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B.Com. (Financial Management) Anti Money Laundering and Counter Terrorist Financing Syllabus - Mumbai University 2026

This is the TY BCom FM syllabus under NEP 2020, in force from the academic year 2026-27. The University still sets the earlier Choice Based papers alongside it for ATKT candidates, so check which scheme your exam form names before you revise.

Anti Money Laundering and Counter Terrorist Financing Syllabus.pdf
Vocational skill course · Semester 5 · TY BCom FM · 2 credits · 50 marks

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Syllabus for Anti Money Laundering and Counter Terrorist Financing

Vocational skill course · Semester 5 · TY BCom FM · 2 credits · 50 marks

Module I: Introduction to Money Laundering and Terrorist Financing and Legal Framework for AML–CTF in India

  • Concept and meaning of money laundering
  • Stages of money laundering: Placement, Layering, Integration
  • Terrorist financing and proliferation financing
  • Economic and social impact of money laundering
  • Global and Indian initiatives to combat money laundering
  • Prevention of Money Laundering Act, 2002 – objectives and scope
  • Scheduled offences under PMLA
  • Authorities under PMLA – FIU-IND, Enforcement Directorate
  • Penalties and punishments for money laundering
  • Maintenance of records and reporting obligations

Module II: AML–CTF Compliance and KYC Framework and Global Standards and Case Studies

  • Know Your Customer (KYC) – concept and importance
  • Customer Due Diligence (CDD) and Enhanced Due Diligence (EDD)
  • Risk-based approach to AML–CTF
  • Suspicious Transaction Reports (STRs) and Cash Transaction Reports (CTRs)
  • Role of compliance officers and internal controls
  • Financial Action Task Force (FATF) – role and recommendations
  • International AML–CTF standards and best practices
  • Trade-based money laundering
  • Case studies on money laundering and terrorist financing
  • Emerging challenges – digital payments, fintech, virtual assets

Reference Books

  • 1 National Institute of Securities Markets (NISM), AML and CFT Workbook
  • 2 RBI & Government of India publications on AML–CTF
  • 3 Taxmann, Prevention of Money Laundering Act (Latest Edition)
  • 1 FATF, International Standards on Combating Money Laundering
  • 2 Reserve Bank of India – Master Directions on KYC
  • 3 IFSCA Guidelines on AML, CFT and KYC
  • 4 Peter Reuter, Chasing Dirty Money

Reproduced from the University of Mumbai syllabus for B.Com. (Financial Management) under NEP 2020, in force from the academic year 2026-27. Wording is as printed in that syllabus. Module numbering is as printed there too.

The complete syllabus

This subject is cut from the University circular for its year. Open a document here if you want the whole thing rather than a single subject.

PDF BCom (Financial Management) Sem I & II (2024-25) NEP NEP 2020 syllabus, in force from 2024-25 Read full PDF Read
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PDF BCom (Financial Management) Sem V & VI (2026-27) NEP NEP 2020 syllabus, in force from 2026-27 Read full PDF Read
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