The Constitutional Guarantees of Independence
Chapter Forty-Two
Syllabus topic 3, "Judicial Process in India"
Pages 173 to 176 of 356
In one line
Independence in India is not a sentiment; it is a list of specific provisions, and knowing the list is what separates an answer from an essay.
In the wording a student can write in an exam: the independence of the judiciary is secured by provisions dealing with appointment, tenure, removal, salary and allowances, conditions of service after appointment, freedom from legislative discussion, restriction on practice after retirement, contempt jurisdiction, control over subordinate courts, and the separation of the judiciary from the executive.
The provisions, by what they protect
1. Appointment. Articles 124(2) for the Supreme Court and 217(1) for the High Courts require consultation with the Chief Justice of India and others. The meaning of "consultation" is the whole of the Judges cases, treated in [The Appointment of Judges].
2. Tenure. A judge of the Supreme Court holds office until the age of sixty five, Article 124(2); a judge of a High Court until sixty two, Article 217(1). Tenure is not at pleasure and not renewable, so it cannot be used as a reward.
3. Removal. Article 124(4): only by an order of the President after an address by each House supported by a majority of the total membership and by not less than two thirds of the members present and voting, on the ground of proved misbehaviour or incapacity, in the same session. Article 218 applies it to High Court judges. The Judges (Inquiry) Act 1968 supplies the procedure. The threshold is deliberately high, and the consequence, that removal is close to unusable, is the criticism in [Judicial Accountability].
4. Salary and allowances. Article 125 for the Supreme Court and Article 221 for the High Courts. Salaries are charged on the Consolidated Fund and are therefore not submitted to the vote of the legislature, and privileges and allowances shall not be varied to a judge's disadvantage after appointment.
5. Administrative expenses. Article 146(3) charges the administrative expenses of the Supreme Court on the Consolidated Fund of India; Article 229(3) does the same for a High Court on the State's fund.
6. Freedom from legislative discussion. Article 121 forbids discussion in Parliament of the conduct of a judge of the Supreme Court or a High Court in the discharge of his duties, except on a motion for an address for removal; Article 211 imposes the same bar on State legislatures.
7. Restriction on practice. Article 124(7): a retired judge of the Supreme Court shall not plead or act before any court or authority in India. Article 220 restricts a retired High Court judge from practising before that High Court or any court subordinate to it.
8. Contempt. Article 129 makes the Supreme Court a court of record with power to punish for contempt of itself; Article 215 does the same for High Courts. Regulated by the Contempt of Courts Act 1971, section 13 of which, as amended in 2006, permits truth as a defence where it is in the public interest and the plea is bona fide.
The Constitutional Guarantees of Independence
9. Control over subordinate courts. Article 235 vests in the High Court control over district courts and courts subordinate to them, including posting, promotion and leave, so that the district judiciary answers to the High Court rather than to the executive.
10. Separation of the judiciary from the executive. Article 50, a directive principle, requires the State to take steps to separate the judiciary from the executive in the public services of the State. Not enforceable, but it explains the design of the criminal courts.
11. Transfer. Article 222 permits transfer of a High Court judge, which is a power capable of misuse. Union of India v. Sankalchand Himatlal Sheth, AIR 1977 SC 2328, confined it.
Facts. A judge of the Gujarat High Court was transferred to the Andhra Pradesh High Court by a presidential order under Article 222(1) without his consent. He challenged the transfer as punitive, as made without his consent, and as made without effective consultation with the Chief Justice of India.
Held. Consultation under Article 222(1) means full and effective consultation: the Chief Justice must be furnished with all relevant material and must express an opinion on it, though his opinion is not binding. The consent of the judge is not required, but a transfer may be made only in the public interest and never by way of punishment.
Why it matters here. The transfer power is the guarantee that most easily becomes a threat, and this is the decision that made it reviewable.
12. Protection of jurisdiction. L. Chandra Kumar v. Union of India, AIR 1997 SC 1125, holds that the power of judicial review under Articles 226, 227 and 32 is part of the basic structure and cannot be excluded, so the jurisdiction itself is a guarantee of independence.
13. Oath. The Third Schedule requires a judge to swear to perform the duties of the office without fear or favour, affection or ill-will, and to uphold the Constitution and the laws.
What the guarantees do not cover, and why it matters
Post-retirement appointment. Nothing prevents a retired judge from being appointed to a tribunal, a commission or a Governorship. This is the July 2026 question's "structural vulnerability", treated in [Structural Vulnerability and the Political Executive].
Elevation and allocation. The listing of cases and the constitution of benches are administrative decisions within the Court, and no constitutional provision governs them.
The Constitutional Guarantees of Independence
The collegium's own working. The Constitution says nothing about it, because the collegium is judicially created.
The gap below removal. Article 124(4) reaches proved misbehaviour; nothing reaches conduct short of it, which is the gap C. Ravichandran Iyer v. Justice A.M. Bhattacharjee, (1995) 5 SCC 457, filled with the in-house procedure.
Facts. The Bombay Bar Association passed resolutions demanding the resignation of the Chief Justice of the Bombay High Court over royalties received for a book. An advocate moved the Supreme Court complaining that agitation by the Bar against a sitting judge threatened judicial independence.
Held. The Bar may not agitate for the removal of a judge, since the only constitutional route is the address of Parliament under Article 124(4). The yawning gap between proved misbehaviour, which alone justifies removal, and bad conduct inconsistent with the high office is to be filled by self-regulation through an in-house procedure operated by the Chief Justice of India, who may counsel, advise or withdraw judicial work from the judge concerned.
Why it matters here. It shows the guarantees working as a system: because removal is deliberately hard, something softer had to be built, and because nothing in the Constitution provided it, the Court provided it.
A worked example
A State Government, displeased with a High Court judge's decisions, considers its options.
Reduce his salary? Article 221 forbids variation to his disadvantage after appointment, and Article 202 charges it on the Consolidated Fund so it is not voted.
Have him discussed in the Assembly? Article 211 forbids it except on a removal motion.
Move for removal? Article 217(1)(b) with Article 124(4) requires proved misbehaviour or incapacity and special majorities in both Houses of Parliament, not the State legislature.
Transfer him? Article 222, but Sankalchand requires full and effective consultation with the Chief Justice, transfer only in the public interest, and never by way of punishment.
Withdraw his court staff or premises? Article 229 places the High Court's establishment under the Chief Justice and charges its expenses on the Consolidated Fund.
The point. Every route is closed by a specific provision, which is why naming the provisions is the answer.
Quick revision
- Appointment: Articles 124(2), 217(1). Tenure: sixty five and sixty two. Removal: Article 124(4) with Article 218 and the Judges (Inquiry) Act 1968.
- Salary: Articles 125 and 221, charged on the Consolidated Fund, not variable to disadvantage. Administrative expenses: Articles 146(3) and 229(3).
- No legislative discussion: Articles 121 and 211. No practice after retirement: Articles 124(7) and 220.
- Contempt: Articles 129 and 215, with the truth defence in section 13 of the Contempt of Courts Act 1971 as amended in 2006.
- Control over subordinate courts: Article 235. Separation: Article 50. Oath: Third Schedule.
- Transfer: Article 222, confined by Sankalchand, AIR 1977 SC 2328, to full and effective consultation, public interest, never punishment.
- Jurisdiction protected as basic structure: Chandra Kumar.
- Not covered: post-retirement appointment, bench allocation, the collegium's working, and conduct short of proved misbehaviour.
The Constitutional Guarantees of Independence
Test yourself
1. Name six provisions that secure judicial independence and say what each protects. Article 124(4) with Article 218, removal only for proved misbehaviour on special majorities; Articles 125 and 221, salaries charged on the Consolidated Fund and not variable to a judge's disadvantage; Articles 121 and 211, no discussion of a judge's conduct in the legislature except on a removal motion; Articles 124(7) and 220, restriction on practice after retirement; Article 235, High Court control over the district judiciary; and Articles 129 and 215, contempt as a court of record.
2. Why does it matter that judges' salaries are charged on the Consolidated Fund? Because a charged expenditure is not submitted to the vote of the legislature. If the salaries were votable, the body whose legislation the courts review would decide annually what the judges are paid, which is a lever on the institution as a whole rather than on any individual judge.
3. Which guarantee most easily becomes a threat, and how was it confined? The power to transfer a High Court judge under Article 222. Union of India v. Sankalchand Himatlal Sheth, AIR 1977 SC 2328, held that consultation means full and effective consultation, with all relevant material furnished to the Chief Justice, that the judge's consent is not required, but that a transfer may be made only in the public interest and never by way of punishment.
4. Name three things the constitutional guarantees do not cover. Post-retirement appointment to tribunals, commissions or other offices; the allocation of cases and constitution of benches, which are internal administrative decisions; and conduct falling short of proved misbehaviour, for which the Constitution provides nothing and which Ravichandran Iyer met with an in-house procedure operated by the Chief Justice of India.
The rest of this subject
These notes are cut from the University's printed syllabus. Open the syllabus itself, or the past papers, for the same subject.