer not below the rank of Superintendent of Police or equivalent, for particular areas or particular functions.
3. The office of District Magistrate falls vacant. Who exercises his powers? Any officer who temporarily succeeds to the executive administration of the district exercises all the District Magistrate's powers and duties pending the orders of the State Government, under section 14(3).
4. A State law says "the Magistrate may cancel the licence". Which Magistrate? An Executive Magistrate. Section 3(2)(b) names suspension or cancellation of a licence as an example of an administrative or executive function.
5. Who defines the local limits within which an Executive Magistrate acts? The District Magistrate, subject to the control of the State Government, under section 16(1). Otherwise the Magistrate's powers extend throughout the district.
Executive Magistrates
6. Why is maintenance under section 144 not an Executive Magistrate's job? Because section 144 gives it to a Judicial Magistrate of the first class. It involves taking evidence and can end in a warrant and imprisonment, which is judicial work under the section 3(2)(a) test.
The rest of this subject
These notes are cut from the University's printed syllabus. Open the syllabus itself, or the past papers, for the same subject.