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Professional Ethics and Professional Accounting System

B.A. LL.B. (FIVE YEAR COURSE) · SEMESTER 5

Strictly as per the revised CBCS syllabus of the University of Mumbai

For students of the University of Mumbai and all its affiliated law colleges

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Professional Ethics and Professional Accounting System

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Contents

Module I

  1. What This Subject Is, and Why a Lawyer's Conduct Is Regulated by an Act of Parliament 1
  2. Who May Be Admitted as an Advocate: Section 24 and Its Five Conditions 6
  3. Disqualification for Enrolment: Section 24A and the Two-Year Rule 11
  4. The Procedure of Enrolment: Application, Disposal, Certificate and the Roll 16
  5. The All India Bar Examination: Bonnie Foi, and What Enrolment Alone Does Not Give You 21
  6. What Enrolment Costs: Section 24(1)(f) and Gaurav Kumar 26
  7. Advocate, Lawyer, Legal Practitioner and Pleader: The Words the Act Defines 31
  8. Solicitor, Barrister, Attorney: The English Words, and What Survives of Them in India 35
  9. Senior Counsel, Junior Counsel, Advocate-on-Record and Amicus Curiae 39
  10. The Seven Lamps of Advocacy 44
  11. Designation as Senior Advocate: Section 16, and Indira Jaising 49
  12. The Bar Council of India: Constitution, Powers and Functions 55
  13. The State Bar Council: Constitution, Powers and Functions 62
  14. The Two Bar Councils Compared, and Who Answers to Whom 68
  15. The Right to Practise: Sections 29 to 34 73
  16. Is the Right to Practise a Fundamental Right, and May Advocates Strike? 78
  17. Privileges of a Lawyer 83
  18. Touts, and the Monopoly of the Bar: Section 45A 88
  19. Salient Features of the Advocates Act 1961: The Act as a Whole 94

Module II

  1. What Professional Ethics Means, and Where the Bar Council Gets the Power to Impose It 101
  2. The Standards of Professional Conduct and Etiquette: How the Rules Are Arranged 106
  3. Duty to the Court: Rules 1 to 10 110
  4. Duty to the Client I: Accepting a Brief, Refusing One, and Withdrawing 116
  5. Duty to the Client II: Conflict of Interest and the Duty of Confidence 122
  6. Duty to the Client III: Fees, and What an Advocate May Not Charge 128
  7. Duty to the Opponent: Rules 34 and 35 133
  8. Duty to Colleagues, and the Rule Against Advertising: Rules 36 to 39 137
  9. Duty to the Profession: Other Employment, Training and the Welfare Fund 143
  10. Duty to the Public, the State and Society 149
  11. Duty to Render Legal Aid: Rule 46, Article 39A and the Legal Services Authorities Act 154

Module III

  1. What Professional Misconduct Is: Section 35 and the Words 'Or Otherwise' 160
  2. Misconduct Towards the Client: Money, Papers and Changing Sides 166
  3. Misconduct Towards the Court: Falsehood, Fabrication and Advising a Bribe 172
  4. Misconduct Outside Professional Work, and Conduct That Is Not Misconduct 178
  5. Punishment for Misconduct: The Four Orders Under Section 35(3) 183
  6. The Disciplinary Committee of the State Bar Council: Organisation, Powers and Procedure 188
  7. The Disciplinary Committee of the Bar Council of India: Organisation, Powers and Procedure 195
  8. Transfer of Proceedings from the State Bar Council to the Bar Council of India 200
  9. Remedies I: Appeal to the Bar Council of India Under Section 37 205
  10. Remedies II: Appeal to the Supreme Court Under Section 38 210
  11. Remedies III: Review Under Section 44, and Why a State Council's Review Needs Approval 215
  12. Remedies IV: Revision Under Section 48A, Review Under Section 48AA, and Directions Under Section 48B 221
  13. The Remedies Compared: Which Door, and When 226
  14. Selected Opinions of the Disciplinary Committees of the Bar Councils 231
  15. Major Judgments of the Supreme Court on Professional Misconduct 237
  16. What the Supreme Court May Not Do: Supreme Court Bar Association and the Limits of Article 142 244

Module IV

  1. What Contempt of Court Is, and Where the Power Comes From 250
  2. Civil Contempt: Section 2(b) 256
  3. Criminal Contempt: Section 2(c) and Its Three Limbs 261
  4. What Is Not Contempt: Sections 3 to 9 and Section 13 267
  5. Contempt of Subordinate Courts: Sections 10, 11 and Section 15(2) 274
  6. Punishment for Contempt: Section 12 280
  7. Contempt Procedure: Sections 14, 15, 17, 18 and 20 286
  8. Appeals in Contempt: Section 19, and Sections 21 to 24 293
  9. Contempt by an Advocate, and the Two Jurisdictions That Bite 298
  10. Bar and Bench: What the Relationship Is, and Why It Matters 304
  11. The Role of the Bar in Strengthening Bar-Bench Relations 310
  12. Accountancy for Lawyers: Why a Lawyer Keeps Accounts at All 315
  13. Basic Principles of Accounting: The Double Entry, and What an Account Is 320
  14. The Books a Lawyer Keeps: Cash Book, Ledger, Journal and Trial Balance 325
  15. Financial Statements: The Income Statement and the Balance Sheet 331
  16. Client Money: Amount Due to the Client and Amount Due by the Client 337
  17. Books of Account Under the Income-tax Act 2025, and the Penalty for Not Keeping Them 343
  18. When an Accounting Failure Becomes Misconduct 349
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Module I

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Chapter One

What This Subject Is, and Why a Lawyer's Conduct Is Regulated by an Act of Parliament

Syllabus topic Module I framing, and the course as MU prints it

In one line

This subject is the law that decides who may call themselves a lawyer in India, what they must and must not do once they are one, and who can take the right away.

In exam wording: the course covers the Advocates Act 1961, the rules made under it by the Bar Council of India, the law of contempt of court under Articles 129 and 215 of the Constitution and the Contempt of Courts Act 1971, and the accounts an advocate is required to keep.

Why an Act of Parliament governs how a lawyer behaves

Most occupations are not like this. A shopkeeper who is rude to a customer loses the customer. A lawyer who is dishonest with a client can lose the client's house, the client's liberty, or the client's case, and the client will usually never know it happened.

That is the reason the profession is regulated by statute rather than by the market. A client cannot check the work. They cannot tell a good argument from a bad one, they were not in the room when the file was read, and by the time the loss shows up the limitation period has often expired.

So Parliament did three things in the Advocates Act 1961. It decided who may practise, it handed the profession's own discipline to bodies made up of lawyers, and it made the consequences of misbehaviour real, up to the loss of the right to earn a living from law at all.

Notice the middle one. The Advocates Act is unusual in that the State does not police the profession itself. It creates Bar Councils, elects lawyers to them, and gives those councils the power to punish. This is called self-regulation, and Modules II and III are about how it works and where it stops.

The words you need before anything else

Every one of these is used constantly from here on and none is defined again.

The Bar means the body of advocates collectively. An individual advocate is said to be at the Bar. The word comes from the physical rail in an English courtroom.

The Bench means the judges, collectively. So Bar-Bench relations, which is MU's topic 4.2, means the relationship between the lawyers and the judges as two halves of one system.

A court is a body that decides disputes between parties according to law and whose decision binds them. A court of record is a court whose proceedings are recorded as a permanent memorial and which has the power to punish for contempt of itself. That second half is the whole of Module IV's opening.

The roll is the register of advocates that each State Bar Council maintains under section 17. Enrolment is getting your name on it. It is not a formality: an advocate is defined by the Act as a person entered on a roll, so before enrolment a law graduate is not an advocate at all.

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What This Subject Is, and Why a Lawyer's Conduct Is Regulated by an Act of Parliament

A Bar Council is a statutory body created by the Advocates Act, one for each State and one for India. It is not a club, not a trade union and not a bar association; those exist too and are quite different things, which is a distinction beginners get wrong.

The Act's own words: sections 1 and 2

Section 1 is short. The Act is the Advocates Act 1961, it extends to the whole of India, and it came into force on dates the Central Government appointed for different provisions, which is why several chapters of the Act have different commencement dates.

Section 2 is the definitions section, and three of its clauses do the work.

Section 2(1)(a): "advocate" means an advocate entered in any roll under the provisions of this Act. The definition is circular on purpose. It closes the profession: after this Act there is no other way to be an advocate.

Section 2(1)(i): "legal practitioner" means an advocate or vakil of any High Court, a pleader, mukhtar or revenue agent. That clause is a bridge to the older statutes; those categories are historical now, and chapter [Advocate, Lawyer, Legal Practitioner and Pleader: The Words the Act Defines] explains what survives of them.

Section 2(1)(k): "roll" means a roll of advocates prepared and maintained under this Act.

The Act's architecture, in one page

The Advocates Act has seven chapters and it is worth seeing the shape now, because the four modules of this subject follow it almost exactly.

ChapterSectionsWhat it doesWhere it is taught
I. Preliminary1 to 2Short title, extent, definitionsthis chapter
II. Bar Councils3 to 15Creates the State Bar Councils and the Bar Council of India, and says what each doesModule I
III. Admission and Enrolment16 to 28Senior advocates, the roll, who may be admitted, howModule I
IV. Right to Practise29 to 34Who may appear in a court, and who may notModule I
V. Conduct of Advocates35 to 44Misconduct, punishment, appeals, reviewModule III
VI. Miscellaneous45 to 52Penalties, touts, revision, rule-making, repealsModules I and III
VII. Temporary and Transitional53 to 60The 1961 changeoverModule I

Two things are not in that table and are the reason this subject has three authorities rather than one.

The duties are not in the Act. The six duties MU lists in topic 2.2 are in the Bar Council of India Rules, Part VI Chapter II, made under section 49(1)(c). They are rules, not sections, and they are cited by rule number. Module II is almost entirely about them.

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What This Subject Is, and Why a Lawyer's Conduct Is Regulated by an Act of Parliament

Contempt is not in the Act either. It is in Articles 129 and 215 of the Constitution and in the Contempt of Courts Act 1971, and it is a power of the courts, not of the Bar Councils. Module IV is about it, and about the fact that one piece of bad behaviour can be caught by both jurisdictions at once.

What sort of course this is

MU prints this subject as Practical Training I and its own Course Objectives say it is "as prescribed by the Bar Council of India(BCI) as a compulsory clinical course."

That has a practical consequence worth stating plainly. The University does not set a written theory paper on this subject. All three of MU's Semester I examination timetables for the LL.B. (3 years) set four papers each, and this is not among them. Assessment is by the college.

That is a reason to take the subject more seriously rather than less. It is the only subject in the degree whose contents you will be governed by personally, every working day, from the moment you are enrolled. The Bar Council does not stop applying rule 25 to you because your college assessed you generously.

A worked example

Priya finishes her LL.B. in April and wants to appear in the Bombay High Court in May for a family friend whose flat has been sealed.

She cannot. Work through the Act in order.

  1. Section 2(1)(a): an advocate is a person entered on a roll. Priya is not on a roll, so she is not an advocate.
  2. Section 29: advocates are the only recognised class of persons entitled to practise law. So Priya is not entitled to practise.
  3. Section 33: no person shall be entitled to practise in any court or before any authority unless he is enrolled as an advocate.
  4. Section 45: a person who practises when not entitled to do so is punishable with imprisonment which may extend to six months.

So the first thing Priya must do is apply for enrolment under section 25 to the State Bar Council within whose jurisdiction she proposes to practise, which for her is the Bar Council of Maharashtra and Goa. That is the next chapter.

There is one door left open, and a student should know it. Section 32 lets a court, authority or person permit any person who is not an advocate to appear in a particular case. It is a discretion exercised case by case, it is not a route into practice, and it is dealt with in chapter [The Right to Practise: Sections 29 to 34].

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What This Subject Is, and Why a Lawyer's Conduct Is Regulated by an Act of Parliament

What this subject is NOT

It is not a course in how to win cases. Advocacy skill is not what is regulated here. An advocate can be brilliant and be struck off, and can be mediocre and never face a complaint.

It is not morality. The rules are narrower than morality and in places they cut across it. Rule 11 obliges an advocate to accept a brief he may find repugnant. A private failing that would embarrass anyone may be no concern of the Bar Council's, as Module III shows when it deals with misconduct outside professional work.

It is not a branch of criminal law. The disciplinary proceeding under section 35 is not a prosecution, the punishments in section 35(3) are not sentences, and an acquittal in a criminal court does not end a disciplinary case on the same facts.

Quick revision

  • Advocate, section 2(1)(a): a person entered on a roll under the Act. Not a law graduate.
  • Roll, section 2(1)(k): the register each State Bar Council maintains under section 17.
  • The Act has seven chapters: Bar Councils (3 to 15), enrolment (16 to 28), right to practise (29 to 34), conduct (35 to 44), miscellaneous (45 to 52), transitional (53 to 60).
  • The duties are not in the Act. They are the Bar Council of India Rules, Part VI Chapter II, made under section 49(1)(c).
  • Contempt is not in the Act. Articles 129 and 215 of the Constitution and the Contempt of Courts Act 1971.
  • The profession is self-regulated: Bar Councils made of lawyers hold the disciplinary power.
  • This subject is MU's Practical Training I, a Bar Council of India compulsory clinical course, assessed by the college.

Test yourself

1. A law graduate has passed the LL.B. but has not applied for enrolment. Is she an advocate? No. Section 2(1)(a) defines an advocate as a person entered on a roll under the Act. A degree qualifies a person to apply; it does not make them an advocate.

2. Which provision makes the Bar Council of India's rules on professional conduct binding, and what happens if one is broken? Section 49(1)(c) empowers the Bar Council of India to make rules prescribing standards of professional conduct and etiquette. Breach of such a rule is misconduct, punishable under section 35.

3. Distinguish a Bar Council from a Bar Association. A Bar Council is a statutory body created by the Advocates Act, with power to enrol advocates and to punish them for misconduct. A Bar Association is a voluntary association of lawyers practising in a particular court and has no statutory disciplinary power over the right to practise.

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What This Subject Is, and Why a Lawyer's Conduct Is Regulated by an Act of Parliament

4. Why is it said that the legal profession is self-regulated? Because the Advocates Act gives the power to admit, to discipline and to remove advocates to Bar Councils, whose members are advocates elected by advocates, rather than to the Government or to the courts.

5. Name the two authorities outside the Advocates Act that this subject is built on. The Bar Council of India Rules, Part VI Chapter II, for the duties of an advocate; and the Constitution together with the Contempt of Courts Act 1971 for contempt.

Contents This chapter on its own page

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Chapter Two

Who May Be Admitted as an Advocate: Section 24 and Its Five Conditions

Syllabus topic 1.1 Enrolment of Lawyers, qualifications prescribed u/s 24 of the Advocates Act 1961

In one line

Section 24 says a person may be admitted as an advocate if he is an Indian citizen, is twenty-one, holds a recognised law degree, meets any conditions the State Bar Council's rules add, and has paid the enrolment fee.

In exam wording: section 24(1) of the Advocates Act 1961 lays down the qualifications for admission as an advocate on a State roll, subject to the Act and the rules made thereunder, in five surviving clauses, (a), (b), (c), (e) and (f).

Why this section exists at all

Before 1961 the answer to "who may appear in court" depended on which court, which province, and which of half a dozen statutes applied. There were advocates, vakils, pleaders, mukhtars, attorneys and revenue agents, each admitted differently, each entitled to appear in different places.

The Advocates Act was passed to end that. It created one class, the advocate, admitted on one set of conditions, applying throughout India. Section 24 is that set of conditions, and it is why the section matters more than its four lines suggest.

The provision itself

Section 24(1) opens: "Subject to the provisions of this Act, and the rules made thereunder, a person shall be qualified to be admitted as an advocate on a State roll, if he fulfils the following conditions, namely."

Two things in that opening are examinable and are usually skipped.

"Subject to the provisions of this Act, and the rules made thereunder." Section 24 is not the whole of the qualification. The Bar Council of India's rules can add to it, which is the doorway through which the All India Bar Examination came in, as chapter [The All India Bar Examination: Bonnie Foi, and What Enrolment Alone Does Not Give You] explains.

"Qualified to be admitted." The section does not say a qualified person shall be admitted. It says he is qualified to be. Admission itself runs through sections 25 and 26 and can be refused, which is chapter [The Procedure of Enrolment: Application, Disposal, Certificate and the Roll].

Clause by clause

(a) Citizenship

"He is a citizen of India."

Then a proviso: "Provided that subject to the other provisions contained in this Act, a national of any other country may be admitted as an advocate on a State roll, if citizens of India, duly qualified, are permitted to practise law in that other country."

This is a reciprocity rule. Reciprocity means each country gives nationals of the other the treatment its own nationals get there. A national of country X may be enrolled in India if a qualified Indian may practise in country X. Read it with section 47, which applies the same principle at the level of the country rather than the individual.

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Who May Be Admitted as an Advocate: Section 24 and Its Five Conditions

(b) Age

"He has completed the age of twenty-one years."

Completed, not attained in the current year. A person whose twenty-first birthday falls next week is not qualified today. There is no upper limit anywhere in the Act.

(c) The degree

This is the longest clause and it is long because it deals with a changeover that happened in 1967. Reduced to what a student today needs:

  • A degree obtained before 12 March 1967 from any University in the territory of India.
  • A degree obtained before 15 August 1947 from any University in an area then within India as defined by the Government of India Act 1935.
  • A degree obtained after 12 March 1967 after undergoing a three-year course of study in law from any University in India recognised for the purposes of this Act by the Bar Council of India.
  • A degree obtained after a course of not less than two academic years commencing from the academic year 1967-68 or earlier, from a recognised Indian University.
  • In any other case, a degree from a University outside India, if the Bar Council of India recognises it.
  • A barrister called to the Bar on or before 31 December 1976; or a person who has passed the articled clerk's examination or another examination specified by the High Court at Bombay or Calcutta for enrolment as an attorney of that High Court; or a person holding another foreign qualification recognised by the Bar Council of India.

Three points a student is asked about.

"Recognised for the purposes of this Act by the Bar Council of India" is the operative phrase for anyone graduating now. A degree from a university that is not recognised by the Bar Council does not qualify, whatever the university itself says.

The five-year integrated course is not named in the clause, because the clause is older than it. It qualifies as a course of study of not less than three years from a recognised University.

The Explanation settles a question that used to cause disputes: "a person shall be deemed to have obtained a degree in law from a University in India on the date on which the results of the examination for that degree are published by the University on its notice board or otherwise declaring him to have passed that examination." So the qualifying date is the date the result is declared, not the date of the convocation or of the printed certificate.

(d) Omitted

Clause (d) was omitted by the Advocates (Amendment) Act 1973 with effect from 31 January 1974. There is no clause (d) in the live section, and an answer that lists six conditions is wrong.

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Who May Be Admitted as an Advocate: Section 24 and Its Five Conditions

(e) Conditions in the State Bar Council's rules

"He fulfils such other conditions as may be specified in the rules made by the State Bar Council under this Chapter."

This is the clause that makes enrolment slightly different from State to State. The rules typically deal with the form of the application, the certificates and affidavits required, and verification.

(f) The fee

"He has paid, in respect of the enrolment, stamp duty, if any, chargeable under the Indian Stamp Act, 1899, and an enrolment fee payable to the State Bar Council of six hundred rupees and to the Bar Council of India, one hundred and fifty rupees by way of a bank draft drawn in favour of that Council."

Then a proviso for members of the Scheduled Castes and the Scheduled Tribes who produce a certificate from the prescribed authority: one hundred rupees to the State Bar Council and twenty-five rupees to the Bar Council of India.

Those four figures are printed in the Act, substituted by the amending Act of 1993 with effect from 26 December 1993. They are not what most State Bar Councils were charging, and chapter [What Enrolment Costs: Section 24(1)(f) and Gaurav Kumar] is about what the Supreme Court did about that in 2024.

Section 24(2) and 24(3): the people the Act had to carry across

These two sub-sections exist because in 1961 there were already thousands of people practising law who were not advocates. They are transitional and no student enrolling today comes in under them, but they are examinable as part of the section.

Section 24(2) lets a vakil or pleader who is a law graduate be admitted if he applied within two years of the appointed day and fulfils clauses (a), (b), (e) and (f). Note the absence of clause (c): the degree condition is relaxed for them.

Section 24(3) does the same for four further categories: a person who for at least three years was a vakil, pleader or mukhtar or was entitled to be enrolled as an advocate of a High Court; a person who before 1 December 1961 was entitled otherwise than as an advocate to practise law; a person who before 1 April 1937 was an advocate of a High Court in what was then Burma; and a person entitled to be enrolled under a rule made by the Bar Council of India. Each must apply and fulfil clauses (a), (b), (e) and (f).

Section 24(4) was omitted in 1976.

A worked example

Rohan is twenty-two. He holds a three-year LL.B. from a University in Maharashtra whose law course the Bar Council of India recognises. His result was declared on the University's website on 6 May 2026, and his printed marksheet is dated 30 June 2026. He is an Indian citizen. He wants to enrol with the Bar Council of Maharashtra and Goa.

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Who May Be Admitted as an Advocate: Section 24 and Its Five Conditions

Is he qualified under section 24?

  • (a) Indian citizen. Satisfied.
  • (b) Twenty-two, so he has completed twenty-one. Satisfied.
  • (c) A three-year course from a recognised Indian University, obtained after 12 March 1967. Satisfied. By the Explanation, the date he obtained the degree is 6 May 2026, the date the result was declared, not 30 June. That matters if a Bar Council rule sets a time limit running from the date of the degree.
  • (e) Whatever the Bar Council of Maharashtra and Goa's rules require, typically an application in the prescribed form with certificates.
  • (f) Rs 600 to the State Bar Council, Rs 150 by bank draft to the Bar Council of India, and stamp duty if chargeable.

He is qualified. He then applies under section 25, the enrolment committee disposes of the application under section 26, his name goes on the roll under section 17, and he receives a certificate of enrolment under section 22.

Change one fact. Rohan's degree is from a University whose law course the Bar Council of India has not recognised. He now fails clause (c), and no amount of merit cures it, because the clause makes recognition by the Bar Council the test and not the quality of the teaching.

What beginners get wrong

Section 24 is not a right to be enrolled. It says who is qualified to be admitted. Section 26(2) lets the enrolment committee propose refusal, and section 24A can disqualify a person who meets every clause of section 24.

Clause (d) does not exist. It was omitted in 1974.

Age is not linked to the degree. A person who graduates at twenty must wait until twenty-one. There is no provision for enrolling early and practising later.

The fee in the Act is not the fee on the notice board. That gap is the subject of a 2024 Supreme Court decision and is dealt with in its own chapter.

Quick revision

  • Section 24(1) lists five live conditions: (a) Indian citizen, with a reciprocity proviso for foreign nationals, (b) completed twenty-one years, (c) a recognised law degree, (e) conditions in the State Bar Council's rules, (f) enrolment fee and stamp duty. Clause (d) is omitted.
  • The degree must be from a University recognised by the Bar Council of India for the purposes of the Act.
  • The Explanation to section 24(1): the degree is obtained on the date the result is declared, not the date of the certificate.
  • Fee under (f): Rs 600 to the State Bar Council and Rs 150 to the Bar Council of India; for SC and ST candidates, Rs 100 and Rs 25.
  • Sections 24(2) and 24(3) are transitional, for vakils, pleaders and mukhtars who were practising in 1961. They relax clause (c) but not (a), (b), (e) or (f).
  • The section opens "subject to the provisions of this Act, and the rules made thereunder", which is how the Bar Council's own rules can add a condition.
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Who May Be Admitted as an Advocate: Section 24 and Its Five Conditions

Test yourself

1. State the five live conditions in section 24(1). Indian citizenship, subject to reciprocity for foreign nationals; completion of twenty-one years of age; a law degree from a University recognised by the Bar Council of India; such other conditions as the State Bar Council's rules specify; and payment of stamp duty and the enrolment fee.

2. A candidate's convocation is in December but her results were declared in May. From which date is she a law graduate for the purposes of section 24? From May. The Explanation to section 24(1) deems the degree to have been obtained on the date the University publishes the result declaring her to have passed.

3. Can a foreign national be enrolled as an advocate in India? Yes, but only under the proviso to clause (a), and only if duly qualified Indian citizens are permitted to practise law in that person's own country. The rule is one of reciprocity.

4. What is the enrolment fee prescribed by the Act, and does the Act make any concession? Six hundred rupees to the State Bar Council and one hundred and fifty rupees to the Bar Council of India. For a member of the Scheduled Castes or Scheduled Tribes producing the prescribed certificate, one hundred rupees and twenty-five rupees respectively.

5. Why do sections 24(2) and 24(3) exist, and what do they relax? They carried across the vakils, pleaders, mukhtars and others who were already practising when the Act came into force in 1961. They relax the degree requirement in clause (c) while still requiring clauses (a), (b), (e) and (f).

6. Does satisfying section 24 entitle a person to be enrolled? No. It makes him qualified to be admitted. Admission is dealt with by sections 25 and 26, and section 24A may disqualify a person who satisfies every clause of section 24.

Contents This chapter on its own page

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Chapter Three

Disqualification for Enrolment: Section 24A and the Two-Year Rule

Syllabus topic 1.1 Enrolment of Lawyers, procedure

In one line

Section 24A keeps three kinds of person off the roll: someone convicted of an offence involving moral turpitude, someone convicted under the untouchability law, and someone dismissed from State employment on a charge involving moral turpitude.

In exam wording: section 24A of the Advocates Act 1961 lays down the disqualifications for enrolment as an advocate, which cease to have effect after two years have elapsed from release, dismissal or removal, and which do not apply to a person dealt with under the Probation of Offenders Act 1958.

Why a separate section

Section 24 asks whether a person has the qualifications. Section 24A asks a different question: whether, qualified or not, there is something in his past that should keep him out.

The distinction matters because the two sections work in opposite directions and a candidate must clear both. A person can hold a first-class degree from the best recognised law faculty in the country, be an Indian citizen of twenty-five with the fee in hand, and still be barred by section 24A.

Section 24A was inserted by the Advocates (Amendment) Act 1973 with effect from 31 January 1974. It was not in the Act as passed.

The provision itself

Section 24A(1): "No person shall be admitted as an advocate on a State roll."

(a) if he is convicted of an offence involving moral turpitude;

(b) if he is convicted of an offence under the provisions of the Untouchability (Offences) Act, 1955;

(c) if he is dismissed or removed from employment or office under the State on any charge involving moral turpitude. With an Explanation: "In this clause, the expression 'State' shall have the meaning assigned to it under article 12 of the Constitution."

Then the proviso: "Provided that the disqualification for enrolment as aforesaid shall cease to have effect after a period of two years has elapsed since his released or dismissal or, as the case may be, removal."

Section 24A(2): "Nothing contained in sub-section (1) shall apply to a person who having been found guilty is dealt with under the provisions of the Probation of Offenders Act, 1958."

Broken down

Take the elements one at a time, because the section is short and every word in it is doing work.

"Convicted." Not charged, not arrested, not prosecuted. A pending prosecution is not a disqualification under this section. Conviction means a finding of guilt by a court that has not been set aside.

"An offence involving moral turpitude." The Act does not define moral turpitude, and this is the phrase that produces the argument. The working sense is conduct that is inherently base, vile or depraved, and contrary to the accepted rule of right and duty between people. Cheating, forgery, criminal breach of trust and offences of dishonesty are the standard examples. A conviction for a road traffic offence or a technical regulatory breach ordinarily is not.

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Disqualification for Enrolment: Section 24A and the Two-Year Rule

Clause (b) needs no moral turpitude at all. A conviction under the Untouchability (Offences) Act 1955 disqualifies by itself, without any inquiry into whether the offence involved moral turpitude. That Act is now titled the Protection of Civil Rights Act 1955, and clause (b) refers to it by its original name because the clause has not been re-typeset.

Clause (c) reaches employment, not crime. A person dismissed or removed from employment or office under the State on a charge involving moral turpitude is disqualified even though no court has convicted him. The Explanation ties "State" to Article 12 of the Constitution, which covers the Government and Parliament of India, the Government and Legislature of each State, and all local or other authorities within the territory of India or under the control of the Government of India. So dismissal from a public sector body that answers the Article 12 test counts; dismissal from a private firm does not.

Note also that clause (c) says dismissed or removed. A person who resigns before the inquiry concludes, or whose service is terminated by some lesser order, is not within it.

The two-year proviso

The disqualification is temporary. It ceases to have effect after two years have elapsed since release, dismissal or removal.

The starting point is different for each clause and students get this wrong.

  • For clauses (a) and (b), the two years run from release. If the person was sentenced to imprisonment, that means release from prison, so the clock does not start on conviction.
  • For clause (c), the two years run from dismissal or removal.

So a person convicted of an offence involving moral turpitude and sentenced to three years' imprisonment is disqualified for the three years inside and two years after, five years in all from conviction. A person convicted and fined, with no imprisonment, is disqualified for two years from the conviction, since there is no custody from which to be released.

Section 24A(2): the probation exception

The Probation of Offenders Act 1958 lets a court, instead of sentencing certain offenders, release them after admonition or on a bond of good behaviour. Section 12 of that Act provides that a person so dealt with shall not suffer disqualification attaching to a conviction under any other law.

Section 24A(2) says the same thing for this Act in terms: sub-section (1) does not apply to a person who, having been found guilty, is dealt with under that Act. So a person found guilty of an offence involving moral turpitude but released on probation is not disqualified from enrolment, and is not disqualified for two years either, because sub-section (1) never applies to him at all.

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Disqualification for Enrolment: Section 24A and the Two-Year Rule

A worked example

Ajay applies to a State Bar Council for enrolment. He satisfies every clause of section 24. Three facts emerge from his verification.

Fact one. In 2020 he was convicted of cheating under the penal law and sentenced to two years' imprisonment. He was released on 1 March 2023.

Cheating is an offence involving moral turpitude, so clause (a) applies. The proviso runs from release, which is 1 March 2023, so the disqualification ceased on 1 March 2025. If Ajay applies today, he is not disqualified by this conviction.

Fact two. In 2024 he was convicted of an offence under the Protection of Civil Rights Act 1955, fined, and not imprisoned.

Clause (b) applies and needs no finding of moral turpitude. There was no imprisonment and so no release, so the two years run from the conviction in 2024. The disqualification is still running, and Ajay must be refused.

Fact three, in the alternative. Suppose that for the 2024 offence the court, instead of convicting and sentencing him, found him guilty and released him on a bond of good behaviour under the Probation of Offenders Act 1958.

Section 24A(2) applies. Sub-section (1) does not apply to him at all, so there is no disqualification and no two-year wait.

What the Bar Council does. Faced with a proposed refusal, the enrolment committee must, under section 26(2), refer the application to the Bar Council of India for opinion with a statement of grounds, and under section 26(3) it must dispose of the application in conformity with that opinion. It cannot simply refuse on its own.

What it does NOT mean

It is not a punishment. Section 24A is a condition of entry. The punishments for an advocate are in section 35(3) and are imposed on a person already on the roll, after a disciplinary proceeding. Module III deals with those.

It does not apply to an advocate already enrolled. A conviction after enrolment is dealt with as misconduct under section 35, not under section 24A. That is why an advocate convicted of assault in Hikmat Ali Khan v. Ishwar Prasad Arya, AIR 1997 SC 864, was proceeded against under the disciplinary provisions and had his name removed from the roll, rather than being said to have become disqualified.

A pending case is not a disqualification. Only a conviction, or a dismissal or removal, is.

The disqualification is not for life. Two years after release, dismissal or removal, it ceases by the force of the proviso itself, without any application to have it lifted.

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Disqualification for Enrolment: Section 24A and the Two-Year Rule

Distinctions

Section 24ASection 35
Applies toa person applying for enrolmentan advocate already on the roll
Naturea disqualification, a bar to entrya punishment for misconduct
Who decidesthe enrolment committee, section 26the disciplinary committee, sections 35 and 36
Triggerconviction, or dismissal from State employmentprofessional or other misconduct
Durationceases after two years by the provisoas ordered: reprimand, suspension or removal
Appealnone under this section; refusal runs through section 26(2) and (3)section 37 to the Bar Council of India, then section 38 to the Supreme Court

Quick revision

  • Section 24A was inserted in 1973, with effect from 31 January 1974.
  • Three disqualifications: (a) conviction for an offence involving moral turpitude; (b) conviction under the Untouchability (Offences) Act 1955, now the Protection of Civil Rights Act 1955, with no moral turpitude required; (c) dismissal or removal from employment or office under the State on a charge involving moral turpitude.
  • "State" in clause (c) has the Article 12 meaning.
  • Proviso: the disqualification ceases after two years from release for (a) and (b), and from dismissal or removal for (c).
  • Section 24A(2): sub-section (1) does not apply to a person dealt with under the Probation of Offenders Act 1958.
  • A pending prosecution is not a disqualification. Only conviction is.
  • Section 24A is a bar to entry; misconduct by an enrolled advocate is section 35.

Test yourself

1. Does a conviction under the Untouchability (Offences) Act 1955 require proof of moral turpitude before it disqualifies? No. Clause (b) operates on the conviction alone. Only clauses (a) and (c) use the phrase "moral turpitude".

2. From what date do the two years run for a person sentenced to imprisonment for an offence involving moral turpitude? From his release. The proviso says the disqualification ceases after two years have elapsed since his release, so the period spent in custody does not count towards the two years.

3. An applicant was dismissed from a private company for dishonesty. Is he disqualified under section 24A(1)(c)? No. Clause (c) applies to dismissal or removal from employment or office under the State, and the Explanation gives "State" the meaning in Article 12 of the Constitution. A private company is not within it.

4. An applicant was found guilty of an offence involving moral turpitude and released on probation under the Probation of Offenders Act 1958. Is he disqualified? No. Section 24A(2) provides that sub-section (1) does not apply to such a person, so the disqualification never arises and there is no two-year period to wait out.

5. An advocate on the roll is convicted of an offence involving moral turpitude. Is he now disqualified under section 24A? No. Section 24A governs admission to the roll. Conduct of an enrolled advocate is dealt with as professional or other misconduct under section 35, on which the disciplinary committee may reprimand, suspend or remove him.

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Disqualification for Enrolment: Section 24A and the Two-Year Rule

6. Can a State Bar Council refuse an application on its own, having found a disqualification? No. Under section 26(2), where the enrolment committee proposes to refuse it must refer the application to the Bar Council of India for opinion with a statement of the grounds, and under section 26(3) it must dispose of the application in conformity with that opinion.

Contents This chapter on its own page

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Chapter Four

The Procedure of Enrolment: Application, Disposal, Certificate and the Roll

Syllabus topic 1.1 Enrolment of Lawyers, procedure

In one line

You apply to the State Bar Council where you mean to practise, its enrolment committee decides, your name goes on that State's roll, and you are given a certificate of enrolment.

In exam wording: the procedure for enrolment is governed by sections 25 to 28 of the Advocates Act 1961 read with sections 17 to 22, under which an application is made to the State Bar Council within whose jurisdiction the applicant proposes to practise, is disposed of by its enrolment committee, and results in entry on the State roll and the issue of a certificate of enrolment.

Why the procedure is worth learning as a sequence

The Act does not set the steps out in order. Sections 17 to 22 sit in Chapter III before section 24, and sections 25 to 28 sit after it, so a reader going through the Act front to back meets the roll before the application and the certificate before the fee.

Taken as a sequence the whole thing is one story, and it is easier to remember as one.

Step one: the application, section 25

Section 25: "An application for admission as an advocate shall be made in the prescribed form to the State Bar Council within whose jurisdiction the applicant proposes to practise."

Two things are fixed by that short section.

The form is prescribed, which means prescribed by rules, so the form differs slightly from State to State under section 24(1)(e) and section 28.

The forum is chosen by intention, not by residence or by where you studied. The test is where the applicant proposes to practise. A graduate of a Delhi law faculty who intends to practise in Mumbai applies to the Bar Council of Maharashtra and Goa.

Step two: disposal, section 26

Section 26(1): a State Bar Council shall refer every application to its enrolment committee, and that committee shall dispose of the application in the prescribed manner, subject to sub-sections (2) and (3) and to any direction given in writing by the State Bar Council.

So the State Bar Council as a body does not decide applications. Its enrolment committee does. The enrolment committee is one of the committees a Bar Council constitutes under section 10.

Section 26(2) is the important one, and it is the safeguard. Where the enrolment committee proposes to refuse an application, it shall refer the application for opinion to the Bar Council of India, and the reference must be accompanied by a statement of the grounds in support of the refusal.

Section 26(3): the enrolment committee shall dispose of an application so referred in conformity with the opinion of the Bar Council of India.

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The Procedure of Enrolment: Application, Disposal, Certificate and the Roll

Read those two together and the effect is strong: a State Bar Council cannot refuse enrolment on its own. Every proposed refusal goes to the national body, with reasons, and the national body's opinion binds. This is a real protection for an applicant, and it is the answer to a question about what remedy a rejected applicant has.

Section 26(4): where an application has been refused, the State Bar Council shall as soon as may be inform all other State Bar Councils, stating the name, address and qualifications of the person and the grounds of refusal. That is what makes section 27 work.

The proviso to section 26(1) deals with a different problem: where a person has got his name on the roll by misrepresentation as to an essential fact, or by fraud or undue influence, the Bar Council of India may, on a reference or otherwise, remove the name after giving him an opportunity of being heard. Note who does it: the Bar Council of India, not the State Bar Council.

Step three: the roll, sections 17 to 21

Section 17 requires every State Bar Council to prepare and maintain a roll of advocates, in which are entered the names and addresses of all persons who were advocates on the roll of any High Court under the Indian Bar Councils Act 1926 immediately before the appointed day and who have elected to be enrolled with that Council, and all other persons admitted as advocates on its roll after the appointed day.

The roll has two parts: senior advocates and other advocates. That is the statutory home of the distinction chapter [Designation as Senior Advocate: Section 16, and Indira Jaising] deals with.

A person may be enrolled on only one State roll, which is why section 18 exists.

Section 18: transfer. An advocate on the roll of one State Bar Council may apply to the Bar Council of India for transfer to the roll of another State Bar Council. On transfer his name is removed from the first roll and entered on the second, and, importantly, his seniority is preserved: he retains the same seniority as he had on the roll from which he transferred.

Section 19: every State Bar Council shall send copies of its roll to the Bar Council of India, and shall inform it of every alteration.

Section 20 was a special provision for advocates of the Supreme Court practising before the appointed day, who could within the prescribed time express an intention to be entered on a particular State roll.

Section 21: disputes regarding seniority. Where a dispute arises as to the seniority of any person, it shall be referred for decision to the State Bar Council concerned. Where the dispute is between advocates on different rolls, it goes to the Bar Council of India.

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The Procedure of Enrolment: Application, Disposal, Certificate and the Roll

Step four: the certificate, section 22

Section 22(1): there shall be issued a certificate of enrolment in the prescribed form by the State Bar Council to every person whose name is entered in the roll maintained by it.

Section 22(2): every person whose name is so entered shall notify any change in the place of his permanent residence to the State Bar Council within ninety days.

The certificate is the document an advocate produces to show he is entitled to practise, and its loss is why the loss of the right to practise is spoken of as the loss of a sanad, which is the older word for it.

The other two sections: 26A and 27

Section 26A: power to remove names from roll. A State Bar Council may remove from the State roll the name of any advocate who is dead or from whom a request has been received to that effect.

That is the whole section, and its narrowness is the point. It is an administrative housekeeping power. It is not a power to remove a name for misconduct: only a disciplinary committee can do that, under section 35(3)(d). An answer that cites section 26A as a disciplinary power is wrong.

Section 27: a refusal binds every other Bar Council. Where a State Bar Council has refused an application, no other State Bar Council shall entertain an application from that person, except with the previous consent in writing of the State Bar Council which refused the application and of the Bar Council of India.

Two consents, both in writing, both prior. This closes off the obvious evasion of applying in the next State, and it is why section 26(4) requires the refusing Council to circulate the refusal.

Section 28 is the rule-making power for this Chapter, under which a State Bar Council makes rules on the time within which and the form in which an application is made, the conditions under section 24(1)(e), and the instalments in which the enrolment fee may be paid.

A worked example

Sneha graduates in Nagpur and intends to practise in Mumbai.

  1. Section 25. She applies in the prescribed form to the Bar Council of Maharashtra and Goa, because that is where she proposes to practise.
  2. Section 26(1). The Council refers her application to its enrolment committee.
  3. Verification throws up a conviction. The committee proposes to refuse. Under section 26(2) it must refer the application to the Bar Council of India for opinion with a statement of grounds, and under section 26(3) must then dispose of it in conformity with that opinion. It cannot simply reject her.
  4. The Bar Council of India opines that the conviction is spent, the two-year period under the proviso to section 24A having elapsed, and that she should be enrolled. The committee must enrol her.
  5. Section 17. Her name is entered on the roll of the Bar Council of Maharashtra and Goa, in the part for advocates other than senior advocates.
  6. Section 22(1). She is issued a certificate of enrolment.
  7. Section 19. A copy of the roll and the alteration go to the Bar Council of India.
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The Procedure of Enrolment: Application, Disposal, Certificate and the Roll

Two years later she marries and moves to Bengaluru. Under section 18 she applies to the Bar Council of India for transfer to the roll of the Bar Council of Karnataka, and on transfer she keeps the seniority she had in Maharashtra. She also notifies the change in her permanent residence under section 22(2) within ninety days.

Change one fact. Suppose the Bar Council of Maharashtra and Goa had refused her, the Bar Council of India agreeing. Sneha then applies to the Bar Council of Karnataka. Under section 27 that Council cannot even entertain the application unless it has the previous written consent of both the Bar Council of Maharashtra and Goa and the Bar Council of India.

What beginners get wrong

The State Bar Council does not decide the application. Its enrolment committee does, under section 26(1).

A refusal is never a State Bar Council's own decision. Sections 26(2) and (3) send every proposed refusal to the Bar Council of India, whose opinion binds.

Section 26A is not a disciplinary provision. It covers death and a request by the advocate himself. Removal for misconduct is section 35(3)(d).

The certificate is not the enrolment. Entry on the roll is. The certificate under section 22 evidences it.

Quick revision

  • Section 25: application in the prescribed form to the State Bar Council within whose jurisdiction the applicant proposes to practise.
  • Section 26(1): referred to the enrolment committee, which disposes of it. Proviso: the Bar Council of India may remove a name obtained by misrepresentation, fraud or undue influence, after a hearing.
  • Section 26(2) and (3): a proposed refusal must be referred to the Bar Council of India with grounds, and disposed of in conformity with its opinion.
  • Section 26(4): a refusal is circulated to all other State Bar Councils.
  • Section 27: no other State Bar Council may entertain the application without the previous written consent of the refusing Council and of the Bar Council of India.
  • Section 17: the roll, in two parts, senior advocates and other advocates. Section 18: transfer through the Bar Council of India, seniority preserved. Section 19: copies to the Bar Council of India. Section 21: seniority disputes.
  • Section 22: certificate of enrolment; change of permanent residence notified within ninety days.
  • Section 26A: removal of the name of an advocate who is dead or who requests it. Not a disciplinary power.
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The Procedure of Enrolment: Application, Disposal, Certificate and the Roll

Test yourself

1. To which State Bar Council does an applicant apply, and on what test? To the State Bar Council within whose jurisdiction he proposes to practise, under section 25. The test is intention to practise, not residence or the place of study.

2. Can a State Bar Council refuse an application on its own? No. Under section 26(2) a proposed refusal must be referred to the Bar Council of India for opinion, with a statement of the grounds, and under section 26(3) the enrolment committee must dispose of the application in conformity with that opinion.

3. An applicant refused in one State applies in another. What is the position? Section 27 bars the second State Bar Council from entertaining the application except with the previous consent in writing of both the Council that refused and the Bar Council of India. Section 26(4) requires the refusal to be circulated so that the second Council knows of it.

4. What happens to seniority when an advocate transfers under section 18? It is preserved. The advocate retains on the new roll the same seniority he held on the roll from which his name was transferred.

5. Under what circumstances may a State Bar Council remove a name under section 26A? Only where the advocate is dead, or where a request to that effect has been received from him. Removal for misconduct is not within section 26A; it is an order under section 35(3)(d) of a disciplinary committee.

6. Who may remove a name obtained by fraud, and after what procedure? The Bar Council of India, under the proviso to section 26(1), whether on a reference or otherwise, after giving the person concerned an opportunity of being heard.

Contents This chapter on its own page

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Chapter Five

The All India Bar Examination: Bonnie Foi, and What Enrolment Alone Does Not Give You

Syllabus topic 1.1 Enrolment of Lawyers, procedure

In one line

You must pass an examination set by the Bar Council of India before you can practise, even though section 24 says nothing about any examination.

In exam wording: the All India Bar Examination is prescribed by the Bar Council of India in exercise of its rule-making power, and its validity was upheld by a Constitution Bench in Bar Council of India v. Bonnie Foi Law College, decided on 10 February 2023, which held that the earlier decision in V. Sudeer v. Bar Council of India would not be good law.

Why this chapter exists

A student reading section 24 finds five conditions and no examination. A student who then sits the All India Bar Examination reasonably asks where the authority for it comes from.

For twenty-four years the honest answer was that it was doubtful. In V. Sudeer v. Bar Council of India, (1999) 3 SCC 176, the Supreme Court struck down a Bar Council of India rule requiring pre-enrolment training and an examination, holding that the Act did not permit it. That decision is why the Bar Council introduced the All India Bar Examination as a post-enrolment examination, a certificate of practice rather than a condition of enrolment.

In 2023 a Constitution Bench of five judges reconsidered V. Sudeer, and this chapter is about what it decided.

The reasoning in Bonnie Foi

Bar Council of India v. Bonnie Foi Law College, decided on 10 February 2023, was heard by Sanjay Kishan Kaul, Sanjiv Khanna, Abhay S. Oka, Vikram Nath and J.K. Maheshwari JJ.

Facts. The question referred to the Constitution Bench was whether the Bar Council of India may require a person to pass an examination before being permitted to practise, in the face of V. Sudeer, which had struck down a requirement of pre-enrolment training as beyond the Bar Council's rule-making power.

Held. The Court upheld the All India Bar Examination and held that V. Sudeer would not be good law. Its reasoning runs through four provisions and is worth following, because the marks are in the reasoning and not in the result.

First, the powers of the two kinds of Bar Council are not the same. V. Sudeer had reasoned that because the 1973 amendment took away the State Bar Councils' power to provide training or hold an examination, the Bar Council of India could not have such a power either. The Constitution Bench held that this does not follow. The powers of the State Bar Councils and of the Bar Council of India are not pari materia, which means they are not on the same footing. The legislative object of the 1973 amendment was not to confer those powers on the State Bar Councils. It did not deal with the powers of the Bar Council of India at all, and so could not take away what the Bar Council of India already had.

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The All India Bar Examination: Bonnie Foi, and What Enrolment Alone Does Not Give You

Second, section 7 gives wide functions. Section 7(1)(g) gives the Bar Council of India general supervision and control over the State Bar Councils; section 7(1)(l) lets it perform all other functions conferred by or under the Act; and section 7(1)(m) lets it do all other things necessary for discharging those functions. The Court described those powers as wide and extensive as conferred by the legislature.

Third, section 24(1) itself is subject to rules. Section 24(1) opens "subject to the provisions of this Act, and the rules made thereunder". So the Bar Council of India has the statutory power of prescribing rules subject to which a person may be treated as qualified to be admitted as an advocate.

Fourth, and decisively, section 49(1)(ag). That clause, dealing with the general power of the Bar Council of India to make rules, specifically covers the class or category of persons entitled to be enrolled as advocates. The Court held that in the face of that clause the provision for an examination for enrolment of advocates by the Bar Council of India can hardly be doubted.

What the Court left open, and what it added

Whether the examination is held before or after enrolment was left to the Bar Council of India. The Court said there are consequences either way, especially for the interregnum, and that it was appropriate to leave the niceties of both situations to the Bar Council.

It clarified an important limit. Setting aside V. Sudeer is in no manner an imprimatur to mandating the requirement of pre-enrolment training. So the decision authorises an examination; it does not revive compulsory pre-enrolment training.

It made the judgment prospective, so as not to disturb what had prevailed in the meantime.

It made four practical observations, each of which is examinable because each has since produced action.

  • The All India Bar Examination is scheduled twice a year and that schedule should be strictly followed, otherwise law graduates are left idling.
  • A candidate should not lose the chance to sit merely because a University declares its results late.
  • The validity of a result obtained in a bar examination should be limited by time, and the Bar Council of India can use its power to give directions under section 48B to ensure uniformity and fairness among the State Bar Councils.
  • An enrolled advocate who takes non-legal employment for a substantial length of time, the Court suggested five years, could by rule be deemed a new enrolee and required to take the examination again.
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The All India Bar Examination: Bonnie Foi, and What Enrolment Alone Does Not Give You

And it flagged the fees. The Court noted that different State Bar Councils were charging different enrolment fees, said this needed the attention of the Bar Council of India, and said the fee should not become oppressive at the threshold of young students joining the Bar. That observation is the bridge to the next chapter, where the Supreme Court decided the point in 2024.

Enrolment and the right to practise are two different things

This is the idea the chapter exists to plant, and it recurs in Module III and Module IV.

Enrolment puts your name on the roll under section 17 and makes you an advocate within section 2(1)(a).

The right to practise under section 30 is what lets you appear. Between the two the Bar Council of India has interposed a condition, and Bonnie Foi holds it may.

The same gap appears again in Pravin C. Shah v. K.A. Mohd. Ali, AIR 2001 SC 3041, where the Supreme Court held that the right to practise and the right of audience before a particular court are not the same thing, and that a court may refuse audience to an advocate convicted of contempt until he purges it. Module IV works that case, where contempt by an advocate is dealt with.

A worked example

Kabir's LL.B. result is declared in May 2026. He wants to appear in the City Civil Court in Mumbai in July.

  1. He applies under section 25 to the Bar Council of Maharashtra and Goa and is enrolled. He is now an advocate within section 2(1)(a).
  2. Under the Bar Council of India's rules he must pass the All India Bar Examination to obtain a certificate of practice.
  3. Until he does, his position is the one Bonnie Foi describes: he is on the roll, but the Bar Council has validly made the ability to practise conditional on the examination.
  4. He sits and passes the examination at the next of the two sittings held that year. He receives the certificate of practice and can appear.

Where the authority comes from, if he is asked. Not from section 24, which does not mention an examination. From section 49(1)(ag) read with section 7(1)(g), (l) and (m) and with the opening words of section 24(1), as held in Bonnie Foi.

Change one fact. Kabir passes the examination, then joins a technology company as a product manager for six years and returns to practice. On the Court's suggestion in Bonnie Foi, the Bar Council of India could by rule treat him as a new enrolee required to sit the examination again. Note carefully that this was a suggestion the Court accepted in principle and left to the Bar Council; it is not itself a rule of law, and an answer should say so.

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The All India Bar Examination: Bonnie Foi, and What Enrolment Alone Does Not Give You

What beginners get wrong

Bonnie Foi did not revive pre-enrolment training. The Court said in terms that setting aside V. Sudeer is no imprimatur to mandating it.

The Court did not decide whether the examination must be before or after enrolment. It left that to the Bar Council of India.

V. Sudeer was not distinguished, it was held not to be good law. An answer that treats V. Sudeer as still governing is wrong after 10 February 2023.

The examination is not in the Act. It is a rule made under the Act, and the whole case was about whether the Act permits such a rule.

Quick revision

  • The All India Bar Examination is a creature of the Bar Council of India's rules, not of section 24.
  • V. Sudeer v. Bar Council of India (1999) had struck down pre-enrolment training and examination as beyond the Bar Council's power. It is no longer good law.
  • Bar Council of India v. Bonnie Foi Law College, 10 February 2023, a Constitution Bench of five judges, upheld the examination.
  • The reasoning: the powers of the State Bar Councils and of the Bar Council of India are not pari materia; section 7(1)(g), (l) and (m) give wide functions; section 24(1) is expressly subject to rules made under the Act; and section 49(1)(ag) covers the class or category of persons entitled to be enrolled.
  • The Court left it to the Bar Council of India whether the examination is pre-enrolment or post-enrolment, made the judgment prospective, and clarified that pre-enrolment training is not thereby mandated.
  • Observations: examination twice a year, results should not bar a candidate, validity of a result should be time-limited, section 48B directions can bring uniformity, and long non-legal employment could by rule require a re-examination.
  • It also flagged that differing enrolment fees needed the Bar Council of India's attention, which is where chapter [What Enrolment Costs: Section 24(1)(f) and Gaurav Kumar] begins.

Test yourself

1. Section 24 does not mention any examination. Where does the power to require one come from? From section 49(1)(ag), which empowers the Bar Council of India to make rules on the class or category of persons entitled to be enrolled as advocates, read with the opening words of section 24(1) making it subject to rules made under the Act, and with the wide functions in section 7(1)(g), (l) and (m). That was the holding in Bonnie Foi.

2. What did V. Sudeer decide, and what is its position now? It held that the Bar Council of India could not require pre-enrolment training and an examination, because the Act did not confer that power. In Bonnie Foi a Constitution Bench held it would not be good law.

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The All India Bar Examination: Bonnie Foi, and What Enrolment Alone Does Not Give You

3. Why did the Constitution Bench say the 1973 amendment did not settle the question? Because the powers of the State Bar Councils and of the Bar Council of India are not pari materia. The amendment removed the State Bar Councils' power; it did not deal with the powers of the Bar Council of India, and so could not take away a power the Bar Council of India already had.

4. Did Bonnie Foi decide whether the examination must be held before or after enrolment? No. It expressly left that to the Bar Council of India, noting that either course has consequences, especially for the interregnum.

5. Does Bonnie Foi permit compulsory pre-enrolment training? No. The Court clarified that setting aside V. Sudeer is in no manner an imprimatur to mandating the requirement of pre-enrolment training.

6. Distinguish enrolment from the right to practise. Enrolment is entry on a State roll under section 17, which makes a person an advocate within section 2(1)(a). The right to practise is conferred by section 30, and the Bar Council may validly attach conditions to it, such as passing the All India Bar Examination.

Contents This chapter on its own page

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Chapter Six

What Enrolment Costs: Section 24(1)(f) and Gaurav Kumar

Syllabus topic 1.1 Enrolment of Lawyers, qualifications prescribed u/s 24 and procedure

In one line

The Act fixes the enrolment fee at six hundred and fifty rupees in total, State Bar Councils were charging many times that, and in 2024 the Supreme Court held they may not.

In exam wording: in Gaurav Kumar v. Union of India, 2024 INSC 558, decided on 30 July 2024, the Supreme Court held that State Bar Councils cannot charge an enrolment fee beyond the express stipulation in section 24(1)(f) of the Advocates Act 1961, and that charging in excess violates Articles 14 and 19(1)(g) of the Constitution.

What the Act says

Section 24(1)(f) is set out in full in chapter [Who May Be Admitted as an Advocate: Section 24 and Its Five Conditions]. Its figures are these.

ApplicantTo the State Bar CouncilTo the Bar Council of IndiaTotal
GeneralRs 600Rs 150 by bank draftRs 750
Scheduled Caste or Scheduled Tribe, on producing the prescribed certificateRs 100Rs 25Rs 125

Stamp duty under the Indian Stamp Act 1899, if chargeable, is payable in addition, and that is the only other money the clause mentions.

Those figures were substituted by the amending Act of 1993 with effect from 26 December 1993, replacing earlier figures of two hundred and fifty and one hundred and twenty-five rupees. They have not been changed since, which is why they look small.

The problem the case addressed

Enrolment in practice cost a graduate far more than that. State Bar Councils levied library fees, welfare fund contributions, identity card charges, administration charges, verification charges and similar sums, collected at the time of enrolment and required before a certificate would issue.

The Supreme Court had already noticed the problem. In Bar Council of India v. Bonnie Foi Law College, decided 10 February 2023, the Constitution Bench recorded a caveat that different State Bar Councils were charging different fees, said this needed the attention of the Bar Council of India, and said the fee should not become oppressive at the threshold of young students joining the Bar.

That observation was not a direction, and nothing changed. The question came back directly the following year.

Gaurav Kumar v. Union of India

Gaurav Kumar v. Union of India, 2024 INSC 558, Writ Petition (C) No. 352 of 2023, was decided on 30 July 2024 by Dr D.Y. Chandrachud CJI and J.B. Pardiwala J, the judgment being delivered by the Chief Justice.

Facts. State Bar Councils were charging enrolment fees, and various miscellaneous charges under other names, far in excess of the figures section 24(1)(f) prescribes. A writ petition, along with transferred cases and transfer petitions, challenged the practice.

Held. The Court's conclusions were four.

  1. State Bar Councils cannot charge enrolment fees beyond the express legal stipulation under section 24(1)(f) as it currently stands.
  2. Section 24(1)(f) specifically lays down the fiscal pre-conditions subject to which an advocate can be enrolled on State rolls. The State Bar Councils and the Bar Council of India cannot demand payment of fees other than the stipulated enrolment fee and stamp duty, if any, as a pre-condition to enrolment.
  3. Charging fees in excess of the legal stipulation violates Article 14 and Article 19(1)(g) of the Constitution.
  4. The decision has prospective effect. The State Bar Councils are not required to refund excess enrolment fees collected before the date of the judgment.
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What Enrolment Costs: Section 24(1)(f) and Gaurav Kumar

The Court also said that section 24(1)(f) cannot be defeated either directly or indirectly under the garb of different nomenclatures. That sentence is the operative one for a problem question, because the practice was not to charge a large "enrolment fee" but to charge a small one and add a long list of other heads.

Why the two constitutional articles

A student should be able to say why a fee is a constitutional question at all, and the answer is in the two articles.

Article 14 guarantees equality before the law and the equal protection of the laws. A statute fixes one fee for the whole country; State Bar Councils charging widely differing amounts produce unequal conditions of entry to a single national profession for no reason connected with any object of the Act.

Article 19(1)(g) guarantees the right to practise any profession or to carry on any occupation, trade or business, subject to reasonable restrictions under Article 19(6). A charge levied without authority of law at the threshold of the profession is not a reasonable restriction, because it is not a restriction imposed by law at all.

Two things the case did not do

It did not raise the fee. The Court said no case was made out for it to exercise its power under Article 142 to implement the Bar Council of India's draft enrolment rules in their current form. Changing the figure is for Parliament, by amending section 24(1)(f).

It did not order refunds. Because the State Bar Councils had been levying these amounts for a considerable time and using them for their day-to-day functioning, the Court declared the judgment prospective. A person enrolled before 30 July 2024 has no claim to a refund.

Where a Bar Council's money comes from instead

A fair question a student may be asked is how the councils are meant to run on Rs 600 per enrolment.

The Act provides for it in several places, and the answer is that the enrolment fee was never intended to be the main source. Section 46A provides for financial assistance by the Bar Council of India to a State Bar Council which needs funds to perform its functions. Section 7(1)(l) and (m) and the rules allow other receipts. And the Advocates Welfare Fund Act 2001 creates a separate fund; its section 15 requires a State Bar Council to pay to that Fund annually an amount equal to twenty per cent of the enrolment fee received under section 24(1)(f), which shows Parliament treating the section 24(1)(f) figure as the fixed base on which other contributions are calculated rather than as a fee the councils may set.

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What Enrolment Costs: Section 24(1)(f) and Gaurav Kumar

A worked example

Meera is enrolling with a State Bar Council in 2026. The Council's notice asks for the following before her certificate will be issued.

HeadAmount
Enrolment feeRs 600
Bar Council of India shareRs 150
Stamp dutyRs 500
Library and infrastructure chargeRs 8,000
Advocates' welfare stampRs 3,000
Identity card and verificationRs 1,200

Which of these may lawfully be demanded as a pre-condition to enrolment?

The first two, because they are the figures section 24(1)(f) prescribes. The third, because the clause expressly mentions stamp duty chargeable under the Indian Stamp Act 1899.

The last three may not. Gaurav Kumar holds that neither the State Bar Councils nor the Bar Council of India may demand fees other than the stipulated enrolment fee and stamp duty as a pre-condition to enrolment, and that section 24(1)(f) cannot be defeated indirectly under the garb of different nomenclatures. Calling a charge a library fee does not take it outside the section.

Change one fact. Meera enrolled in 2021 and paid all six heads. Can she recover the excess? No. The judgment was given prospective effect and the Court declared that State Bar Councils are not required to refund excess fees collected before its date.

And a limit worth noting. The holding is about what may be demanded as a pre-condition to enrolment. It does not follow that every payment an advocate ever makes to a Bar Council is unlawful; what the case forbids is making enrolment itself conditional on paying more than the section allows.

What beginners get wrong

The figure is not Rs 600. It is Rs 600 to the State Bar Council and Rs 150 to the Bar Council of India, and the concessional figures for Scheduled Caste and Scheduled Tribe applicants are Rs 100 and Rs 25.

The case did not strike down section 24(1)(f). It enforced it.

The Court did not fix a new fee. It declined to use Article 142 to bring the Bar Council of India's draft rules into force.

Stamp duty is not part of the enrolment fee, but it is expressly permitted by the clause, so it may be required.

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What Enrolment Costs: Section 24(1)(f) and Gaurav Kumar

Quick revision

  • Section 24(1)(f): Rs 600 to the State Bar Council, Rs 150 by bank draft to the Bar Council of India, plus stamp duty if chargeable. For Scheduled Caste and Scheduled Tribe applicants with the prescribed certificate, Rs 100 and Rs 25. Figures substituted with effect from 26 December 1993.
  • Bonnie Foi (2023) flagged the problem: fees differ between States and must not be oppressive at the threshold.
  • Gaurav Kumar v. Union of India, 2024 INSC 558, 30 July 2024: State Bar Councils cannot charge beyond section 24(1)(f); no fee other than the stipulated fee and stamp duty may be demanded as a pre-condition to enrolment; the excess violates Articles 14 and 19(1)(g); the decision is prospective, with no refunds of amounts collected earlier.
  • Section 24(1)(f) cannot be defeated directly or indirectly under the garb of different nomenclatures.
  • The Court declined to use Article 142 to bring the Bar Council of India's draft enrolment rules into force.
  • Section 46A lets the Bar Council of India give financial assistance to a State Bar Council, and section 15 of the Advocates Welfare Fund Act 2001 requires a State Bar Council to pay the Fund an amount equal to twenty per cent of the enrolment fee received under section 24(1)(f).

Test yourself

1. State the fee prescribed by section 24(1)(f) and the concession. Six hundred rupees to the State Bar Council and one hundred and fifty rupees to the Bar Council of India, by bank draft, together with stamp duty if chargeable. For a member of the Scheduled Castes or Scheduled Tribes producing the prescribed certificate, one hundred rupees and twenty-five rupees.

2. What did Gaurav Kumar decide about charges levied under other names? That section 24(1)(f) cannot be defeated either directly or indirectly under the garb of different nomenclatures, so a State Bar Council cannot demand library, welfare, verification or similar charges as a pre-condition to enrolment.

3. Which constitutional provisions were violated, and why? Article 14, because a single statutory fee charged at widely differing rates produces unequal conditions of entry to one national profession, and Article 19(1)(g), because a charge levied without authority of law at the threshold of the profession is not a restriction imposed by law and so cannot be a reasonable restriction under Article 19(6).

4. Can an advocate enrolled in 2019 recover the excess fees she paid? No. The Court declared the judgment prospective in effect and held that State Bar Councils are not required to refund excess enrolment fees collected before the date of the judgment.

5. Did the Supreme Court raise the enrolment fee to a realistic figure? No. It said no case was made out to exercise its power under Article 142 to implement the Bar Council of India's draft enrolment rules in their current form. Altering the figure is a matter for Parliament.

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What Enrolment Costs: Section 24(1)(f) and Gaurav Kumar

6. How is the section 24(1)(f) figure used elsewhere in the law? Section 15 of the Advocates Welfare Fund Act 2001 requires a State Bar Council to pay to the Fund each year an amount equal to twenty per cent of the enrolment fee it receives under section 24(1)(f), which treats that figure as a fixed statutory base.

Contents This chapter on its own page

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Chapter Eight

Solicitor, Barrister, Attorney: The English Words, and What Survives of Them in India

Syllabus topic 1.2 Common Terminology

In one line

Solicitor and barrister are English words describing a split profession that India abolished, and the only place either survives here is Bombay and Calcutta, in a form the Advocates Act deliberately closed off.

In exam wording: the Advocates Act 1961 created a single, unified class of advocates and abolished the distinction between those who act and those who plead; sections 24(1)(c) and 58AG preserved the position of barristers and articled clerks who were already qualified, and section 31, the special provision for attorneys, was omitted in 1976.

The English profession, in one paragraph, because the words come from it

In England the profession was for centuries divided in two. A solicitor dealt with the client, took instructions, prepared the case and did the paperwork, and had no general right to address the higher courts. A barrister was briefed by the solicitor, did not deal with the lay client directly, and had the right of audience in the higher courts. A barrister was and is a member of one of the Inns of Court and is said to be called to the Bar by his Inn.

That division is what "acting" and "pleading" meant, and the two Indian words that matched it were mukhtar and attorney on one side, and vakil and pleader on the other.

Attorney, and the omitted section 31

An attorney in this sense was a practitioner of the original side of the High Courts at Bombay, Calcutta and Madras, admitted after service under articles, that is a period of training under an established practitioner, and after passing an examination set by the High Court. The attorney's function was that of a solicitor: he was on the record, he took the instructions and he prepared the case, and counsel argued it.

Section 31 of the Advocates Act was headed "Special provision for attorneys" and preserved something of their separate position.

It is not in the Act any more. The Act's own text prints it as "31. Repealed.", and the footnote records that it was omitted by the Advocates (Amendment) Act 1976, section 7, with effect from 1 January 1977. A student who cites section 31 for the position of attorneys is citing a section that no longer exists.

Two traces do survive and both are examinable because both are in the live text.

Section 24(1)(c) keeps as a qualifying route a person who "has passed the article clerk's examination or any other examination specified by the High Court at Bombay or Calcutta for enrolment as an attorney of that High Court". Note that Madras is not named; the clause was inserted in 1976 and names only the two.

Section 58AG is headed "Special provisions in relation to articled clerks" and deals with those who were serving under articles when the changeover happened, allowing them to be admitted as advocates on fulfilling clauses (a), (b), (e) and (f) of section 24(1).

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Solicitor, Barrister, Attorney: The English Words, and What Survives of Them in India

What survives in Mumbai, which is where our reader is

This matters to an MU student in a way it does not to a student anywhere else.

The Bombay Incorporated Law Society still conducts a solicitors' examination, and practitioners in Mumbai still describe themselves as solicitors. That is a professional qualification and a description, not a separate statutory class of practitioner. A Mumbai solicitor is, under the Advocates Act, an advocate, enrolled on the roll of the Bar Council of Maharashtra and Goa like everybody else, and subject to exactly the same rules of conduct in Module II and the same discipline in Module III.

So the honest statement is this. In law there is no such thing as a solicitor in India today. In practice the word is used in Mumbai and Kolkata for an advocate who holds that additional qualification and does that kind of work. A student who says the two professions are separate in India is wrong; a student who says the word has vanished is also wrong.

Barrister

A barrister is a person called to the Bar by one of the Inns of Court in England. It is an English qualification and it has never been an Indian one.

Under section 24(1)(c) a barrister qualified for admission as an advocate in India if he was called to the Bar on or before 31 December 1976. After that date the route closed, and a barrister today must qualify like anybody else or come in through the recognition of a foreign qualification by the Bar Council of India under the same clause.

The word therefore appears in India as a description of somebody's history, usually of a generation now gone, and not as a status the Act confers.

Why India abolished the split

The reasoning is worth having, because it is a natural essay question.

Cost. A divided profession means the client pays two sets of professionals.

Access. A client who must reach counsel through a solicitor cannot reach counsel at all if he cannot afford the solicitor.

Uniformity. India had not one split but several, differing by province and by court, so a practitioner's rights depended on where he happened to be admitted. The Advocates Act was passed on the recommendation of the All India Bar Committee to produce one Bar for the whole country, and a divided profession cannot be unified without collapsing the divisions.

The counter-argument should be given too, because a good answer is not one-sided. A divided profession produces specialists in advocacy who see many cases and few clients, and it puts an independent professional between the client and the advocate, which has its own value. That is why the Advocate-on-Record system survives in the Supreme Court, and it is dealt with in chapter [Senior Counsel, Junior Counsel, Advocate-on-Record and Amicus Curiae].

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Solicitor, Barrister, Attorney: The English Words, and What Survives of Them in India

A worked example

Four descriptions appear on four letterheads in Mumbai.

"Ms A, Advocate, High Court". Accurate. She is on the roll of the Bar Council of Maharashtra and Goa.

"Mr B, Solicitor". Accurate as a description of a qualification, if he has passed the Bombay Incorporated Law Society's examination and is on the roll. He is, in law, an advocate. He is subject to rule 36 of the Bar Council of India Rules like everybody else, so what the letterhead may say beyond his name is limited, as Module II explains when it reaches rule 36 and the rule against advertising.

"Mr C, Barrister-at-Law (Lincoln's Inn), Advocate". Accurate if he was called and is enrolled. But the description tells a client about an English qualification, and whether it may appear on a sign-board or a letterhead is governed by rule 36, not by whether it is true.

"Ms D, Attorney". Not accurate as a statutory description. There is no class of attorneys under the Advocates Act; section 31 was omitted in 1976. If she qualified through the articled clerk's route preserved by section 24(1)(c) and is on the roll, she is an advocate.

The point of the example. Every one of these people, whatever the letterhead says, is subject to the same Act, the same rules of conduct, the same disciplinary committees and the same punishments. That is what "one class of advocates" in section 29 means in practice.

What beginners get wrong

India does not have a divided profession. Section 29 makes advocates the only recognised class.

Section 31 is not live law. It was omitted in 1976. This chapter mentions it precisely so that a reader who finds the number in an old book knows what happened to it.

A solicitor in India is not the English solicitor. The word describes a qualification and a kind of work, and the person holding it is an advocate.

Madras is not in section 24(1)(c). The clause names the High Court at Bombay or Calcutta.

Being a barrister does not by itself entitle anyone to practise in India. Only enrolment does, under sections 24, 29 and 33.

Quick revision

  • The English profession is divided: solicitors deal with the client and act, barristers are briefed and plead. India abolished the division; section 29 recognises one class, the advocate.
  • Attorney: a practitioner of the original side of the High Courts at Bombay, Calcutta and Madras, admitted after articles and an examination. Section 31, the special provision for attorneys, was OMITTED in 1976 and is printed in the Act as ""Repealed."".
  • Two live traces: section 24(1)(c), which keeps the articled clerk's examination of the High Court at Bombay or Calcutta as a qualifying route, and section 58AG, special provisions in relation to articled clerks.
  • Barrister: called to the Bar by an English Inn of Court. Qualified for Indian enrolment under section 24(1)(c) if called on or before 31 December 1976.
  • In Mumbai and Kolkata the word solicitor is still used for an advocate holding the Law Society's qualification. It is a description, not a separate statutory class.
  • Reasons for unification: cost, access, and uniformity across the country. The counter-argument is specialisation and an independent professional between client and advocate, which survives in the Advocate-on-Record.
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Solicitor, Barrister, Attorney: The English Words, and What Survives of Them in India

Test yourself

1. What was an attorney under the older law, and what is the position of section 31 today? An attorney was a practitioner of the original side of the High Courts at Bombay, Calcutta and Madras, admitted after service under articles and an examination set by the High Court, whose function was to act rather than to plead. Section 31, the special provision for attorneys, was omitted by the amending Act of 1976 and no longer exists.

2. Does India have solicitors? Not as a separate class of legal practitioner. The Advocates Act recognises only advocates. The word is used in Mumbai and Kolkata to describe an advocate who holds the Law Society's solicitors' qualification and does that kind of work.

3. Until when could a barrister qualify for enrolment in India on that footing? Section 24(1)(c) preserves the route for a barrister called to the Bar on or before 31 December 1976.

4. Give two reasons for a unified profession and one against. For: it removes the cost of paying two sets of professionals, and it removes the barrier between a client and the advocate who will argue his case, which is a question of access. It also makes uniform rights of audience across India possible. Against: a divided profession produces specialists in advocacy and puts an independent professional between client and counsel.

5. Which two High Courts are named in section 24(1)(c) in connection with the articled clerk's examination? Bombay and Calcutta. Madras is not named.

6. A person is called to the Bar in London in 2020 and returns to India. May he appear in an Indian court? Not on that qualification alone. The barrister route in section 24(1)(c) closed on 31 December 1976. He must be enrolled under section 24, which for a foreign qualification requires recognition by the Bar Council of India, and section 33 bars practice by anyone not enrolled.

Contents This chapter on its own page

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Chapter Nine

Senior Counsel, Junior Counsel, Advocate-on-Record and Amicus Curiae

Syllabus topic 1.2 Common Terminology

In one line

Senior and junior describe a rank in the profession, Advocate-on-Record describes a job in the Supreme Court, and amicus curiae describes somebody who is not acting for a party at all.

In exam wording: section 16 of the Advocates Act 1961 divides advocates into two classes, senior advocates and other advocates; the Advocate-on-Record is a creature of the Supreme Court Rules; and an amicus curiae is a person appointed by the court to assist it and owes no duty to any party.

The one distinction the Act makes: section 16

Section 16(1): "There shall be two classes of advocates, namely, senior advocates and other advocates."

That is the only classification of advocates in the whole Act, and it is worth being precise about what it is and is not.

Section 16(2): an advocate may, with his consent, be designated as a senior advocate if the Supreme Court or a High Court is of opinion that by virtue of his ability, standing at the Bar or special knowledge or experience in law he is deserving of such distinction.

Four points a student is asked about are in that sub-section.

Consent is required. Designation is not imposed. An advocate who does not want it cannot be made a senior advocate.

Only the Supreme Court or a High Court may designate. Not the Bar Council, and not the Government. This is the one significant power over the profession that the Act leaves with the courts rather than with the Bar Councils, which is why chapter [Designation as Senior Advocate: Section 16, and Indira Jaising] matters so much.

The three grounds are ability, standing at the Bar, and special knowledge or experience in law. Those words were substituted by the amending Act of 1973 for the narrower "experience and standing at the Bar".

"Deserving of such distinction." The Act calls it a distinction, an honour. It is not a promotion and it carries no additional right of practice.

Section 16(3): senior advocates shall, in the matter of their practice, be subject to such restrictions as the Bar Council of India may, in the interests of the legal profession, prescribe.

That is the sting. Designation brings restrictions, not privileges. The Bar Council of India Rules restrict a senior advocate from filing a vakalatnama or pleading, from appearing without another advocate, from accepting instructions to draft pleadings directly, and from doing the drafting and paperwork himself. The rank is therefore a limit on what he may personally do.

Section 16(4) deems an advocate of the Supreme Court who was a senior advocate immediately before the appointed day to be a senior advocate, with a proviso letting such a person apply before 31 December 1965 to be taken off that part of the roll.

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Senior Counsel, Junior Counsel, Advocate-on-Record and Amicus Curiae

Section 17(2) completes the scheme: the roll has two parts, the first containing the names of senior advocates and the second the names of other advocates.

Junior counsel, which is not a legal category

"Junior counsel" is not defined in the Act and is not a class. It is used in two loose senses and a good answer separates them.

In the first sense it is simply the opposite of senior: any advocate who is not a designated senior advocate. On that usage an advocate of thirty years' standing who has never been designated is a junior.

In the second sense it describes a role in a particular case: the advocate who appears with a senior in the same matter, prepares the brief, does the research and drafting and takes the notes. On that usage even a designated senior can be junior to a more senior colleague in a given case, though that is unusual.

Because a designated senior advocate is restricted by the Bar Council rules from drafting and from appearing alone, the second sense is not merely a courtesy: a senior needs a junior in order to be able to appear at all.

Advocate-on-Record

The Advocate-on-Record is an advocate entitled to act for a party in the Supreme Court, that is to file the petition, to be on the record, to receive notices and to be answerable to the Court for the conduct of the case.

Three things a student must be able to say.

It is a creature of the Supreme Court Rules, not of the Advocates Act. The Act does not use the phrase. The Supreme Court makes rules regulating practice and procedure and provides for a class of advocates entitled to act, who must pass an examination conducted by the Court, have undergone training with an Advocate-on-Record, and maintain a registered office within a prescribed distance of the Court along with a registered clerk.

Only an Advocate-on-Record can file in the Supreme Court. Any advocate may argue, if instructed, but only an Advocate-on-Record may put the matter on the record. This is the surviving trace in India of the acting-and-pleading division that chapter [Solicitor, Barrister, Attorney: The English Words, and What Survives of Them in India] describes.

It does not offend section 30. Section 30 gives every advocate the right to practise in all courts including the Supreme Court, but the Supreme Court's power to regulate its own practice and procedure by rules is what supports the requirement.

Amicus curiae

Amicus curiae is Latin for friend of the court. It means a person, usually an advocate, whom the court itself appoints to assist it, and the essential feature is that he does not represent a party.

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Senior Counsel, Junior Counsel, Advocate-on-Record and Amicus Curiae

Courts appoint an amicus in three familiar situations.

Where a party is unrepresented, most often an accused who has no lawyer, so that the court is not deciding against a person who cannot be heard. This overlaps with the right to legal aid, which Module II deals with under rule 46.

Where the point is difficult and the court wants argument on a view of the law that neither party is putting.

In public interest matters, where the court needs somebody to marshal material and present a balanced picture.

The consequence a student is asked about is the duty. An advocate for a party owes that party the duties in Module II. An amicus owes his duty to the court, and must put the material fairly, including material that does not help the side he is arguing for. He is not the party's lawyer and cannot take instructions from the party as if he were.

Distinctions

Senior advocateAdvocate-on-RecordAmicus curiae
Sourcesection 16, Advocates ActSupreme Court Rulesthe court's own power
How obtaineddesignation by the Supreme Court or a High Court, with consentexamination and training prescribed by the Supreme Courtappointment by the court in a case
Courtany, once designatedthe Supreme Court onlythe court appointing
May file or act?no, restricted under section 16(3) rulesyes, that is his functionnot for a party at all
Owes duties tohis client, through the instructing advocatehis client and the Courtthe court
Is it a class of advocate?yes, one of the two in section 16(1)a category under the Court's rulesno, a role in one case

A worked example

A civil appeal reaches the Supreme Court from the Bombay High Court.

Ms Rao, a designated senior advocate, will argue it. She cannot file it, cannot sign the vakalatnama and cannot draft the petition, because of the restrictions prescribed under section 16(3).

Mr Iyer, an Advocate-on-Record, files the special leave petition, is on the record, receives the notices and is answerable to the Court for the conduct of the case.

Ms Fernandes, an advocate of four years' standing, appears with Ms Rao, prepares the brief and the list of dates and takes the note of the argument. She is junior counsel in the second sense described above. She is also, in the first sense, an advocate who has not been designated.

The respondent has not entered appearance and has no lawyer. The Court appoints Mr Deshpande as amicus curiae to place the respondent's likely case and the relevant material before it. He is not the respondent's advocate, he cannot take instructions from the respondent, and his duty is to the Court.

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Senior Counsel, Junior Counsel, Advocate-on-Record and Amicus Curiae

Who addresses the Court first, if the Attorney-General intervenes? Section 23 answers it, and chapter [Privileges of a Lawyer] works the whole order. The Attorney-General has pre-audience over all other advocates, then the Solicitor-General, then the Additional Solicitor-General, then the second Additional Solicitor-General, then an Advocate-General of a State, and then senior advocates over other advocates, inter se by seniority.

What beginners get wrong

Designation is not promotion and brings no extra right of audience. It is a distinction under section 16(2) which carries restrictions under section 16(3).

A senior advocate cannot appear alone or file. That is a consequence of the rules made under section 16(3).

Junior counsel is not a statutory class.

An amicus curiae is not a free lawyer for a party. He assists the court. Where a person needs a lawyer at the State's cost, the machinery is the Legal Services Authorities Act 1987.

The Advocate-on-Record is not a senior or a junior. It is a different axis altogether: it is about who may act, not about rank.

Quick revision

  • Section 16(1): two classes of advocates, senior advocates and other advocates. Section 17(2): the roll has two corresponding parts.
  • Section 16(2): designation by the Supreme Court or a High Court, with the advocate's consent, on the ground of ability, standing at the Bar or special knowledge or experience in law, as a distinction.
  • Section 16(3): senior advocates are subject to restrictions on their practice prescribed by the Bar Council of India; they may not file, draft or appear alone.
  • Junior counsel is not defined: either any non-designated advocate, or the advocate appearing with a senior in a case.
  • Advocate-on-Record: a creature of the Supreme Court Rules, the only advocate who may act, that is file and be on the record, in the Supreme Court.
  • Amicus curiae, friend of the court: appointed by the court, owes his duty to the court, does not represent a party.
  • Section 23 fixes the order of pre-audience: Attorney-General, Solicitor-General, Additional Solicitor-General, second Additional Solicitor-General, Advocates-General inter se by seniority, then senior advocates over other advocates.

Test yourself

1. Who may designate a senior advocate, and is the advocate's consent needed? The Supreme Court or a High Court, under section 16(2), and yes, the advocate's consent is required.

2. On what grounds may an advocate be designated? By virtue of his ability, standing at the Bar, or special knowledge or experience in law, if the Court is of opinion that he is deserving of that distinction.

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Senior Counsel, Junior Counsel, Advocate-on-Record and Amicus Curiae

3. Does designation give a senior advocate any additional right of practice? No. Section 16(3) works the other way: it subjects senior advocates in the matter of their practice to restrictions prescribed by the Bar Council of India in the interests of the legal profession, including that they may not file, draft pleadings or appear without another advocate.

4. What is an Advocate-on-Record and where does the office come from? An advocate entitled to act, that is to file and be on the record, for a party in the Supreme Court. The office comes from the Supreme Court Rules, not from the Advocates Act, and requires an examination and training prescribed by the Court.

5. To whom does an amicus curiae owe his duty? To the court that appointed him. He does not represent a party and cannot take instructions as a party's advocate would.

6. State the order of pre-audience under section 23. The Attorney-General of India, then the Solicitor-General, then the Additional Solicitor-General, then the second Additional Solicitor-General, then the Advocate-General of a State, with Advocates-General inter se by seniority, and thereafter senior advocates over other advocates, with each group inter se by seniority.

Contents This chapter on its own page

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Chapter Ten

The Seven Lamps of Advocacy

Syllabus topic 1.3 Seven Lamps of Advocacy: Honesty, Courage, Industry, Wit, Eloquence, Judgment and Fellowship

In one line

The seven lamps are a Victorian barrister's list of the qualities that make an advocate, and they are on the syllabus because they describe the character the rules in Module II assume.

In exam wording: the seven lamps of advocacy, as enumerated by Justice Edward Abbott Parry, are honesty, courage, industry, wit, eloquence, judgment and fellowship, to which later writers add an eighth, tact.

Say the honest thing first

This topic is not law. There is no section of the Advocates Act and no rule of the Bar Council of India that mentions a lamp. A student should be able to say where the list comes from and why it is on a syllabus about statutes.

It comes from a book, The Seven Lamps of Advocacy, by Edward Abbott Parry, an English county court judge, published in 1923. The title borrows its shape from Ruskin's The Seven Lamps of Architecture. A lamp is a metaphor: something that gives light, so that the advocate and the people around him can see where they are going.

Why it is on the syllabus is a fair question and there is a good answer. The rules in Module II are almost all negative: an advocate shall not do this, shall not accept that, shall not appear here. Rules of that shape only work on a person who already wants to behave well; they catch the worst conduct and cannot produce a good advocate. The lamps describe the person the rules assume. That is the connection, and an examiner who has set this topic is looking for it.

MU prints the seven in a fixed order and it is worth keeping that order in an answer.

Honesty

The first and the one all the others depend on.

Honesty here has a wider meaning than not telling lies. It covers not misleading the court about a fact or the law, not putting forward a case the advocate knows to be false, not concealing an authority that is against him, and being straight with the client about the strength of the case and about money.

The Bar Council rules that carry it are rules 1 to 10 on the duty to the court, taught in Module II, and rules 25 to 32 on client money, taught in Module IV.

The consequences of its absence are the whole of Module III. In Shambhu Ram Yadav v. Hanuman Das Khatry, AIR 2001 SC 2509, an advocate wrote to his client saying the judge accepted bribes and asking for ten thousand rupees to get the suit decided in the client's favour. His name was ordered to be struck off the roll. The Court began by saying that the legal profession is not a trade or business but a noble profession, and that its credibility depends on how its members conduct themselves.

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The Seven Lamps of Advocacy

Courage

The willingness to present the client's case fully, whoever is displeased by it: the judge, the government, the newspapers, or the advocate's own community.

This is not bravado, and the distinction is examinable. Courage is not rudeness to the court. Rule 1 of the Bar Council rules requires an advocate to conduct himself with dignity and self-respect and says he shall not be servile, and in the same breath says that where there is proper ground for serious complaint against a judicial officer it is his right and duty to submit the grievance to the proper authorities. Both halves are in one rule, and the balance between them is what courage means professionally.

Where courage tips into contempt is Module IV. In Vishram Singh Raghubanshi v. State of Uttar Pradesh, AIR 2011 SC 2275, an advocate's conduct towards a court was held contumacious and the Court held that an apology is not a weapon of defence to purge a guilty conscience and must be sincere and offered at the earliest opportunity.

Industry

Hard work, and specifically preparation. Reading the brief, reading the papers behind the brief, finding the law rather than remembering it, and being ready before the hearing rather than during it.

This is the lamp most closely tied to competence, and it is the one whose absence is most often invisible to the client. It is also the lamp behind the rule that an advocate shall not, after accepting a brief, be absent, and behind the reasoning in N.G. Dastane v. Shrikant S. Shivde, AIR 2001 SC 2028, where seeking adjournments to protract the cross-examination of a witness who was present was held capable of amounting to professional misconduct.

Wit

The lamp students find strangest, because in modern English "wit" suggests jokes.

Parry did not mean jokes. He meant quickness of mind: the ability to see the point at once, to answer a question from the Bench without losing the thread, to notice the flaw in the other side's argument while it is being made. It also carries the older sense of good sense, as in the phrase "to keep one's wits".

A secondary and genuine sense is relief. A courtroom is a tense place, and an advocate who can lighten a moment without disrespect to the court makes the work possible. But the line is the same as with courage: humour at the expense of the court, or of a witness, is not wit but a breach of rules 1 and 2.

Eloquence

The power to be understood and to persuade.

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The Seven Lamps of Advocacy

The examinable point is that eloquence is not ornament. Parry's own contrast is between eloquence and fluency: a fluent speaker produces words easily, an eloquent one produces the right words. In court the test is simple: at the end of the sentence, does the judge know what is being asked and why the law allows it.

Eloquence in writing matters as much as in speech, and more today than in 1923, because most of what an advocate produces is written: the plaint, the written statement, the affidavit, the synopsis, the written submission.

Judgment

The ability to decide what to do: which point to take and which to drop, whether to cross-examine at all, whether to advise a settlement, whether the case should be filed.

This is the lamp that distinguishes an experienced advocate from a well-prepared beginner, because it cannot be got from books. It is also the lamp that most directly serves the client, since the commonest professional failure is not losing an argument but taking a bad point at the cost of a good one.

Judgment includes judgment about oneself: knowing when a matter is beyond one's competence and saying so. That connects to rule 11 and its limits, which Module II takes up.

Fellowship

The relationship among advocates, who are opponents in a case and colleagues in a profession.

Fellowship is what makes it possible for two advocates to fight a case hard in the morning and consent to an adjournment for each other in the afternoon. It is the quality behind rules 34 and 35 on the duty to the opponent, and behind the whole of the duty to colleagues in rules 36 to 39.

Its institutional expression is the Bar Association and the Bar Council, and its practical expression is the convention that an advocate does not take a technical advantage of an opponent's mistake where no client's interest requires it.

The eighth lamp: tact

Later writers add an eighth, tact: dealing with people, whether the judge, the opponent, the witness or the client, in a way that gets the work done without needless friction.

The example usually given is cross-examination. A witness handled roughly closes up; a witness handled with tact answers. Tact is therefore not softness but effectiveness.

Say in an answer that this is an addition. MU's syllabus prints seven and names them. An answer that lists eight without saying which is Parry's and which is later is inaccurate.

A worked example

Aditya, two years at the Bar, is defending a tenant in an eviction suit. Four things happen on one day.

He has found a Supreme Court judgment that is against his client and that the other side has missed. Honesty requires him to bring it to the court's attention and then to argue why it is distinguishable. Concealing it would be a breach of the duty to the court, and if it were later discovered his case and his standing would both be gone. Judgment tells him how to present it: not apologetically, but with the distinction ready.

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The Seven Lamps of Advocacy

The judge makes a remark suggesting the tenant is a habitual defaulter, before the evidence is in. Courage requires him to say, respectfully, that no such finding is on the record and to ask that the matter be decided on the evidence. Rule 1 gives him both the right to say it and the manner in which to say it.

The landlord's advocate asks for a short adjournment because his mother is ill. Fellowship, and rule 35, mean he consents unless his client is genuinely prejudiced. He tells his client why.

The tenant asks him to say the rent was paid, which it was not. Every lamp points the same way and so does the law. He refuses. Rule 4 requires him to use his best efforts to restrain and prevent his client from resorting to unfair practices, and on the authority of Chandra Shekhar Soni v. Bar Council of Rajasthan, AIR 1983 SC 1012, procuring false material is grave professional misconduct.

Change one fact. Suppose Aditya complies with the client and leads false evidence. He has not merely fallen short of a Victorian ideal. He has broken rule 4, and he is exposed to a proceeding under section 35 of the Advocates Act and, if it was done in the face of the court, to criminal contempt under section 2(c) of the Contempt of Courts Act 1971 as well. That is the point of teaching this topic beside the rules rather than instead of them.

What beginners get wrong

These are not statutory duties and breaching a lamp is not misconduct. Misconduct is breach of the Act or of the Bar Council rules. An advocate who is dull rather than eloquent commits no offence.

"Wit" does not mean humour in the modern sense. It means quickness of mind and good sense.

"Eloquence" does not mean flowery language. It means saying the right thing so that it is understood.

There are seven on MU's syllabus. Tact is an addition by later writers and should be identified as such.

The lamps are not a substitute for the rules. They describe character; the rules impose obligations. An answer that gives only the lamps when asked about an advocate's duties has answered the wrong question.

Quick revision

  • Source: Edward Abbott Parry, The Seven Lamps of Advocacy (1923). Not law, not in the Act, not in the Bar Council rules.
  • The seven, in MU's order: Honesty, Courage, Industry, Wit, Eloquence, Judgment, Fellowship.
  • Honesty: not misleading the court, the client or the opponent. Carried in law by rules 1 to 10 and 25 to 32.
  • Courage: presenting the case whoever is displeased. Rule 1 gives both the duty not to be servile and the right and duty to complain properly about a judicial officer.
  • Industry: preparation. Its absence appears in the adjournment cases.
  • Wit: quickness of mind, not jokes.
  • Eloquence: being understood and persuading, not ornament.
  • Judgment: choosing which points to take, and knowing one's own limits.
  • Fellowship: opponents in a case, colleagues in a profession. Carried by rules 34 to 39.
  • The eighth lamp, tact, is a later addition and should be identified as one.
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Test yourself

1. Who enumerated the seven lamps, and in what work? Edward Abbott Parry, an English county court judge, in The Seven Lamps of Advocacy, published in 1923.

2. Is breach of a lamp professional misconduct? No. The lamps are qualities of character, not legal duties. Professional misconduct is breach of the Advocates Act or of the Bar Council of India Rules, punishable under section 35.

3. What does "wit" mean in this list? Quickness of mind and good sense, the ability to see the point and to answer at once, rather than humour in the modern sense.

4. Distinguish courage from discourtesy to the court. Courage is presenting the client's case fully whoever is displeased by it. Rule 1 of the Bar Council rules requires an advocate to conduct himself with dignity and self-respect and not to be servile, while also requiring a respectful attitude towards the court; a grievance against a judicial officer is to be taken to the proper authorities, not made in the courtroom.

5. How many lamps does MU's syllabus print, and what is the eighth? Seven. Tact is added by later writers and should be identified as an addition rather than presented as one of Parry's seven.

6. Why is a topic with no statutory basis on a syllabus about the Advocates Act? Because the rules of professional conduct are almost all negative and can only catch bad conduct. They assume a person who already wishes to behave properly, and the lamps describe that person, which is why they are taught beside the rules rather than instead of them.

Contents This chapter on its own page

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Chapter Eleven

Designation as Senior Advocate: Section 16, and Indira Jaising

Syllabus topic 1.7 Designation as Senior Counsel: Indira Jaising v/s SC of India (SC 2017)

In one line

Section 16 gives the Supreme Court and the High Courts a four-line discretion to designate senior advocates, and everything a student is asked about is the thirty-year argument over how that discretion should be exercised.

In exam wording: the designation of senior advocates under section 16(2) of the Advocates Act 1961 was regulated by guidelines laid down in Indira Jaising v. Supreme Court of India, (2017) 9 SCC 766, modified by the order of 12 May 2023, and those guidelines were directed not to be implemented by Jitender @ Kalla v. State (Govt.) of NCT of Delhi, 2025 INSC 667, which required the High Courts to frame Rules instead.

What section 16 actually says

The text is short and is set out in chapter [Senior Counsel, Junior Counsel, Advocate-on-Record and Amicus Curiae]. Three things carry forward.

Section 16(2): an advocate may, with his consent, be designated as senior advocate if the Supreme Court or a High Court is of opinion that by virtue of his ability, standing at the Bar or special knowledge or experience in law he is deserving of such distinction.

Section 16(3): senior advocates are subject to restrictions on their practice prescribed by the Bar Council of India.

Section 17(2): the roll is in two parts, the first for senior advocates.

Notice what the section does not contain. No procedure. No criteria beyond three broad words. No minimum years. No application. No committee. No appeal. The whole of the law on this topic is judge-made, built on those four lines, and that is why the topic is really a case study in how an unstructured statutory discretion gets structured.

The problem before 2017

The practice was that a judge proposed a name, the Full Court discussed it, and the Full Court voted by secret ballot, the proportion of approval required varying between a half and two-thirds.

Three complaints were made about it and a student should know them, because they are the reasons for everything that followed.

It was opaque. No criteria were published, no reasons were given, and an unsuccessful advocate learnt nothing.

It was said to favour the visible. Advocates who appeared frequently before the judges who voted did better than those who did not, which disadvantaged advocates practising before tribunals, in specialised fields, or outside the principal seat.

It was inconsistent between High Courts, and in some High Courts the exercise was not carried out for years at a stretch.

Indira Jaising-1: the 2017 judgment

Indira Jaising v. Supreme Court of India, AIR 2017 SC 5017, (2017) 9 SCC 766, was decided on 12 October 2017, the judgment being delivered by Ranjan Gogoi J.

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Designation as Senior Advocate: Section 16, and Indira Jaising

Facts. Writ Petition (C) No. 454 of 2015 challenged the manner in which advocates were designated under section 16, contending that the existing practice of discussion followed by a secret ballot of the Full Court was opaque and arbitrary.

Held. The Court laid down guidelines for itself and for all High Courts.

The Permanent Committee. All matters relating to designation are to be dealt with by a Permanent Committee known as the Committee for Designation of Senior Advocates, headed by the Chief Justice, with the two senior-most judges of the Court concerned and the Attorney General, or the Advocate General in a High Court. Those four nominate a fifth member from the Bar. The Committee has a permanent Secretariat.

The point-based format, set out in paragraph 73.7 of the judgment, out of one hundred:

CriterionPoints
Number of years of practice from the date of enrolment: ten points for ten to twenty years, twenty points beyond twenty years20
Judgments, reported and unreported, indicating the legal formulations advanced; pro bono work; domain expertise in various branches of law40
Publications by the applicant15
Test of personality and suitability, on the basis of interview or interaction25

The Full Court. All names cleared by the Permanent Committee go to the Full Court, and voting by secret ballot is not normally to be resorted to except when unavoidable.

That is the judgment MU names, and a student must be able to state the Committee and the four criteria with their marks.

Indira Jaising-2: the order of 12 May 2023

Applications were filed to modify the point system. The order of 12 May 2023 was made by Sanjay Kishan Kaul, Ahsanuddin Amanullah and Aravind Kumar JJ.

The Court said its remit was only to fine-tune the criteria, not to reopen the 2017 judgment. What it changed:

Publications fell from fifteen points to five. The Court held fifteen too high, because most practising advocates find little time for academic writing and publications are not a reflection of advocacy skill. It widened the criterion to include teaching assignments and guest courses at law schools rather than abolishing it.

The ten points released were added to the second criterion, which rose from forty to fifty. The Court also clarified that judgments and not mere orders are to be considered, since judgments deal with contested legal issues, and that what counts is the advocate's actual role in the matter and not the number of appearances.

Years of practice. Following an earlier order of 4 May 2022, one mark is given for each year between ten and twenty, rather than a flat ten for the whole band, so that an applicant of nineteen years is not treated the same as one of eleven.

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Designation as Senior Advocate: Section 16, and Indira Jaising

The interview kept its twenty-five points, but the number of interviews was restricted to what the Permanent Committee found feasible.

Secret ballot. The Court held that the elaborate Committee exercise would serve no purpose if the ultimate decision were taken by secret ballot.

Other directions. Candidates may file five of their best synopses; a concession on the number of appearances is to be given to advocates practising before specialised tribunals; diversity, particularly gender and first-generation lawyers, is to be considered; the exercise is to be carried out at least once a year; and the Full Court's power of suo motu designation of exceptional and eminent advocates is not taken away.

Jitender @ Kalla: the position as it now stands

Jitender @ Kalla v. State (Govt.) of NCT of Delhi, 2025 INSC 667, was decided on 13 May 2025 by Abhay S. Oka, Ujjal Bhuyan and S.V.N. Bhatti JJ.

Held, and this is the sentence that matters: the Court directed that the directions contained in paragraph 73.7 of Indira Jaising-1 as amended by Indira Jaising-2, that is the point-based format, shall not be implemented.

In its place the High Courts were directed to frame Rules within four months, keeping in view these guidelines:

  • The decision to confer designation is that of the Full Court of the High Court or of the Supreme Court.
  • Applications found eligible by the Permanent Secretariat go before the Full House. An endeavour is made to reach consensus; failing consensus, the decision is by a democratic method of voting, and whether a secret ballot is used in a given case is left to the High Court.
  • The minimum qualification of ten years' practice fixed by Indira Jaising-1 needs no reconsideration.
  • Advocates may continue to apply, the application being treated as consent; and the Full Court may also confer designation without an application in a deserving case.
  • Under the scheme of section 16(2) there is no scope for individual judges to recommend a candidate.
  • At least one designation exercise every calendar year.

Two transitional points complete it. Processes already initiated under the two Indira Jaising decisions continue to be governed by them, but no new process is to be initiated and no new application considered until a proper regime of Rules is framed. And the Permanent Secretariat proposed in Indira Jaising-1 continues, because collecting the data matters.

How to answer a question on this topic

MU's syllabus names the 2017 case, so the 2017 guidelines must be stated. But an answer that stops there states a system the Supreme Court has directed shall not be implemented.

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Designation as Senior Advocate: Section 16, and Indira Jaising

The safe structure is a three-step story.

  1. Section 16 gives a bare discretion with no procedure, which produced opacity and inconsistency.
  2. Indira Jaising-1 (2017) structured it: Permanent Committee, point-based format out of a hundred, secret ballot to be exceptional. Indira Jaising-2 (2023) fine-tuned it: publications fifteen to five, judgments forty to fifty, one mark per year in the ten to twenty band, interview retained, secret ballot criticised.
  3. Jitender @ Kalla (2025) directed that paragraph 73.7 as amended shall not be implemented, and required the High Courts to frame Rules, with the Full Court deciding, consensus preferred, ten years' practice retained, and at least one exercise a year.

That answer is complete, current, and shows exactly why the marks are where they are.

A worked example

Vandana has practised for sixteen years, mostly before the National Company Law Tribunal. She has two published articles, has taught a guest course at a law school, and appears in the Bombay High Court less often than a general practitioner would.

Under Indira Jaising-1 (2017) she scores ten of twenty for years of practice, since sixteen years falls in the flat ten to twenty band. Her tribunal practice produces few reported High Court judgments, so she does badly on the forty-point criterion. Her two articles help her on the fifteen-point publications head.

Under Indira Jaising-2 (2023) she does better. Years of practice gives her one mark per year, so six of the twenty rather than a flat ten in that band. Publications now carry only five points, but the criterion covers her guest course as well as her articles. The second criterion is now worth fifty, and the Court directed that advocates practising before specialised tribunals, and the National Company Law Tribunal is named in the judgment, are to be given a concession on the number of appearances, and that the role played rather than the number of appearances is what counts.

Under Jitender @ Kalla (2025) none of that arithmetic is done, because the point-based format is not to be implemented. Her application goes to the Full Court of the High Court under whatever Rules that Court has framed, an endeavour is made at consensus, and failing consensus the Full Court votes. Her sixteen years clears the ten-year minimum, which Indira Jaising-1 fixed and which the 2025 Bench expressly left standing.

And a practical consequence. If her High Court has not yet framed Rules, no new application can be considered, because the 2025 judgment directs that new processes shall not be initiated until a proper regime of Rules is framed.

What beginners get wrong

The 2025 judgment did not abolish designation. It abolished the point system and returned the decision to the Full Court under Rules.

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Designation as Senior Advocate: Section 16, and Indira Jaising

It did not overrule Indira Jaising-1 wholesale. It expressly kept the ten-year minimum, kept the Permanent Secretariat, and left processes already initiated to be governed by the earlier decisions.

The 2023 order was not an appeal or a review. The Court said its remit was to fine-tune, not to reopen the 2017 judgment.

There is a wrong document in circulation. A separate order in the same writ petition dated 2 January 2017 decides an application to recall and contains none of the guidelines. The judgment is of 12 October 2017.

Designation is not a promotion. Section 16(3) restricts practice; chapter [Senior Counsel, Junior Counsel, Advocate-on-Record and Amicus Curiae] sets those restrictions out.

Quick revision

  • Section 16(2): designation by the Supreme Court or a High Court, with consent, on ability, standing at the Bar or special knowledge or experience in law. No procedure in the Act.
  • Indira Jaising-1, (2017) 9 SCC 766, 12 October 2017, Ranjan Gogoi J: Permanent Committee for Designation of Senior Advocates, headed by the Chief Justice with the two senior-most judges and the Attorney General or Advocate General, plus a fifth member from the Bar; a permanent Secretariat; a point-based format of 20 for years of practice, 40 for judgments, pro bono work and domain expertise, 15 for publications and 25 for interview; secret ballot to be exceptional.
  • Indira Jaising-2, 12 May 2023: publications 15 to 5, widened to include teaching; judgments 40 to 50; one mark per year between ten and twenty; interview kept at 25 but interviews restricted; five best synopses; concession for specialised tribunal practice; diversity; at least once a year; suo motu power preserved.
  • Jitender @ Kalla, 2025 INSC 667, 13 May 2025: paragraph 73.7 as amended shall NOT be implemented; High Courts to frame Rules in four months; Full Court decides; consensus first, then democratic voting, secret ballot left to the High Court; ten years' practice retained; application optional, designation possible dehors an application; no individual judge may recommend under section 16(2); one exercise every calendar year; pending processes continue under the old decisions but no new process until Rules are framed.

Test yourself

1. State the composition of the Permanent Committee laid down in 2017. The Chief Justice of the Court concerned as its head, the two senior-most judges of that Court, and the Attorney General for India or, in a High Court, the Advocate General of the State. Those four members nominate a fifth member from the Bar. The Committee has a permanent Secretariat.

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Designation as Senior Advocate: Section 16, and Indira Jaising

2. Give the point-based format as laid down in 2017 and as it stood after 2023. In 2017: twenty points for years of practice, forty for judgments, pro bono work and domain expertise, fifteen for publications and twenty-five for the interview. After 2023: twenty for years of practice but at one mark per year in the ten to twenty band, fifty for judgments and domain expertise, five for publications, widened to include teaching, and twenty-five for the interview.

3. What did the Supreme Court direct in May 2025 about that format? That the directions in paragraph 73.7 of Indira Jaising-1 as amended by Indira Jaising-2 shall not be implemented, and that the High Courts should frame Rules within four months in accordance with the guidelines it set out.

4. Under the 2025 guidelines, who decides and how? The Full Court of the High Court or of the Supreme Court. Eligible applications go before the Full House, an endeavour is made to arrive at consensus, and failing consensus the decision is by a democratic method of voting, with the use of a secret ballot in a given case left to the High Court.

5. Was the ten-year minimum disturbed in 2025? No. The Court said in terms that the minimum qualification of ten years of practice fixed by Indira Jaising-1 needs no reconsideration.

6. May an advocate be designated without applying? Yes. The 2025 judgment provides that the practice of applying may continue, the application being treated as consent, and that additionally the Full Court may consider and confer designation dehors an application in a deserving case.

7. What is the position of an application made today in a High Court that has not yet framed Rules? It cannot be considered. The 2025 judgment directs that processes already initiated under the Indira Jaising decisions continue under them, but that no new process shall be initiated and no new application considered unless there is a proper regime of Rules framed by the High Court.

Contents This chapter on its own page

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Chapter Twelve

The Bar Council of India: Constitution, Powers and Functions

Syllabus topic 1.4 The Bar Council of India and the State Bar Council, Constitution, Powers and Functions

In one line

The Bar Council of India is the national body of the profession: it sets the standards of conduct, recognises law degrees, supervises the State Bar Councils, and hears appeals from them.

In exam wording: the Bar Council of India is constituted under section 4 of the Advocates Act 1961, is a body corporate under section 5, and its functions are enumerated in section 7, of which the most important for this subject is section 7(1)(b), to lay down standards of professional conduct and etiquette for advocates.

Constitution: section 4

Section 4(1) provides that there shall be a Bar Council for the territories to which the Act extends, to be known as the Bar Council of India, consisting of:

  • (a) the Attorney-General of India, ex officio;
  • (b) the Solicitor-General of India, ex officio;
  • (c) one member elected by each State Bar Council from amongst its members.

"Ex officio" means by virtue of holding an office: the Attorney-General and the Solicitor-General sit because of their posts and not because anybody elected them to the Bar Council. The list above is the live one: clause (bb) of section 4(1) was omitted by the amending Act of 1977 with effect from 31 October 1977.

Section 4(1A): nobody is eligible to be elected a member of the Bar Council of India unless he possesses the qualifications specified in the proviso to section 3(2), that is at least ten years as an advocate on a State roll.

Section 4(2): there shall be a Chairman and a Vice-Chairman of the Bar Council of India, elected by the Council in the prescribed manner.

Section 4(3): the term of a member elected by a State Bar Council is two years from the date of his election in the case of an ex officio member of the State Bar Council, or till he ceases to be a member of that Council, whichever is earlier; and in any other case, for the period for which he holds office as a member of the State Bar Council. A proviso lets every such member continue until his successor is elected.

The structure is therefore indirect election. Advocates elect their State Bar Council; each State Bar Council elects one of its own members to the Bar Council of India. No advocate votes directly for the national body.

Section 5 makes every Bar Council, State and national alike, a body corporate with perpetual succession and a common seal, able to acquire and hold property both movable and immovable, to contract, and to sue and be sued in its own name. That is what allows a Bar Council to be a party to litigation, which is how most of the cases in Module III reach the Supreme Court.

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The Bar Council of India: Constitution, Powers and Functions

Functions: section 7

Section 7(1) lists the functions. They fall into five groups, and grouping them is the way to remember them. Note before starting that clause (a) of section 7(1) was omitted by the amending Act of 1973 with effect from 31 January 1974, so the live list begins at clause (b).

Standards of the profession.

  • (b) to lay down standards of professional conduct and etiquette for advocates. This is the hinge of the whole subject. Everything in Module II is made under this clause, read with the rule-making power in section 49(1)(c).
  • (c) to lay down the procedure to be followed by its disciplinary committee and the disciplinary committee of each State Bar Council. Everything in Module III's procedure is made under this clause with section 49(1)(f).

Protecting advocates.

  • (d) to safeguard the rights, privileges and interests of advocates.
  • (e) to promote and support law reform.
  • (ia) to conduct seminars and organise talks on legal topics by eminent jurists and publish journals and papers of legal interest.

Legal education, which is where most of the Bar Council's public activity lies.

  • (h) to promote legal education and to lay down standards of such education in consultation with the Universities in India imparting such education and the State Bar Councils.
  • (i) to recognise Universities whose degree in law shall be a qualification for enrolment as an advocate, and for that purpose to visit and inspect Universities or cause the State Bar Councils to visit and inspect Universities in accordance with such directions as it may give.
  • (ic) to recognise on a reciprocal basis foreign qualifications in law obtained outside India for the purpose of admission as an advocate.

Clause (i) is the clause that stands behind section 24(1)(c). A law degree qualifies only if it is from a University the Bar Council of India has recognised, and the power to inspect is how that recognition is policed.

Supervision and dispute resolution.

  • (f) to deal with and dispose of any matter arising under this Act which may be referred to it by a State Bar Council.
  • (g) to exercise general supervision and control over State Bar Councils.

Clause (g) is short and is the source of a great deal. It supports section 48B, the power to give directions, and it was one of the provisions the Constitution Bench relied on in Bar Council of India v. Bonnie Foi Law College, decided 10 February 2023, when holding that the Bar Council of India has power to prescribe the All India Bar Examination.

Money, elections and the residue.

  • (ib) to organise legal aid to the poor in the prescribed manner.
  • (j) to manage and invest the funds of the Bar Council.
  • (k) to provide for the election of its members.
  • (l) to perform all other functions conferred on it by or under this Act.
  • (m) to do all other things necessary for discharging the aforesaid functions.
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Clauses (l) and (m) are the residuary clauses, and they were the other limbs the Court relied on in Bonnie Foi. Section 7(2) lets the Bar Council of India constitute funds for welfare schemes for indigent or disabled advocates, for legal aid, and for establishing law libraries; section 7(3) lets it receive grants, donations, gifts or benefactions for those purposes.

Section 7A lets the Bar Council of India become a member of international legal bodies such as the International Bar Association or the International Legal Aid Association, contribute subscriptions, and authorise expenditure on its representatives at international conferences.

Committees: sections 9, 9A and 10

A Bar Council works through committees, and a student must know which committee does what.

Section 10(2): the Bar Council of India shall constitute two standing committees:

  • an executive committee of nine members elected by the Council from amongst its members;
  • a legal education committee of ten members, of whom five are elected by the Council from amongst its members and five are co-opted persons who are not members of the Council.

The co-option in the legal education committee is deliberate: it brings academics onto the body that decides what a law degree must contain.

Section 9 requires a Bar Council to constitute one or more disciplinary committees, each of three persons, of whom two are elected by the Council from amongst its members and the third is co-opted by the Council from advocates who possess the qualifications in the proviso to section 3(2) and who are not members of the Council. The senior-most advocate among the members is the Chairman. Those committees are Module III's subject.

Section 9A lets a Bar Council constitute one or more legal aid committees of not more than nine and not fewer than five members.

Section 10(3) lets a Bar Council constitute such other committees as it thinks necessary.

Section 10A deals with meetings: the Bar Council of India meets at New Delhi or elsewhere for reasons recorded in writing, committees other than disciplinary committees meet at the headquarters, and disciplinary committees meet at such times and places and observe such procedure as may be prescribed.

Section 10B is the disqualification: an elected member is deemed to have vacated his office if the Council declares him to have been absent without sufficient excuse from three consecutive meetings, or if his name is removed from the roll of advocates for any cause, or if he is otherwise disqualified under a rule of the Bar Council of India.

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Staff, accounts and rules: sections 11, 12, 15, 49 and 49A

Section 11: every Bar Council shall appoint a secretary and may appoint an accountant and other staff. The secretary of a Bar Council must possess the prescribed qualifications.

Section 12: every Bar Council shall cause to be maintained books of account and other books in the prescribed form, shall appoint auditors, and shall send a copy of the audited accounts and the auditors' report to the Central Government, which shall be published in the Gazette. A State Bar Council also sends its audited accounts to the Bar Council of India.

That section is worth noticing in a subject that has an accountancy module. The Bar Council's own accounts are audited and published, and the same statute that requires the institution to keep books requires the individual advocate to do so through rules 25 to 32.

Section 15 is the general rule-making power of a Bar Council for carrying out the purposes of Chapter II, covering election of members, manner of election of the Chairman and Vice-Chairman, the filling of casual vacancies, the powers and duties of the Chairman and Vice-Chairman, the constitution of funds, and the summoning and holding of meetings.

Section 49 is the general power of the Bar Council of India to make rules, and three of its clauses matter to this subject above all others:

  • section 49(1)(c), rules prescribing the standards of professional conduct and etiquette to be observed by advocates, which is the source of the whole of Module II;
  • section 49(1)(f), rules prescribing the procedure to be followed by the disciplinary committees, which is the source of Module III's procedure; and
  • section 49(1)(ag), rules on the class or category of persons entitled to be enrolled as advocates, which is the clause the Constitution Bench relied on decisively in Bonnie Foi.

Section 49A gives the Central Government power to make rules for carrying out the purposes of Chapter III and Chapter IV of the Act, and provides that such rules may repeal or amend rules made by a Bar Council.

A worked example

A new private University in Maharashtra announces a three-year LL.B. and admits students. Two years later the students discover that the Bar Council of India has not recognised the course.

What has gone wrong, and under which provisions.

  1. Section 24(1)(c) requires a degree obtained after a three-year course from a University in India recognised for the purposes of this Act by the Bar Council of India.
  2. Section 7(1)(i) is the function under which the Bar Council of India recognises Universities and visits or inspects them, or causes the State Bar Councils to do so under its directions.
  3. Section 6(1)(gg) is the corresponding function of the State Bar Council: to visit and inspect Universities in accordance with directions given under section 7(1)(i).
  4. Without recognition the degree does not satisfy section 24(1)(c), so the graduates cannot be enrolled, and section 33 means they cannot practise.
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What the students can do. The matter is one arising under the Act, so a State Bar Council may refer it to the Bar Council of India under section 7(1)(f), and the Bar Council of India may act under its general supervision and control in section 7(1)(g) and give directions under section 48B.

Change one fact. Suppose the University is recognised but a State Bar Council refuses to enrol its graduates on some other ground. Section 26(2) requires that proposed refusal to go to the Bar Council of India for opinion, and section 26(3) makes that opinion binding.

What beginners get wrong

Advocates do not elect the Bar Council of India. Election is indirect: advocates elect the State Bar Council, which elects one of its members to the national body.

The Attorney-General and the Solicitor-General are members, ex officio. They are not merely invited.

The legal education committee is not made only of Council members. Five of its ten are co-opted from outside.

Section 7 lists functions, not powers of punishment. The Bar Council of India's disciplinary jurisdiction comes from sections 36, 36B and 37, and it is exercised by its disciplinary committee, not by the Council.

Recognition of a University is not automatic and is not a matter for the University Grants Commission alone. Section 7(1)(i) makes it the Bar Council of India's function for the purposes of this Act.

Quick revision

  • Section 4: the Bar Council of India consists of the Attorney-General and the Solicitor-General ex officio and one member elected by each State Bar Council from amongst its members. Section 4(1A): a candidate needs the ten-year qualification in the proviso to section 3(2). Section 4(2): Chairman and Vice-Chairman elected by the Council.
  • Section 5: every Bar Council is a body corporate with perpetual succession and a common seal, able to sue and be sued.
  • Section 7(1) functions, grouped: standards of conduct (b) and disciplinary procedure (c); safeguarding advocates (d), law reform (e), seminars and journals (ia); legal education (h), recognition and inspection of Universities (i), reciprocal recognition of foreign qualifications (ic); references from State Bar Councils (f) and general supervision and control over State Bar Councils (g); legal aid (ib), funds (j), elections (k), and the residuary (l) and (m).
  • Section 7A: membership of international legal bodies.
  • Section 10(2): executive committee of nine; legal education committee of ten, five elected and five co-opted from outside. Section 9: disciplinary committees of three, two elected and one co-opted, chaired by the senior-most advocate. Section 9A: legal aid committees of five to nine.
  • Section 10B: a member vacates office on absence from three consecutive meetings without sufficient excuse, or on removal of his name from the roll.
  • Section 12: books of account, audit, and publication of the audited accounts in the Gazette.
  • Section 49(1)(c) is the source of Module II; section 49(1)(f) of Module III's procedure; section 49(1)(ag) of the All India Bar Examination.
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Test yourself

1. Who are the members of the Bar Council of India? The Attorney-General of India and the Solicitor-General of India, both ex officio, and one member elected by each State Bar Council from amongst its own members, under section 4(1).

2. Are members of the Bar Council of India elected directly by advocates? No. Advocates elect their State Bar Council under section 3(2), and each State Bar Council elects one of its members to the Bar Council of India. The election to the national body is indirect.

3. Which function of the Bar Council of India is the source of the rules on professional conduct? Section 7(1)(b), to lay down standards of professional conduct and etiquette for advocates, exercised through the rule-making power in section 49(1)(c).

4. State the composition of the legal education committee and why it is unusual. Ten members under section 10(2)(b), of whom five are elected by the Council from amongst its members and five are co-opted persons who are not members of the Council. The co-option brings people from outside the Council, typically academics, onto the body that sets the standards of legal education.

5. When does an elected member of a Bar Council vacate office? Under section 10B, if the Council declares him to have been absent without sufficient excuse from three consecutive meetings, or if his name is for any cause removed from the roll of advocates, or if he is otherwise disqualified under a rule made by the Bar Council of India.

6. Which provisions did the Constitution Bench rely on in Bonnie Foi to uphold the All India Bar Examination? Section 7(1)(g), general supervision and control over State Bar Councils, together with the residuary clauses (l) and (m), the opening words of section 24(1) making it subject to rules made under the Act, and decisively section 49(1)(ag), which covers the class or category of persons entitled to be enrolled as advocates.

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The Bar Council of India: Constitution, Powers and Functions

7. Does the Bar Council of India itself punish an advocate for misconduct? No. Its disciplinary committee does, constituted under section 9, exercising the jurisdiction in sections 36, 36B and 37. The Council as a body has functions under section 7, not a punitive jurisdiction.

Contents This chapter on its own page

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Chapter Thirteen

The State Bar Council: Constitution, Powers and Functions

Syllabus topic 1.4 The Bar Council of India and the State Bar Council, Constitution, Powers and Functions

In one line

The State Bar Council is the body that actually enrols you, keeps the roll, and hears the first complaint against you.

In exam wording: a State Bar Council is constituted under section 3 of the Advocates Act 1961, and its functions are enumerated in section 6, the principal ones being to admit persons as advocates on its roll, to prepare and maintain that roll, and to entertain and determine cases of misconduct against advocates on its roll.

Which Bar Council our reader belongs to

Section 3(1) creates a Bar Council for each of the named States and for certain groups of States and Union territories. Clause (ccc) is the one that matters here: "for the States of Maharashtra and Goa and the Union territories of Dadra and Nagar Haveli and Daman and Diu, to be known as the Bar Council of Maharashtra and Goa."

So a student of an MU-affiliated college who intends to practise in Mumbai applies under section 25 to the Bar Council of Maharashtra and Goa. The list in section 3(1) has been amended many times as States were formed and reorganised, and the word "Maharashtra" was removed from clause (a) precisely because clause (ccc) was inserted for it.

Constitution: section 3(2)

A State Bar Council consists of:

(a) an ex officio member. For the Bar Council of Delhi, the Additional Solicitor-General of India. For the Bar Councils covering Assam, Arunachal Pradesh, Mizoram and Nagaland, and for Punjab and Haryana, the Advocate-General of each of those States. For any other State Bar Council, the Advocate-General of the State, ex officio. So on the Bar Council of Maharashtra and Goa the ex officio member is the Advocate-General of Maharashtra.

(b) elected members, whose number depends on the size of the electorate:

Electorate of the State Bar CouncilElected members
not exceeding five thousandfifteen
exceeding five thousand but not exceeding ten thousandtwenty
exceeding ten thousandtwenty-five

They are elected in accordance with the system of proportional representation by means of the single transferable vote from amongst advocates on the electoral roll of the State Bar Council.

The proviso is examinable. As nearly as possible one-half of the elected members shall, subject to rules made by the Bar Council of India, be persons who have for at least ten years been advocates on a State roll, and in computing that period any time as an advocate enrolled under the Indian Bar Councils Act 1926 is included.

The point of that proviso is to guarantee experience on the body without excluding younger advocates from it altogether.

Section 3(3): there shall be a Chairman and a Vice-Chairman of each State Bar Council, elected by the Council in the prescribed manner.

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Section 3(4): an advocate is disqualified from voting, and from being chosen as and being a member, unless he possesses the qualifications or satisfies the conditions prescribed by the Bar Council of India; and an electoral roll is prepared and revised from time to time by each State Bar Council.

Section 5 makes it a body corporate, as chapter [The Bar Council of India: Constitution, Powers and Functions] sets out.

Functions: section 6

Section 6(1) lists them, and the first three are the ones that define what a State Bar Council is.

  • (a) to admit persons as advocates on its roll.
  • (b) to prepare and maintain such roll.
  • (c) to entertain and determine cases of misconduct against advocates on its roll.

Those three are the reason the State Bar Council, and not the Bar Council of India, is the body an ordinary advocate deals with. Enrolment starts there under section 25, the roll is kept there under section 17, and a complaint of misconduct starts there under section 35.

The rest:

  • (d) to safeguard the rights, privileges and interests of advocates on its roll.
  • (dd) to promote the growth of Bar Associations for the effective implementation of the welfare schemes in section 6(2)(a) and section 7(2)(a).
  • (e) to promote and support law reform.
  • (ee) to conduct seminars and organise talks on legal topics by eminent jurists and publish journals and papers of legal interest.
  • (eee) to organise legal aid to the poor in the prescribed manner.
  • (f) to manage and invest the funds of the Bar Council.
  • (g) to provide for the election of its members.
  • (gg) to visit and inspect Universities in accordance with the directions given under section 7(1)(i).
  • (h) to perform all other functions conferred on it by or under this Act.
  • (i) to do all other things necessary for discharging the aforesaid functions.

Section 6(2) lets a State Bar Council constitute one or more funds for giving financial assistance to organise welfare schemes for the indigent, disabled or other advocates, for giving legal aid or advice, and for establishing law libraries. Section 6(3) lets it receive grants, donations, gifts or benefactions for those purposes.

Clause (gg) is worth noticing: the inspection of law colleges is done in practice by the State Bar Council, but only in accordance with the directions given by the Bar Council of India under section 7(1)(i). The State Bar Council is the hands; the standard is national.

Term and the special committee: sections 8 and 8A

Section 8: the term of office of an elected member of a State Bar Council is five years from the date of publication of the result of his election. A proviso lets the Bar Council of India, by order and for reasons recorded in writing, extend that term by not more than six months where the State Bar Council has failed to provide for the election of its members before expiry.

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Section 8A answers the question a student is most likely to be asked about this pair: what happens if the election still does not happen.

Where a State Bar Council fails to provide for the election before the expiry of the five years or the extended term, the Bar Council of India shall, on and from the day immediately following the expiry, constitute a Special Committee consisting of:

  • (i) the ex officio member of the State Bar Council referred to in section 3(2)(a), as Chairman, and where there is more than one ex officio member, the senior-most among them; and
  • (ii) two members nominated by the Bar Council of India from amongst advocates on the electoral roll of that State Bar Council.

The Special Committee exercises the powers of the State Bar Council until a new Council is constituted, and its duty is to hold the election. This is live and practical law: State Bar Councils have run under special committees for long periods, and an advocate dealing with such a body is dealing with a statutory substitute rather than an elected Council.

Committees, staff, accounts, vacancies

Section 9 requires disciplinary committees, which Module III deals with.

Section 9A allows legal aid committees of five to nine members.

Section 10(1): a State Bar Council shall constitute two standing committees:

  • an executive committee of five members elected by the Council from amongst its members;
  • an enrolment committee of three members elected by the Council from amongst its members.

Note the difference from the national body: the Bar Council of India's executive committee has nine, and it has a legal education committee of ten in place of an enrolment committee. That is the right way to remember both, because the State Bar Council enrols and the Bar Council of India sets educational standards.

Sections 10A, 10B, 11, 12 and 15 apply to both kinds of Council and are set out in chapter [The Bar Council of India: Constitution, Powers and Functions]. In short: meetings and procedure; vacation of office on absence from three consecutive meetings or removal from the roll; secretary and staff; books of account and audit; and the rule-making power.

Section 13: no act done by a Bar Council or a committee is invalid merely by reason of any vacancy in the body or any defect in the constitution of it.

Section 14: an election to a Bar Council shall not be questioned on the ground that the electoral roll was invalid, or that the result was declared after the prescribed time, provided the whole of the electorate had a reasonable opportunity of voting.

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Those two are curative provisions, and their purpose is to stop the entire work of a Bar Council being unpicked because of a procedural irregularity.

Section 46A: the Bar Council of India may give financial assistance to any State Bar Council which needs funds to perform its functions. That is the answer to how a State Bar Council with a small membership survives on the fee in section 24(1)(f).

A worked example

The elected members of a State Bar Council were declared elected on 1 September 2020. No fresh election is held.

What happens, section by section.

  1. Section 8. Their five-year term expired on 1 September 2025.
  2. The proviso to section 8. Because the Council failed to provide for an election before expiry, the Bar Council of India may, by order recording reasons, extend the term by up to six months, that is to 1 March 2026.
  3. Section 8A. If no election is provided for before the extended term expires, the Bar Council of India shall constitute a Special Committee on and from 2 March 2026. Its Chairman is the ex officio member under section 3(2)(a), the Advocate-General, and its other two members are advocates on the electoral roll nominated by the Bar Council of India.

Meanwhile, what happens to work in progress? An enrolment application filed in February 2026 is dealt with by the Special Committee exercising the Council's powers. A disciplinary complaint continues before the disciplinary committee, and section 36A ensures that where a disciplinary committee ceases to exercise jurisdiction and is succeeded by another, the successor may continue the proceedings from the stage at which its predecessor left them.

And a trap. A candidate refused enrolment during this period cannot argue that everything done was a nullity because the Council was not properly constituted. Section 13 provides that no act of a Bar Council or a committee is invalid merely by reason of a vacancy or a defect in constitution.

What beginners get wrong

The State Bar Council does not enrol; its enrolment committee does, under section 26(1).

The number of elected members is not fixed at twenty-five. It is fifteen, twenty or twenty-five according to the size of the electorate under section 3(2)(b).

The ex officio member is the Advocate-General, except in the special cases named in the section, and for Delhi it is the Additional Solicitor-General.

A special committee under section 8A is not a punishment. It is a statutory substitute that keeps the Council's work going and whose duty is to hold the election.

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Inspection of law colleges is not the State Bar Council's own standard. Section 6(1)(gg) makes it a function to be exercised in accordance with directions given by the Bar Council of India under section 7(1)(i).

Quick revision

  • Section 3(1)(ccc): the Bar Council of Maharashtra and Goa, covering Maharashtra, Goa, Dadra and Nagar Haveli, and Daman and Diu.
  • Section 3(2)(a): ex officio member, the Advocate-General of the State; for Delhi, the Additional Solicitor-General.
  • Section 3(2)(b): fifteen, twenty or twenty-five elected members according to an electorate of up to five thousand, up to ten thousand, or above ten thousand, elected by proportional representation with the single transferable vote. Proviso: as nearly as possible one-half must have been advocates for at least ten years.
  • Section 6(1): the first three functions are to admit advocates on its roll, to prepare and maintain the roll, and to entertain and determine cases of misconduct against advocates on its roll.
  • Section 6(1)(gg): visit and inspect Universities in accordance with directions under section 7(1)(i).
  • Section 8: term five years; the Bar Council of India may extend by up to six months for reasons recorded.
  • Section 8A: on failure to elect, the Bar Council of India shall constitute a Special Committee: the ex officio member as Chairman and two members nominated by the Bar Council of India.
  • Section 10(1): executive committee of five, enrolment committee of three.
  • Sections 13 and 14: acts are not invalid merely for a vacancy or defect in constitution, and an election is not to be questioned where the whole electorate had a reasonable opportunity of voting.
  • Section 46A: the Bar Council of India may give financial assistance to a State Bar Council.

Test yourself

1. Which State Bar Council covers a student who will practise in Mumbai, and under which clause? The Bar Council of Maharashtra and Goa, under section 3(1)(ccc), which covers Maharashtra and Goa and the Union territories of Dadra and Nagar Haveli and Daman and Diu.

2. How many elected members does a State Bar Council have? Fifteen where the electorate does not exceed five thousand, twenty where it exceeds five thousand but not ten thousand, and twenty-five where it exceeds ten thousand, under section 3(2)(b).

3. What does the proviso to section 3(2) require, and why? That as nearly as possible one-half of the elected members shall be persons who have been advocates on a State roll for at least ten years. It guarantees experience on the Council without shutting younger advocates out of it.

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4. State the first three functions of a State Bar Council. To admit persons as advocates on its roll, to prepare and maintain that roll, and to entertain and determine cases of misconduct against advocates on its roll, under section 6(1)(a), (b) and (c).

5. What happens if a State Bar Council fails to hold elections before its term expires? Under the proviso to section 8 the Bar Council of India may extend the term by up to six months for reasons recorded in writing. If the failure continues, section 8A requires the Bar Council of India to constitute a Special Committee, chaired by the ex officio member of the Council, with two members nominated by the Bar Council of India from advocates on the electoral roll.

6. Can the decisions of a Bar Council be challenged because a seat on it was vacant? No. Section 13 provides that no act done by a Bar Council or any of its committees is invalid merely by reason of any vacancy in the body or any defect in its constitution.

7. Compare the standing committees of a State Bar Council with those of the Bar Council of India. A State Bar Council constitutes an executive committee of five and an enrolment committee of three, under section 10(1). The Bar Council of India constitutes an executive committee of nine and a legal education committee of ten, five elected and five co-opted, under section 10(2).

Contents This chapter on its own page

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Chapter Fourteen

The Two Bar Councils Compared, and Who Answers to Whom

Syllabus topic 1.4 The Bar Council of India and the State Bar Council, Constitution, Powers and Functions

In one line

The State Bar Council deals with the individual advocate, the Bar Council of India deals with the profession, and the second supervises the first.

In exam wording: the functions of the two kinds of Bar Council are enumerated separately in sections 6 and 7 of the Advocates Act 1961, and the relationship between them is one of general supervision and control under section 7(1)(g), reinforced by the power of revision in section 48A and the power to give directions in section 48B.

Why the two lists look alike, and why they are not

Read sections 6 and 7 side by side and five functions look identical: safeguarding advocates, promoting law reform, seminars and journals, legal aid, funds and elections. That similarity is what makes this a difficult question to answer well under exam conditions.

The distinguishing test is simple once seen. Ask who the function is about.

  • A function that operates on a particular advocate, admitting him, keeping his name, hearing a complaint about him, belongs to the State Bar Council.
  • A function that operates on the profession as a whole, its standards, its education, its procedure, its supervision, belongs to the Bar Council of India.

The five overlapping functions are all of the second kind in substance and are given to both because both are corporate bodies with money, members and a public role.

The comparison

State Bar CouncilBar Council of India
Created bysection 3, one for each State or groupsection 4, one for the whole country
MembersAdvocate-General ex officio, plus 15, 20 or 25 advocates elected directly by advocatesAttorney-General and Solicitor-General ex officio, plus one member elected by each State Bar Council
Electiondirect, by proportional representation with a single transferable voteindirect: State Bar Councils elect
Term of elected membersfive years, section 8, extendable by six monthstwo years for an ex officio member of a State Bar Council, otherwise so long as he holds his State seat, section 4(3)
Standing committeesexecutive of five, enrolment of three, section 10(1)executive of nine, legal education of ten with five co-opted, section 10(2)
Enrols advocatesyes, sections 6(1)(a) and 26no
Keeps the rollyes, sections 6(1)(b) and 17receives copies, section 19
Hears a complaint firstyes, sections 6(1)(c) and 35only where the advocate is on no State roll, section 36(1)
Lays down standards of conductnoyes, sections 7(1)(b) and 49(1)(c)
Lays down disciplinary procedurenoyes, sections 7(1)(c) and 49(1)(f)
Recognises Universitiesinspects under directions, section 6(1)(gg)recognises, sections 7(1)(i) and 7(1)(ic)
Supervises the othernoyes, section 7(1)(g)
Hears appealsnoyes, from a State disciplinary committee, section 37
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The three supervisory provisions

MU's topic asks for powers, and the powers that make the Bar Council of India the senior body are three, spread across the Act. Taking them together in one place is what makes Module III's remedies intelligible when they arrive.

Section 7(1)(g): general supervision and control over State Bar Councils. This is the source clause. It is a function rather than a procedure, and it is what the Constitution Bench relied on in Bar Council of India v. Bonnie Foi Law College, decided 10 February 2023, among the provisions supporting the power to prescribe the All India Bar Examination.

Section 48A: power of revision. The Bar Council of India may, at any time, call for the record of any proceeding under the Act which has been disposed of by a State Bar Council or a committee thereof, and from which no appeal lies, for the purpose of satisfying itself as to the legality or propriety of the disposal, and may pass such orders as it thinks fit. Section 48A(2) requires a hearing before any order that prejudicially affects a person.

The words "from which no appeal lies" are the whole point. Section 48A fills the gap left by the appeal provisions; it is not an alternative to them.

Section 48B: power to give directions. For the proper and efficient discharge of the functions of a State Bar Council or any committee thereof, the Bar Council of India may, in the exercise of its powers of general supervision and control, give such directions as appear necessary, and the State Bar Council or the committee shall comply.

Notice how section 48B is drafted: it does not create a new power, it works "in the exercise of" the general supervision in section 7(1)(g), and it makes compliance mandatory. In Bonnie Foi the Supreme Court pointed to section 48B as the instrument by which the Bar Council of India could ensure uniformity and fairness of procedure among the State Bar Councils.

Where the State Bar Council is NOT subordinate

An answer that says the State Bar Council is simply subordinate is too crude, and there are three places where it is not.

Enrolment is the State Bar Council's own function. The Bar Council of India does not enrol anybody. Its role in an enrolment is limited: an opinion on a proposed refusal under section 26(2) and (3), a consent under section 27, a direction on transfer under section 18, and a power to remove a name obtained by fraud under the proviso to section 26(1).

The disciplinary committee is not the Council. When a complaint is decided, it is decided by a disciplinary committee constituted under section 9, which acts judicially. Neither Council can direct the outcome, and the Bar Council of India's route into it is by appeal under section 37, withdrawal under section 36(2), or the automatic transfer under section 36B, not by a direction under section 48B.

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Section 48A does not reach an appealable order. Where an appeal lies under section 37, revision is excluded by the words of section 48A itself.

A worked example

Two State Bar Councils are following different practices. One requires a fresh medical certificate from every applicant; the other does not. A candidate complains that this is arbitrary.

Which provisions apply, and in what order.

  1. The requirement is a condition under section 24(1)(e), which lets a State Bar Council's rules add conditions, and rules are made under section 28 and section 15.
  2. Rules made by a State Bar Council require the approval of the Bar Council of India, which is the first control.
  3. If a practice not embodied in an approved rule is being followed, the Bar Council of India may act under section 7(1)(g) and issue a direction under section 48B, with which the State Bar Council shall comply.
  4. If the candidate's own application has been refused, the refusal must already have gone to the Bar Council of India for opinion under section 26(2) and been disposed of in conformity with it under section 26(3).

Where section 48A would come in instead. Suppose the State Bar Council passed an order in some other proceeding under the Act, not an enrolment refusal and not a disciplinary order, from which no appeal lies. The Bar Council of India may then call for the record at any time under section 48A, satisfy itself as to the legality or propriety of the disposal, and pass such orders as it thinks fit, after hearing anyone prejudicially affected.

And a trap. Suppose instead the State disciplinary committee has suspended an advocate. The Bar Council of India cannot use section 48A, because an appeal lies under section 37. It cannot use section 48B either, because that is a power of administrative supervision and not a power to interfere with a judicial order. The route is the appeal under section 37, which Module III deals with.

What beginners get wrong

The Bar Council of India does not enrol advocates. Only a State Bar Council does.

"General supervision and control" is not a power to decide a case. Section 48B is administrative.

Section 48A is not a general appeal. It applies only where no appeal lies.

Members of the Bar Council of India are not elected by advocates directly.

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A State Bar Council's rules are not its own last word. They require the approval of the Bar Council of India.

Quick revision

  • Test for telling the functions apart: a function about a particular advocate is the State Bar Council's; a function about the profession is the Bar Council of India's.
  • Only the State Bar Council enrols (section 6(1)(a)), keeps the roll (section 6(1)(b)) and hears a complaint first (section 6(1)(c)).
  • Only the Bar Council of India lays down standards of conduct (section 7(1)(b)), the disciplinary procedure (section 7(1)(c)), recognises Universities and foreign qualifications (sections 7(1)(i) and (ic)), and supervises the State Bar Councils (section 7(1)(g)).
  • Section 48A, revision: at any time, over a proceeding disposed of by a State Bar Council or its committee from which no appeal lies, on the ground of legality or propriety, after a hearing.
  • Section 48B, directions: in exercise of general supervision and control, for the proper and efficient discharge of a State Bar Council's functions, and the State Bar Council shall comply.
  • Terms differ: State Bar Council elected members, five years; Bar Council of India members, two years or the duration of the State seat.
  • Committees differ: five and three in a State Bar Council; nine and ten in the Bar Council of India.

Test yourself

1. Give a single test for deciding whether a function belongs to a State Bar Council or to the Bar Council of India. Ask whether the function operates on a particular advocate or on the profession as a whole. Admitting, keeping the roll and hearing complaints operate on the individual and belong to the State Bar Council. Standards of conduct, disciplinary procedure, legal education and supervision operate on the profession and belong to the Bar Council of India.

2. What is the essential limit on the power of revision in section 48A? It applies only to a proceeding disposed of by a State Bar Council or a committee of it from which no appeal lies. Where an appeal is available under section 37, revision is excluded.

3. What must a State Bar Council do when it receives a direction under section 48B? Comply with it. Section 48B provides in terms that the State Bar Council or the committee shall comply with such directions.

4. Compare the terms of office of members of the two Councils. An elected member of a State Bar Council holds office for five years from the publication of the result, extendable by the Bar Council of India by up to six months under the proviso to section 8. A member of the Bar Council of India elected by a State Bar Council holds office for two years if he is an ex officio member of that Council, or otherwise for so long as he holds his State Bar Council seat, under section 4(3).

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The Two Bar Councils Compared, and Who Answers to Whom

5. A State disciplinary committee suspends an advocate. May the Bar Council of India correct it under section 48A or section 48B? No to both. Section 48A is excluded because an appeal lies under section 37, and section 48B is a power of administrative supervision, not a power to interfere with the judicial order of a disciplinary committee. The remedy is the appeal under section 37.

6. In what limited ways does the Bar Council of India take part in an enrolment? By giving a binding opinion on a proposed refusal under section 26(2) and (3), by consenting with the refusing Council to a fresh application in another State under section 27, by directing a transfer under section 18, and by removing a name obtained by misrepresentation, fraud or undue influence under the proviso to section 26(1).

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Chapter Fifteen

The Right to Practise: Sections 29 to 34

Syllabus topic 1.6 Right to Practice

In one line

An advocate whose name is on a State roll may appear anywhere in India, in any court and before any tribunal, and nobody who is not an advocate may.

In exam wording: Chapter IV of the Advocates Act 1961 confers the right to practise, section 29 recognising advocates as the only class entitled to practise the profession of law, section 30 conferring on every advocate the right to practise throughout India, and section 33 barring practice by anyone not enrolled.

The four live sections, in the Act's own words

Section 29: "Subject to the provisions of this Act and any rules made thereunder, there shall, as from the appointed day, be only one class of persons entitled to practise the profession of law, namely, advocates."

Section 30: "Subject to the provisions of this Act, every advocate whose name is entered in the State roll shall be entitled as of right to practise throughout the territories to which this Act extends,

(i) in all courts including the Supreme Court;

(ii) before any tribunal or person legally authorised to take evidence; and

(iii) before any other authority or person before whom such advocate is by or under any law for the time being in force entitled to practise."

Section 32: "Notwithstanding anything contained in this Chapter, any court, authority, or person may permit any person, not enrolled as an advocate under this Act, to appear before it or him in any particular case."

Section 33: "Except as otherwise provided in this Act or in any other law for the time being in force, no person shall, on or after the appointed day, be entitled to practise in any court or before any authority or person unless he is enrolled as an advocate under this Act."

Section 31 is omitted, as chapter [Solicitor, Barrister, Attorney: The English Words, and What Survives of Them in India] explains.

Section 30 and the fifty-year delay

This is the fact about Chapter IV that a student is most likely to be asked and least likely to know, and it is the reason older books say the right to practise throughout India is notional.

Section 30 was enacted in 1961 and was not brought into force until 15 June 2011. The Act's own commencement footnote records the notification: S.O. 1349(E), dated 9 June 2011, in respect of section 30. The other sections of Chapter IV had been brought into force much earlier; sections 29, 31, 33 and 34 came into force on 1 June 1969 for the territories then covered.

Why it matters. Between 1961 and 2011 an advocate's right to appear outside his own State rested on the rules of the court he wanted to appear in, and on section 34, rather than on a statutory right. Since 15 June 2011 the right in section 30 is live law: an advocate enrolled with the Bar Council of Maharashtra and Goa is entitled as of right to appear before a court in Guwahati.

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The Right to Practise: Sections 29 to 34

The lesson beyond this section, and it is one of the standing rules of this whole book: check commencement, not merely enactment. An Act on the statute book is not necessarily law in force.

What the right actually covers

"Entitled as of right" means the advocate does not ask for permission. He does not need the leave of the court, a local enrolment, or a sponsoring local advocate.

"Throughout the territories to which this Act extends" means the whole of India, section 1(2).

The three limbs are wider than "courts". Limb (ii) covers any tribunal or person legally authorised to take evidence, which brings in the whole machinery of tribunals, commissions and enquiries. Limb (iii) covers any other authority or person before whom such advocate is by or under any law entitled to practise, and that limb is important precisely because it is conditional: before some authorities a special statute restricts or excludes representation by advocates, and limb (iii) respects that.

The two limits

Section 32: the court may let a non-advocate appear in a particular case.

Three points. It begins "notwithstanding anything contained in this Chapter", so it overrides sections 29, 30 and 33. It is available to any court, authority or person. And it is confined to a particular case: it is a permission, not a licence, and it creates no status.

Section 32 is what allows a party to appear in person through a relative in a small matter, a next friend to be heard, or a person with a special interest to assist. It does not make the person an advocate, and it does not entitle him to appear in the next case.

Section 33: nobody else may practise.

Section 33 is the mirror of section 29. Its opening words matter: "Except as otherwise provided in this Act or in any other law for the time being in force." The Act's own exception is section 32. The exception in another law is the reason a chartered accountant may appear before certain tax authorities, and a party may appear in person: those are permissions given by other statutes.

The sanction is section 45: a person who practises in any court or before any authority when he is not entitled to do so is punishable with imprisonment which may extend to six months.

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The Right to Practise: Sections 29 to 34

Section 34: the High Court's own rules

Section 34(1): the High Court may make rules laying down the conditions subject to which an advocate shall be permitted to practise in the High Court and the courts subordinate to it.

This is the provision that reconciles the statutory right in section 30 with a court's control of its own proceedings, and it is not a small qualification. It is the source of rules about dress, about appearance, and, in the case that matters most here, about audience after a contempt.

In Pravin C. Shah v. K.A. Mohd. Ali, AIR 2001 SC 3041, the Supreme Court upheld a rule made by a High Court refusing audience to an advocate found guilty of contempt until he purged the contempt. The Court held that the right to practise and the right of audience before a particular court are not the same thing, that a court has power to regulate who may appear before it, and that purging is by conduct showing genuine remorse and not by the mere expiry of a sentence. That case is worked fully in Module IV, where contempt by an advocate is dealt with.

Section 34(1A) requires the High Court to make rules for fixing and regulating, by taxation or otherwise, the fees payable as costs by a party in respect of his adversary's advocate's fees, in the High Court and in the courts subordinate to it.

Section 34(2) lets the High Court at Calcutta make rules for the Intermediate and Final examinations for articled clerks referred to in section 58AG.

A worked example

Farhan is enrolled with the Bar Council of Maharashtra and Goa. Four questions arise in one week.

He is briefed in a matter before the Calcutta High Court. He may appear. Section 30 entitles him as of right to practise throughout India in all courts, and since 15 June 2011 that provision is in force. He does not need to enrol in West Bengal, and section 17(4) would in any case forbid him from being on two rolls.

He is briefed before a debt recovery tribunal. He may appear, under limb (ii) of section 30, because a tribunal legally authorised to take evidence is expressly covered.

He is asked to appear before a departmental authority whose governing statute says a delinquent employee may be represented only by a fellow employee. He may not appear. Limb (iii) of section 30 covers an authority before whom an advocate is by or under any law entitled to practise, and here the law says otherwise. This is exactly why limb (iii) is drafted conditionally and limbs (i) and (ii) are not.

His client's brother, who is not an advocate, wants to argue a small matter himself. Section 32 allows the court to permit a person not enrolled as an advocate to appear in a particular case. It is for the court to decide, and the permission does not extend to any other matter.

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The Right to Practise: Sections 29 to 34

Change one fact. Suppose the brother, having been permitted once, starts appearing regularly for a fee in other matters. He is now practising, he is not enrolled, and he is liable under section 45 to imprisonment which may extend to six months. Section 32 gave him a permission in one case and nothing more.

What beginners get wrong

Section 30 is not the source of the whole right. It is the right of an enrolled advocate; the closure of the profession is sections 29 and 33.

Section 30 was not in force from 1961. It came into force on 15 June 2011.

Section 32 does not create a class of permitted representatives. It is per case.

The right in section 30 is not absolute. It is "subject to the provisions of this Act", so it yields to a suspension under section 35(3)(c), to the restrictions on senior advocates under section 16(3), and to High Court rules under section 34(1).

A right to practise is not a right of audience in every court on every occasion. Pravin C. Shah is the authority for the distinction.

Quick revision

  • Section 29: only one class of persons is entitled to practise the profession of law, namely advocates.
  • Section 30: every advocate on a State roll is entitled as of right to practise throughout India, (i) in all courts including the Supreme Court, (ii) before any tribunal or person legally authorised to take evidence, and (iii) before any other authority or person before whom he is by or under any law entitled to practise.
  • Section 30 came into force on 15 June 2011, by S.O. 1349(E) dated 9 June 2011, fifty years after the Act.
  • Section 32: any court, authority or person may permit a non-advocate to appear in a particular case, notwithstanding the rest of Chapter IV.
  • Section 33: nobody may practise unless enrolled, except as otherwise provided in this Act or in any other law.
  • Section 45: practising without entitlement, imprisonment up to six months.
  • Section 34(1): the High Court may make rules laying down the conditions subject to which an advocate is permitted to practise in it and in the courts subordinate to it. Section 34(1A): rules for taxing the adversary's advocate's fees as costs.
  • Section 31 is omitted with effect from 1 January 1977.

Test yourself

1. State the three limbs of the right in section 30. In all courts including the Supreme Court; before any tribunal or person legally authorised to take evidence; and before any other authority or person before whom the advocate is by or under any law for the time being in force entitled to practise.

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The Right to Practise: Sections 29 to 34

2. When did section 30 come into force, and why does the date matter? On 15 June 2011, by notification S.O. 1349(E) dated 9 June 2011. It matters because until then an advocate's right to appear outside his own State did not rest on a statutory right at all, which is why older books describe the right to practise throughout India as notional.

3. What is the scope of a permission under section 32? It permits a person not enrolled as an advocate to appear before the court, authority or person granting it in a particular case only. It confers no status and does not extend to any other matter.

4. A statute provides that before a particular authority a party may be represented only by a serving employee. Can an advocate insist on appearing under section 30? No. Limb (iii) of section 30 covers only an authority before whom the advocate is by or under any law entitled to practise. Where the governing law excludes representation by advocates, the limb does not apply.

5. How is a statutory right to practise reconciled with a court's control over who appears before it? By section 34(1), which lets the High Court make rules laying down the conditions subject to which an advocate is permitted to practise in it and in its subordinate courts. In Pravin C. Shah v. K.A. Mohd. Ali the Supreme Court upheld such a rule refusing audience to an advocate convicted of contempt until he purged it, holding that the right to practise and the right of audience are not the same thing.

6. What is the penalty for practising without being entitled to do so? Under section 45, imprisonment for a term which may extend to six months.

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Chapter Sixteen

Is the Right to Practise a Fundamental Right, and May Advocates Strike?

Syllabus topic 1.6 Right to Practice

In one line

The right to practise is a statutory right exercised in a profession that Article 19(1)(g) protects, and it does not include a right to withhold the service.

In exam wording: the right to practise conferred by section 30 of the Advocates Act 1961 is a statutory right, the profession of law being one that Article 19(1)(g) of the Constitution protects subject to reasonable restrictions under Article 19(6); and in Ex-Capt. Harish Uppal v. Union of India, AIR 2003 SC 739, the Supreme Court held that lawyers have no right to go on strike or to give a call for boycott, not even a token strike.

The first question: statutory or fundamental?

A student meets this in the first month and the confusion is understandable, because both answers are partly right. The precise position has three steps.

The right to practise law is conferred by statute. It comes from section 30 of the Advocates Act, it belongs to an advocate whose name is on a State roll, and it can be taken away by a disciplinary committee under section 35(3)(c) or (d). A fundamental right is not conferred by an Act of Parliament and cannot be removed by a disciplinary committee.

But the profession is protected by Article 19(1)(g). That Article guarantees to all citizens the right to practise any profession, or to carry on any occupation, trade or business. So the State cannot arbitrarily shut the legal profession, and a law regulating entry to it must satisfy Article 19(6).

Article 19(6) permits reasonable restrictions, and expressly saves any law relating to the professional or technical qualifications necessary for practising any profession. That clause is what makes the whole of Chapter III of the Advocates Act constitutional: prescribing a degree, an age, a fee and an examination is exactly what Article 19(6) contemplates.

So the accurate sentence is: the right to practise is a statutory right, exercised in a field which Article 19(1)(g) protects and which Article 19(6) allows to be regulated. That is why an advocate cannot claim that a suspension under section 35 violates his fundamental right: the suspension is an operation of a law regulating professional qualification and conduct.

The point was live in Gaurav Kumar v. Union of India, 2024 INSC 558, where the Supreme Court held that a State Bar Council charging an enrolment fee beyond section 24(1)(f) violates Article 14 and Article 19(1)(g). The reasoning depends on the same idea: a charge levied without authority of law at the threshold of the profession is not a restriction imposed by law and therefore cannot be a reasonable restriction under Article 19(6).

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Is the Right to Practise a Fundamental Right, and May Advocates Strike?

The second question: may advocates strike?

Ex-Capt. Harish Uppal v. Union of India, AIR 2003 SC 739, (2003) 2 SCC 45, was decided on 17 December 2002 by a Constitution Bench headed by the Chief Justice with Doraiswamy Raju, S.N. Variava and D.M. Dharmadhikari JJ, the judgment being delivered by S.N. Variava J.

Facts. The petition raised the legality of strikes and boycotts called by Bar Associations and Bar Councils, and asked what a court should do when lawyers abstain from work in answer to such a call.

Held. The Court's conclusions were unusually specific, and because they are specific they are what an examiner is looking for.

Lawyers have no right to go on strike or to give a call for boycott, not even a token strike.

Protest may take other forms. The Court listed them: press statements, television interviews, carrying banners or placards outside court premises, wearing black or white or any colour arm bands, peaceful protest marches outside and away from court premises, dharnas or relay fasts.

A lawyer holding a vakalat cannot stay away. Lawyers holding vakalatnamas on behalf of their clients cannot fail to attend court in pursuance of a call for strike or boycott, and all lawyers must boldly refuse to abide by any call for strike or boycott.

No lawyer who refuses may be punished for refusing. No adverse consequence may be visited on him by the Association or the Council, and no threat or coercion of any nature, including that of expulsion, may be held out.

A Bar body may not even meet to consider a strike. No Bar Council or Bar Association may permit the calling of a meeting for the purpose of considering a call for strike or boycott, and a requisition for such a meeting must be ignored.

The single narrow exception. Only in the rarest of rare cases, where the dignity, integrity and independence of the Bar or of the Bench is at stake, may courts turn a blind eye to a protest abstention of not more than one day. It is for the court to decide whether the issue involves dignity, integrity or independence, and in such a case the President of the Bar must first consult the Chief Justice or the District Judge, whose decision is final and must be abided by.

Courts must not adjourn. Courts are under no obligation to adjourn matters because lawyers are on strike. It is the duty of every court to go on with the matters on its board even in the absence of lawyers, because courts must not be privy to strikes or calls for boycott.

Why the Court reached that result

The reasoning is worth being able to state, because a question often asks for justification rather than for the rule.

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Is the Right to Practise a Fundamental Right, and May Advocates Strike?

The client is the person who suffers. An advocate holding a vakalatnama has undertaken to conduct a case. A strike does not inconvenience the government or the court; it postpones a decision on a person's liberty, land or maintenance.

A strike is not an exercise of the right to practise. The right in section 30 is a right to appear. There is no correlative right to refuse to appear in a matter already accepted; rule 12 of the Bar Council of India Rules forbids an advocate to withdraw from an engagement once accepted without sufficient cause and reasonable notice, and Module II deals with rules 11 and 12 on accepting and withdrawing from a brief.

Other means of protest exist, and the Court listed them rather than merely saying so.

The court's own duty is independent of the Bar. If the court adjourns because the Bar has struck, the strike has succeeded in stopping the administration of justice, which is the very thing the Bar exists to serve.

The consequences for an individual advocate

Abstaining can be professional misconduct. Because an advocate who holds a vakalatnama and stays away in answer to a strike call is breaching his duty to the client and to the court, the conduct is capable of attracting section 35. Module III deals with how such conduct is treated.

Refusing to strike cannot be. Harish Uppal expressly holds that no adverse consequence, threat or coercion, including expulsion, may be visited on a lawyer who refuses to abide by a strike call. So a Bar Association that expels a member for appearing during a strike is acting contrary to a binding decision of the Supreme Court.

A worked example

The Bar Association at a District Court resolves to abstain from work for three days to protest against the transfer of a judge. Nikhil holds vakalatnamas in two matters listed on the second day, one of them an application for interim maintenance by a woman with no income.

What Harish Uppal requires of him.

He must attend. He holds vakalatnamas, and lawyers holding vakalatnamas cannot fail to attend in pursuance of a call for strike or boycott. He must boldly refuse to abide by the call.

Is the exception available? No, on two independent grounds. The protest is against a transfer, which is not a matter going to the dignity, integrity or independence of the Bar or the Bench; and the abstention is for three days, whereas the exception extends to not more than one day. Even if the subject had qualified, the President of the Bar would have had to consult the District Judge first, and that consultation's outcome would have been final.

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Is the Right to Practise a Fundamental Right, and May Advocates Strike?

What the court should do on the second day. Take up both matters. Courts are under no obligation to adjourn because lawyers are on strike, and it is the duty of the court to go on with the matters on its board even in the absence of lawyers.

What happens to Nikhil afterwards. If the Association expels him or threatens him for having appeared, that is precisely what Harish Uppal forbids: no threat or coercion of any nature, including expulsion, may be held out to a lawyer who refuses to abide by a strike call.

Change one fact. Suppose Nikhil holds no vakalatnama in any listed matter and simply does not come to court that day. He is not in breach of a duty to a client. But the Association's resolution was itself impermissible, since no Bar Association may even permit a meeting to be called to consider a strike, and a requisition for such a meeting must be ignored.

What beginners get wrong

The right to practise is not a fundamental right, although the profession is protected by Article 19(1)(g).

The exception is not a right to strike for one day. It applies only in the rarest of rare cases where dignity, integrity or independence is at stake, only for not more than one day, only where the court so regards the issue, and only after the President of the Bar has consulted the Chief Justice or District Judge, whose decision is final.

Harish Uppal did not ban protest. It listed the permitted forms.

A court may not adjourn out of sympathy with a strike. Its duty is to proceed.

There are two Harish Uppal cases. The one on strikes is of 17 December 2002; a case of 27 November 1972 with a similar name concerns a court martial and is a different matter altogether.

Quick revision

  • The right to practise is statutory, conferred by section 30 and removable under section 35(3). The profession is protected by Article 19(1)(g), subject to reasonable restrictions under Article 19(6), which expressly saves laws on professional or technical qualifications.
  • Ex-Capt. Harish Uppal v. Union of India, AIR 2003 SC 739, decided 17 December 2002, Constitution Bench, S.N. Variava J.
  • No right to strike or to give a call for boycott, not even a token strike.
  • Permitted: press statements, television interviews, banners or placards outside court premises, arm bands, peaceful marches away from court premises, dharnas, relay fasts.
  • A lawyer holding a vakalat must attend, and all lawyers must boldly refuse a strike call. No adverse consequence, threat or coercion, including expulsion, may be visited on one who refuses.
  • No Bar Council or Bar Association may permit a meeting to consider a strike; a requisition must be ignored.
  • Exception: rarest of rare cases where the dignity, integrity or independence of the Bar or Bench is at stake, abstention of not more than one day, the court decides whether the issue qualifies, and the President of the Bar must first consult the Chief Justice or District Judge, whose decision is final.
  • Courts are under no obligation to adjourn and must go on with matters on the board even in the absence of lawyers.
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Is the Right to Practise a Fundamental Right, and May Advocates Strike?

Test yourself

1. Is the right to practise law a fundamental right? No. It is a statutory right conferred by section 30 of the Advocates Act and removable by a disciplinary committee under section 35(3). The profession of law is protected by Article 19(1)(g), subject to the reasonable restrictions permitted by Article 19(6), which expressly saves laws prescribing professional or technical qualifications.

2. State the rule in Harish Uppal on strikes. Lawyers have no right to go on strike or to give a call for boycott, not even a token strike; lawyers holding vakalatnamas cannot fail to attend court in pursuance of such a call; and all lawyers must boldly refuse to abide by one.

3. What forms of protest did the Court hold permissible? Press statements, television interviews, carrying banners or placards outside court premises, wearing arm bands, peaceful protest marches outside and away from court premises, dharnas and relay fasts.

4. State the single exception and its four conditions. Only in the rarest of rare cases where the dignity, integrity and independence of the Bar or the Bench is at stake; abstention for not more than one day; the court decides whether the issue involves dignity, integrity or independence; and the President of the Bar must first consult the Chief Justice or the District Judge, whose decision is final and must be abided by.

5. May a Bar Association expel a member who appears during a strike? No. The Court held that no adverse consequence may be visited on such a lawyer by the Association or the Council, and no threat or coercion of any nature, including that of expulsion, may be held out.

6. Should a court adjourn its board because the Bar is on strike? No. Courts are under no obligation to adjourn matters because lawyers are on strike; it is the duty of all courts to go on with the matters on their boards even in the absence of lawyers, because courts must not be privy to strikes or calls for boycott.

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Chapter Seventeen

Privileges of a Lawyer

Syllabus topic 1.5 Privileges of a lawyer

In one line

The Advocates Act confers few privileges on an advocate, and most of what is taught as a privilege is either a protection given by some other statute or a professional duty seen from the client's side.

In exam wording: the privileges of an advocate include the right of pre-audience under section 23, the right to practise throughout India under section 30, the protection of the profession's monopoly by sections 45 and 45A, the indemnity in section 48, and, under the law of evidence, the privilege attaching to professional communications.

Begin by being accurate about the word

MU's syllabus says "privileges of a lawyer". A weak answer lists everything pleasant about being an advocate. A good answer starts by saying what a privilege is.

A privilege is an advantage the law gives to a person which it does not give to people generally, and here it is given because of what an advocate does rather than as a reward. Every privilege below exists for the client or for the administration of justice, not for the advocate's comfort, and an answer that shows that is a better answer.

Note also that the most famous of them, the privilege attaching to professional communications, is not the advocate's privilege at all. It belongs to the client, and the advocate merely cannot waive it.

The privileges in the Advocates Act

Right of pre-audience: section 23

Pre-audience means the right to be heard before somebody else. Where two advocates wish to address the court at the same moment, section 23 settles who goes first.

The order:

  1. Section 23(1): the Attorney-General of India, over all other advocates.
  2. Section 23(2): the Solicitor-General of India.
  3. Section 23(3): the Additional Solicitor-General of India.
  4. Section 23(3A): the second Additional Solicitor-General of India.
  5. Section 23(4): the Advocate-General of any State, over all other advocates, with the right among Advocates-General inter se determined by their respective seniority.
  6. Section 23(5): subject to the above, senior advocates have pre-audience over other advocates, and the right of pre-audience of senior advocates inter se, and of other advocates inter se, is determined by their respective seniority.

Seniority for this purpose is the seniority on the roll under section 17(3), and it is preserved on a transfer under section 18(2).

Is it a real privilege? It is a small one, and it is worth saying so. It settles the order of speaking; it gives nobody a better case.

Right to practise throughout India: section 30

Dealt with in chapter [The Right to Practise: Sections 29 to 34]. It is listed here because MU's topic asks for privileges and a right to appear anywhere in the country, without local enrolment or leave, is genuinely one. Remember its date: section 30 came into force on 15 June 2011.

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Privileges of a Lawyer

The protection of the monopoly: sections 45 and 45A

A privilege can consist in others being kept out, and here two sections do that.

Section 45 punishes a person who practises in any court or before any authority or person when he is not entitled to do so, with imprisonment which may extend to six months.

Section 45A empowers courts and certain officers to frame and publish lists of touts and to exclude them from court precincts. It is dealt with in chapter [Touts, and the Monopoly of the Bar: Section 45A], and it is worth knowing that it is the newest section in the Act, inserted in 2023 and in force from 30 September 2024.

Indemnity: section 48

Section 48: "No suit or other legal proceeding shall lie against any Bar Council or any committee thereof or a member of a Bar Council or any committee thereof for any act in good faith done or intended to be done in pursuance of the provisions of this Act or of any rules made thereunder."

Read it carefully, because it is regularly mis-stated. This is not a privilege of advocates generally. It protects Bar Councils, their committees and their members when acting in good faith under the Act. So a member of a disciplinary committee cannot be sued for an order made in good faith. An ordinary advocate gets nothing from section 48.

The privileges that come from other laws

Professional communications

This is the privilege students think of first, and it is not in the Advocates Act. It is in the law of evidence.

Section 132(1) of the Bharatiya Sakshya Adhiniyam 2023 provides that no advocate shall at any time be permitted, unless with his client's express consent, to disclose any communication made to him in the course and for the purpose of his service as such advocate by or on behalf of his client, or to state the contents or condition of any document with which he has become acquainted in the course and for the purpose of his professional service, or to disclose any advice given by him to his client in the course and for the purpose of such service.

Four things a student must be able to say.

It belongs to the client. The section operates "unless with his client's express consent". The advocate cannot waive it and the client can.

It has exceptions. The section itself excepts a communication made in furtherance of any illegal purpose, and any fact observed by the advocate in the course of his service showing that a crime or fraud has been committed since the commencement of his service. The Adhiniyam's own illustration is of a client who tells his advocate that he has committed forgery and wishes to be defended.

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Privileges of a Lawyer

It survives the engagement. The words are "at any time".

It is not the same as the ethical duty. The ethical duty of confidence is in rule 17 of the Bar Council of India Rules and binds the advocate towards his client; the evidentiary privilege binds the court, by making the advocate not compellable. Module II separates them properly.

Freedom of speech in court, and its limits

An advocate must be able to say things in court that would be actionable elsewhere, or he could not put his client's case. That protection comes from the general law rather than from the Advocates Act, and it is not unlimited.

Its limits are Module IV. Words spoken in court can be criminal contempt under section 2(c) of the Contempt of Courts Act 1971, as in Vishram Singh Raghubanshi v. State of Uttar Pradesh, AIR 2011 SC 2275, and they can be professional misconduct under section 35 of the Advocates Act at the same time. Module IV deals with the overlap.

Exemption from arrest, and appearance

Advocates are ordinarily allowed by courts to move about the precincts and to appear without formality, and there are protections in the general law relating to persons attending court. These are matters of practice and of other statutes rather than of the Advocates Act, and an answer should say so rather than attribute them to a section that does not exist.

What is NOT a privilege

This is where marks are gained, because the list of things students wrongly call privileges is short and predictable.

A lien on the client's papers is not a privilege. There is none. In R.D. Saxena v. Balram Prasad Sharma, (2000) 7 SCC 264, the Supreme Court held that litigation files are not "goods" within section 171 of the Contract Act and that an advocate has no lien over them for unpaid fees. He must return the file.

A right to strike is not a privilege. Ex-Capt. Harish Uppal v. Union of India, AIR 2003 SC 739, holds that lawyers have no right to strike or to give a call for boycott, not even a token strike.

Immunity from discipline is not a privilege. Section 35 applies to every advocate.

Immunity from contempt is not a privilege. An advocate has no protection a citizen does not have; if anything the Court's expectations are higher, as In Re: Sanjiv Datta, (1995) 3 SCC 619, records.

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Privileges of a Lawyer

Designation as a senior advocate is not a privilege. Section 16(3) subjects senior advocates to restrictions on their practice.

A worked example

Sunita is an advocate of eleven years' standing. Five things happen in one matter.

The Advocate-General appears in the same matter and both wish to address the court. Under section 23(4) the Advocate-General has pre-audience over all other advocates, subject only to the law officers of the Union named in sub-sections (1) to (3A). He goes first.

Her client tells her he forged the signature on the receipt. She may not disclose it. Section 132(1) of the Bharatiya Sakshya Adhiniyam 2023 stops her, unless the client expressly consents. But she also cannot use it: leading evidence she knows to be false would breach rule 4 of the Bar Council rules and, on the authority of Chandra Shekhar Soni v. Bar Council of Rajasthan, AIR 1983 SC 1012, procuring false material is grave professional misconduct.

Her client asks her to help him fabricate a second receipt. The privilege does not attach. Section 132 excepts a communication made in furtherance of any illegal purpose.

Her fees are unpaid and the client asks for his file back. She must return it. R.D. Saxena holds there is no lien over the client's litigation papers.

A disciplinary committee later dismisses a complaint against her, and the complainant sues its members. Section 48 bars the suit: no legal proceeding lies against a Bar Council, its committee or a member for an act done in good faith in pursuance of the Act or the rules.

Quick revision

  • A privilege is an advantage the law gives because of the office, and here it exists for the client or for the administration of justice.
  • Section 23, pre-audience, in order: Attorney-General, Solicitor-General, Additional Solicitor-General, second Additional Solicitor-General, Advocate-General of a State (inter se by seniority), then senior advocates over other advocates, each group inter se by seniority.
  • Section 30: the right to practise throughout India, in force from 15 June 2011.
  • Sections 45 and 45A protect the monopoly; section 45 punishes unauthorised practice with imprisonment up to six months.
  • Section 48, indemnity: protects Bar Councils, their committees and their members for acts done in good faith under the Act. It is not a protection for advocates generally.
  • Section 132(1), Bharatiya Sakshya Adhiniyam 2023: professional communications privilege. It belongs to the client, lasts at any time, and does not cover a communication in furtherance of an illegal purpose or a fact showing a crime or fraud committed since the service began.
  • NOT privileges: a lien on the client's papers (R.D. Saxena), a right to strike (Harish Uppal), immunity from discipline or from contempt, and designation as a senior advocate, which brings restrictions under section 16(3).
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Privileges of a Lawyer

Test yourself

1. State the order of pre-audience under section 23. The Attorney-General of India, then the Solicitor-General, then the Additional Solicitor-General, then the second Additional Solicitor-General, then the Advocate-General of a State with Advocates-General inter se by seniority, and thereafter senior advocates over other advocates, each group inter se by seniority.

2. Whom does section 48 protect? A Bar Council, any committee of it, and a member of a Bar Council or of any such committee, against any suit or other legal proceeding for an act done or intended to be done in good faith in pursuance of the Act or the rules made under it. It does not protect advocates generally.

3. Whose privilege is the privilege attaching to professional communications, and what is its statutory source now? The client's. Section 132(1) of the Bharatiya Sakshya Adhiniyam 2023 provides that no advocate shall at any time be permitted, unless with his client's express consent, to disclose such a communication. The advocate cannot waive it; the client can.

4. Give two situations in which that privilege does not apply. Where the communication was made in furtherance of an illegal purpose, and where the fact was observed by the advocate in the course of his service and shows that a crime or fraud has been committed since the commencement of his service.

5. Does an advocate have a lien over his client's papers for unpaid fees? No. In R.D. Saxena v. Balram Prasad Sharma the Supreme Court held that litigation files are not goods within section 171 of the Contract Act, that keeping them does not amount to goods bailed, and that there is therefore no lien.

6. Is designation as a senior advocate a privilege? Not in the sense of an additional right. Section 16(2) calls it a distinction, and section 16(3) subjects senior advocates in the matter of their practice to restrictions prescribed by the Bar Council of India, so it operates as a limit on what the advocate may personally do.

Contents This chapter on its own page

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Chapter Eighteen

Touts, and the Monopoly of the Bar: Section 45A

Syllabus topic 1.5 Privileges of a lawyer, Salient features of the Advocates Act 1961

In one line

A tout is a person who brings a lawyer clients for a cut, and since 30 September 2024 the Advocates Act itself allows courts to list touts by name and shut them out of the court building.

In exam wording: section 45A of the Advocates Act 1961, inserted by the Advocates (Amendment) Act 2023 with effect from 30 September 2024, empowers every High Court, District Judge, Sessions Judge, District Magistrate and Revenue-officer not below the rank of a Collector to frame and publish lists of touts, to exclude listed touts from court precincts, and to punish a person who acts as a tout while his name is listed.

Why touting matters to this subject

Two rules of professional conduct meet here.

Rule 36 of the Bar Council of India Rules forbids an advocate to solicit work or advertise, directly or indirectly, and it names touts in the list of forbidden means. So an advocate who uses a tout breaks rule 36 and commits misconduct under section 35.

Section 45 and section 45A approach the same problem from the other end. Section 45 punishes the unqualified person who practises; section 45A deals with the person who does not practise but who feeds the practice of others for a fee.

The leading authority on the professional side is Bar Council of Maharashtra v. M.V. Dabholkar, AIR 1976 SC 242, where advocates practising in the criminal courts positioned themselves at the entrance to the Magistrates' Courts, watched for litigants arriving, and rushed at them in a scrimmage to snatch briefs. That is soliciting by the advocate himself. Section 45A deals with the intermediary who does it for him.

Where section 45A came from

This is the newest thing in the Act and its history is short and worth knowing.

The Legal Practitioners Act 1879 contained the tout provisions of the older law. The Advocates Act 1961 repealed that Act in stages through section 50, but sections 1, 3 and 36 of the 1879 Act were expressly left alive by section 50(5), and section 36 was its tout section.

The Advocates (Amendment) Act 2023, Act 33 of 2023, did two things on one day:

  • its section 2 inserted section 45A into the Advocates Act, with effect from 30 September 2024; and
  • its section 3 inserted section 50(6), which provides that on the date on which section 45A of the Advocates Act 1961 comes into force, sections 1, 3 and 36 of the Legal Practitioners Act 1879 shall stand repealed.

So on 30 September 2024 the tout provisions moved from the 1879 Act into the 1961 Act, and the Legal Practitioners Act 1879 ceased to exist entirely, one hundred and forty-five years after it was passed. A book printed before that date does not have section 45A at all, and a book that says the Legal Practitioners Act 1879 survives in part is now wrong.

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Touts, and the Monopoly of the Bar: Section 45A

Who a tout is: section 45A(7)(d)

The definition has two limbs and a person is a tout if he falls in either.

Limb (i), the remuneration limb. A person who procures, in consideration of any remuneration moving from any legal practitioner, the employment of the legal practitioner in any legal business; or who proposes to any legal practitioner, or to any person interested in any legal business, to procure, in consideration of remuneration moving from either of them, the employment of the legal practitioner in such business.

Note that the proposal is enough. A person who offers to bring clients for a cut is a tout even if no client ever arrives.

Limb (ii), the frequenting limb. A person who, for the purposes of such procurement, frequents the precincts of Civil or Criminal Courts or of revenue-offices, or railway stations, landing stages, lodging places or other places of public resort.

The list is worth remembering because it tells you what the section is actually about: the person waiting outside the court, at the station, or at the lodging house where litigants from the districts stay.

Section 45A(7) also defines "Judge" as the presiding judicial officer in every Civil and Criminal Court, whatever his title; "subordinate Court" as all courts subordinate to the High Court, including Courts of Small Causes; and "revenue-office" as including all courts other than Civil Courts trying suits relating to landholders and their tenants or agents.

Who may make the list: section 45A(1)

Every High Court, District Judge, Sessions Judge, District Magistrate, and every Revenue-officer not being below the rank of a Collector of a district, each as regards their or his own Court and the Courts subordinate to it, may frame and publish lists of persons proved to their satisfaction, by evidence of general repute or otherwise, habitually to act as touts, and may alter and amend such lists from time to time.

Two words carry weight. "Habitually": a single instance is not enough. "Evidence of general repute or otherwise": the section allows reputation to be evidence, which is unusual and is why the safeguards in sub-sections (2) and (3) matter.

The Explanation makes it concrete: a resolution declaring a person to be or not to be a tout, passed by a majority of the members present at a meeting specially convened for the purpose of an association of persons entitled to practise as legal practitioners in that court or revenue-office, shall be evidence of the general repute of that person.

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Touts, and the Monopoly of the Bar: Section 45A

So a Bar Association can, by a resolution at a specially convened meeting, supply evidence of general repute. Note the safeguards inside the Explanation: it must be a specially convened meeting, a majority of those present, and the resolution can go either way, declaring a person to be or not to be a tout.

The safeguards

Section 45A(2): "No person's name shall be included in any such list until he shall have had an opportunity of showing cause against such inclusion."

That is a plain requirement of natural justice on the face of the section, and it is the first thing to say about any question on this topic.

Section 45A(3) provides the machinery for an inquiry. The authority may send to a subordinate Court the names of persons alleged or suspected to be touts and order it to hold an inquiry. The subordinate Court holds the inquiry, gives each person an opportunity of showing cause as provided in sub-section (2), and reports the name of each person proved to its satisfaction to be a tout. The authority may then include the name in its list.

The proviso to sub-section (3) adds a second hearing: the authority shall hear any such person who, before his name has been included, appears before it and desires to be heard.

So a person may be heard twice: once before the subordinate Court in the inquiry, and again before the listing authority if he asks.

The consequences

Section 45A(4): a copy of every such list shall be kept hung up in every Court to which it relates. Publicity is part of the sanction.

Section 45A(5): the Court or Judge may, by general or special order, exclude from the precincts of the Court any person whose name is included in any such list.

Section 45A(6): any person who acts as a tout whilst his name is included in any such list shall be punishable with imprisonment which may extend to three months, or with fine which may extend to five hundred rupees, or with both.

Note carefully that the offence in sub-section (6) is acting as a tout while listed. Being listed is not itself an offence; it is a status that carries exclusion under sub-section (5) and that turns subsequent touting into a punishable act.

Distinctions

Section 45Section 45A
Who is caughta person who practises without being entitleda person who procures work for a legal practitioner for remuneration, or who frequents places for that purpose
Does he appear in court?yes, that is the offenceno, he brings the client to somebody who does
Triggerpractisingacting as a tout while listed
Punishmentimprisonment up to six monthsimprisonment up to three months, or fine up to five hundred rupees, or both
Prior procedurenonea list, after an opportunity to show cause, and an inquiry if ordered
Age in the Actoriginal, 1961inserted 2023, in force 30 September 2024
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Touts, and the Monopoly of the Bar: Section 45A

A worked example

Outside a District Court, Ramesh meets litigants arriving from the villages, tells them which advocate to engage, and takes a share of the fee from the advocate.

Is he a tout? Yes, on both limbs of section 45A(7)(d). He procures the employment of legal practitioners in consideration of remuneration moving from them, and he frequents the precincts of a court for that purpose.

Can he be dealt with under section 45? No. He does not practise. Section 45 catches the unqualified person who appears; Ramesh does not appear.

How is he listed?

  1. The District Judge may frame and publish a list under section 45A(1), being satisfied by evidence of general repute or otherwise that Ramesh habitually acts as a tout.
  2. The local Bar Association passes a resolution at a specially convened meeting, by a majority of those present, declaring him a tout. By the Explanation that resolution is evidence of his general repute. It is evidence and not proof, and it does not dispense with the hearing.
  3. Under section 45A(2) Ramesh must be given an opportunity of showing cause before his name goes on the list.
  4. The District Judge may instead order a subordinate Court to hold an inquiry under section 45A(3), which hears Ramesh and reports.
  5. Under the proviso to sub-section (3), if Ramesh appears before the District Judge before inclusion and desires to be heard, the District Judge shall hear him.

After listing. The list is hung up in every court to which it relates, under sub-section (4). The Court may exclude him from the precincts by general or special order under sub-section (5). If he acts as a tout again while listed, he is punishable under sub-section (6) with imprisonment up to three months or a fine up to five hundred rupees or both.

And the advocate? The advocate who paid Ramesh is in a worse position than Ramesh. He has breached rule 36, which forbids soliciting work directly or indirectly, including by touts, and he is liable to a proceeding for professional misconduct under section 35, in which the punishments run up to removal from the roll.

What beginners get wrong

Section 45A does not punish being a tout. It punishes acting as a tout while listed. The list, and the hearing before it, come first.

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Touts, and the Monopoly of the Bar: Section 45A

A Bar Association resolution does not make anyone a tout. It is evidence of general repute under the Explanation, and the opportunity to show cause under sub-section (2) still applies.

The fine is five hundred rupees. It is a small figure and it is the figure the section prints.

The Legal Practitioners Act 1879 is gone. Its last three sections were repealed by section 50(6) on the day section 45A came into force.

The advocate is not outside this. Rule 36 and section 35 catch him, and the punishment there is far heavier than sub-section (6).

Quick revision

  • Section 45A was inserted by the Advocates (Amendment) Act 2023, Act 33 of 2023, section 2, with effect from 30 September 2024. On the same day section 50(6) repealed sections 1, 3 and 36 of the Legal Practitioners Act 1879, ending that Act.
  • Tout, section 45A(7)(d): (i) procures, or proposes to procure, the employment of a legal practitioner in consideration of remuneration from either side; (ii) frequents the precincts of civil or criminal courts or revenue-offices, railway stations, landing stages, lodging places or other places of public resort for that purpose.
  • Who may list, section 45A(1): every High Court, District Judge, Sessions Judge, District Magistrate, and every Revenue-officer not below the rank of a Collector, for their own and subordinate courts, on proof that the person habitually acts as a tout, by evidence of general repute or otherwise.
  • Explanation: a resolution of an association of legal practitioners, at a specially convened meeting, by a majority of those present, declaring a person to be or not to be a tout, is evidence of general repute.
  • Safeguards: section 45A(2), an opportunity of showing cause before inclusion; section 45A(3), an inquiry by a subordinate Court which hears the person and reports; proviso, the authority shall hear anyone who appears before inclusion and desires to be heard.
  • Consequences: (4) the list is hung up in every court concerned; (5) the Court may exclude a listed person from the precincts; (6) acting as a tout while listed is punishable with imprisonment up to three months, fine up to five hundred rupees, or both.
  • Section 45: practising without entitlement, imprisonment up to six months. Different offence, different person.
  • The advocate who uses a tout breaches rule 36 and is liable under section 35.

Test yourself

1. Define a tout under section 45A. A person who procures, in consideration of remuneration moving from a legal practitioner, the employment of that practitioner in any legal business, or who proposes to a practitioner or to a person interested in legal business to procure such employment for remuneration from either of them; or who, for the purpose of such procurement, frequents the precincts of civil or criminal courts or revenue-offices, or railway stations, landing stages, lodging places or other places of public resort.

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Touts, and the Monopoly of the Bar: Section 45A

2. Who may frame and publish a list of touts? Every High Court, District Judge, Sessions Judge, District Magistrate, and every Revenue-officer not below the rank of a Collector of a district, each as regards his own Court and the courts subordinate to it.

3. What evidential value does a Bar Association resolution have? By the Explanation to section 45A(1), a resolution declaring a person to be or not to be a tout, passed by a majority of the members present at a specially convened meeting of an association of persons entitled to practise in that court or revenue-office, is evidence of the general repute of that person. It is evidence, not proof, and the opportunity to show cause still applies.

4. What must happen before a name is put on the list? The person must have had an opportunity of showing cause against the inclusion, under section 45A(2). Where an inquiry is ordered under section 45A(3), the subordinate Court gives that opportunity and reports; and by the proviso the listing authority must hear any person who appears before it before inclusion and desires to be heard.

5. What is punishable under section 45A(6), and with what? Acting as a tout while one's name is included in a list. Imprisonment which may extend to three months, or fine which may extend to five hundred rupees, or both.

6. What happened to the Legal Practitioners Act 1879? Most of it was repealed in stages by section 50 of the Advocates Act, but sections 1, 3 and 36 survived. Section 3 of the Advocates (Amendment) Act 2023 inserted section 50(6), by which those three sections stood repealed on the date section 45A came into force, that is 30 September 2024. The Act is now wholly repealed.

7. Distinguish section 45 from section 45A. Section 45 punishes a person who practises in a court or before an authority when not entitled to do so, with imprisonment up to six months. Section 45A deals with a person who does not practise but who procures work for legal practitioners for remuneration, and punishes him only if he acts as a tout while his name is on a published list, with imprisonment up to three months or a fine up to five hundred rupees or both.

Contents This chapter on its own page

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Chapter Nineteen

Salient Features of the Advocates Act 1961: The Act as a Whole

Syllabus topic 1.5 Salient features of the Advocates Act, 1961

In one line

The Advocates Act 1961 replaced six kinds of legal practitioner with one, handed the profession's discipline to the profession itself, and made a single roll good throughout India.

In exam wording: the salient features of the Advocates Act 1961 are the creation of an autonomous Bar Council of India and State Bar Councils, a single class of practitioners known as advocates, a common qualification for enrolment, a right to practise throughout India, and disciplinary control vested in the Bar Councils with a statutory appeal to the Supreme Court.

The seven salient features

This is the answer to MU's topic 1.5, and it is worth having in a fixed order.

One, a unified Bar. Before 1961 there were advocates, vakils, pleaders, mukhtars, attorneys and revenue agents, admitted under different statutes with different rights of audience. Section 29 creates one class of persons entitled to practise the profession of law, namely advocates. Chapter [Advocate, Lawyer, Legal Practitioner and Pleader: The Words the Act Defines] works this out.

Two, an autonomous, elected profession. The Act creates State Bar Councils (section 3) and the Bar Council of India (section 4), made of advocates elected by advocates, and gives them the power to admit, to regulate and to punish. Neither the Government nor the courts hold the disciplinary jurisdiction. That is the single most important structural fact about the Act.

Three, a common qualification. Section 24 lays down one set of conditions for admission across the whole country, and section 7(1)(i) makes the Bar Council of India the body that recognises the law degrees that qualify.

Four, a single roll with a national right to practise. A person is enrolled on one State roll (section 17(4)), and section 30 entitles him as of right to practise throughout India, in all courts including the Supreme Court. That section came into force on 15 June 2011.

Five, discipline by the profession, with a judicial shape. Section 35 gives the disciplinary jurisdiction to a disciplinary committee of the State Bar Council; section 42 gives that committee the powers of a civil court; and sections 37 and 38 provide an appeal to the Bar Council of India and then, as of right, to the Supreme Court. Module III is about this.

Six, standards made by the profession and binding on it. Section 7(1)(b) and section 49(1)(c) let the Bar Council of India lay down standards of professional conduct and etiquette, and breach of them is misconduct under section 35. Module II is about those rules.

Seven, legal education brought under the profession's supervision. Section 7(1)(h) and (i) make the promotion of legal education, the laying down of its standards, and the recognition and inspection of Universities functions of the Bar Council of India, exercised through a legal education committee half of whose members come from outside the Council.

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Salient Features of the Advocates Act 1961: The Act as a Whole

Sections 1 and 2: extent and definitions

Section 1(1): the Act is the Advocates Act 1961. Section 1(2): it extends to the whole of India. Section 1(3): it comes into force on such date as the Central Government appoints, and different dates may be appointed for different provisions.

That last clause is not a formality. It is why section 30 was not in force for fifty years, and it is why an answer about any provision of this Act should be ready to distinguish enactment from commencement.

Section 2 defines the terms, of which "advocate" in section 2(1)(a), "appointed day" in section 2(1)(b), which means the day on which the provision in question comes into force, "Bar Council" in section 2(1)(d), "legal practitioner" in section 2(1)(i) and "roll" in section 2(1)(k) are the ones the book uses.

Section 47: reciprocity

Section 47(1): where any country, specified by the Central Government by notification in the Official Gazette, prevents citizens of India from practising the profession of law in that country or subjects them to unfair discrimination there, no subject of that country shall be entitled to practise the profession of law in India.

Section 47(2): subject to that, the Bar Council of India may prescribe the conditions subject to which foreign qualifications in law obtained by persons other than citizens of India shall be recognised for admission as an advocate.

Read section 47 with the proviso to section 24(1)(a), which allows a national of another country to be enrolled if duly qualified Indian citizens are permitted to practise there, and with section 7(1)(ic), the function of recognising foreign qualifications on a reciprocal basis. The three together are the Act's whole treatment of foreign lawyers, and the principle running through them is reciprocity.

Section 51: rule of construction

"On and from the appointed day, references in any enactment to an advocate enrolled by a High Court in any form of words shall be construed as references to an advocate enrolled under this Act."

A small section doing necessary work. Hundreds of statutes passed before 1961 speak of an advocate enrolled by a High Court. Section 51 translates every one of them into the new scheme without amending them individually.

Section 52: the saving for the Supreme Court

"Nothing in this Act shall be deemed to affect the power of the Supreme Court to make rules under article 145 of the Constitution (a) for laying down the conditions subject to which a senior advocate shall be entitled to practise in that Court; (b) for determining the persons who shall be entitled to act or plead in that Court."

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Salient Features of the Advocates Act 1961: The Act as a Whole

This is a more important section than its position suggests, and it answers a question raised in chapter [Senior Counsel, Junior Counsel, Advocate-on-Record and Amicus Curiae].

Clause (b) is the constitutional footing of the Advocate-on-Record. Section 30 gives every advocate a right to practise in all courts including the Supreme Court; section 52 preserves the Supreme Court's power under Article 145 to determine who may act or plead in it. That is how a rule confining the right to act to Advocates-on-Record stands with section 30.

Clause (a) does the same for the conditions on a senior advocate's practice in the Supreme Court, alongside the Bar Council of India's power under section 16(3).

Chapter VII: the transitional provisions, sections 53 to 60

Chapter VII exists because in 1961 there was an existing profession that had to be carried across without anybody losing a livelihood or a case having to stop. No student enrolling today comes in under it, but it is live text and it is examinable as part of the Act's scheme.

SectionWhat it does
Section 53The elected members of a State Bar Council constituted for the first time were elected by and from advocates, vakils, pleaders and attorneys entitled as of right to practise in the High Court and ordinarily practising in the territory.
Section 54The term of the elected members of a first State Bar Council was two years from its first meeting, with a proviso continuing them until the Council was reconstituted.
Section 55Rights of certain existing legal practitioners are not affected: a pleader or vakil, a mukhtar, or a revenue agent practising before Chapter IV came into force, who does not elect to be or is not qualified to be enrolled as an advocate, continues to enjoy the same rights as before, despite the repeals.
Section 56Dissolution of the existing Bar Councils under the Indian Bar Councils Act 1926, and the transfer of their pending business.
Section 57Power to make rules pending the constitution of a Bar Council.
Section 58Special provisions during the transitional period: persons could be enrolled although no rules under section 28 had been made or approved, and existing advocates were entitled to practise in the Supreme Court until Chapter IV came into force, subject to that Court's rules; and certificates issued or renewed to legal practitioners between 1 December 1961 and the commencement of Chapter IV are deemed validly issued.
Section 58AAdvocates of Allahabad and Oudh, and of Hyderabad, whose names were not formally on a roll only because a fee had not been paid, are deemed to have been entered, and may be admitted on the State roll.
Section 58AASpecial provisions for the Union territory of Pondicherry.
Section 58ABSpecial provisions for certain persons enrolled by the Mysore State Bar Council.
Section 58ACSpecial provisions for certain persons enrolled by the Uttar Pradesh State Bar Council.
Section 58ADSpecial provisions for certain persons migrating to India.
Section 58AESpecial provisions for the Union territory of Goa, Daman and Diu.
Section 58AFOMITTED. See below.
Section 58AGSpecial provisions in relation to articled clerks, who may be admitted as advocates on fulfilling clauses (a), (b), (e) and (f) of section 24(1). Read with section 34(2), which lets the High Court at Calcutta make rules for their examinations.
Section 58BSpecial provision relating to certain disciplinary proceedings against an existing advocate of a High Court, which are to be disposed of by the State Bar Council as if he had been enrolled on its roll; pending High Court proceedings stood transferred, with two provisos preserving part-heard matters.
Section 59Removal of difficulties: the Central Government may by order in the Gazette make provisions not inconsistent with the purposes of the Act, with retrospective effect from a date not earlier than 1 December 1961.
Section 60Power of the Central Government to make rules until a State Bar Council makes them and the Bar Council of India approves them, after consultation with the Bar Council of India, such rules having effect notwithstanding anything in the Act, and ceasing when the Council's own approved rules take their place.
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Salient Features of the Advocates Act 1961: The Act as a Whole

Section 58AF is omitted, and the Act's arrangement of sections does not say so. The body of the Act prints it as "58AF. Special provisions in relation to Jammu and Kashmir, omitted by the Jammu and Kashmir Reorganisation (Adaptation of Central Laws) Order, 2020, vide notification No. S.O. 1123(E), dated 18-3-2020", together with the Ladakh order, S.O. 3774(E) of 23 October 2020. The arrangement of sections still prints its title unmarked, where sections 31 and 46 are printed "Repealed.". The reason is that 31 and 46 were killed by amending Acts while 58AF was omitted by an adaptation order, and the arrangement was never re-typeset for it. There is no section 58AF in force.

The Schedule

Section 50(5)(b) provides that the enactments specified in the Schedule stand repealed to the extent mentioned there. The Schedule repeals:

EnactmentExtent
The Legal Practitioners (Women) Act 1923the whole
The Legal Practitioners (Fees) Act 1926the whole
The States Reorganisation Act 1956section 53
The Bombay Reorganisation Act 1960section 31

Section 50 itself, and the way it repealed the Legal Practitioners Act 1879 in stages, is dealt with in chapter [Touts, and the Monopoly of the Bar: Section 45A], which is also where the completion of that repeal on 30 September 2024 is recorded.

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Salient Features of the Advocates Act 1961: The Act as a Whole

A worked example

A question asks: "The Advocates Act 1961 made the legal profession self-governing. Discuss." Here is the shape of an answer that uses this chapter.

State the position before the Act. Six categories of practitioner under at least four statutes, admitted by different bodies, with rights of audience that varied by court and province, and disciplinary control lying substantially with the High Courts under the Indian Bar Councils Act 1926.

Identify the three changes that made the profession self-governing.

  1. Section 29 created one class, so there is one profession to govern.
  2. Sections 3, 4, 6 and 7 created elected Bar Councils and gave them the functions of admitting, keeping the roll, and determining cases of misconduct. Section 56 dissolved the old Bar Councils.
  3. Sections 35 to 44 placed the disciplinary jurisdiction in the disciplinary committees of those Councils.

State the qualifications honestly, because an answer that claims complete autonomy is wrong.

  • Section 16(2) leaves the designation of senior advocates with the courts, not the Bar Councils.
  • Section 52 preserves the Supreme Court's power under Article 145 over who may act or plead before it.
  • Section 34(1) leaves the High Courts free to lay down conditions subject to which an advocate may practise before them.
  • Section 38 gives a statutory appeal to the Supreme Court from the Bar Council of India's disciplinary committee.
  • Section 49A and section 60 give the Central Government rule-making powers, and section 49A's rules may repeal or amend a Bar Council's rules.

Conclude with the case that fixes the boundary. In Supreme Court Bar Association v. Union of India, AIR 1998 SC 1895, a Constitution Bench held that the Supreme Court cannot itself suspend an advocate's licence while punishing him for contempt, because the disciplinary jurisdiction is conferred by the Advocates Act on the Bar Councils and Article 142 does not permit the Court to take over the role of statutory bodies and perform their functions. That is the clearest judicial statement of how far the Act's grant of self-government goes, and chapter [What the Supreme Court May Not Do: Supreme Court Bar Association and the Limits of Article 142] works it fully.

Quick revision

  • Seven salient features: a unified Bar (section 29); autonomous elected Bar Councils (sections 3, 4, 6, 7); a common qualification (section 24); a single roll with a national right to practise (sections 17(4) and 30); discipline by the profession with an appeal to the Supreme Court (sections 35, 42, 37, 38); standards made by the Bar Council of India (sections 7(1)(b), 49(1)(c)); and legal education under its supervision (sections 7(1)(h) and (i)).
  • Section 1(3): different dates may be appointed for different provisions. That is why section 30 waited until 15 June 2011.
  • Section 47, reciprocity: where a notified country prevents Indians from practising or discriminates against them, no subject of that country may practise in India; and the Bar Council of India may prescribe conditions for recognising foreign qualifications.
  • Section 51: references in older enactments to an advocate enrolled by a High Court are read as references to an advocate enrolled under this Act.
  • Section 52: nothing affects the Supreme Court's power under Article 145 to lay down conditions for senior advocates' practice in it, or to determine who may act or plead in it. This is the footing of the Advocate-on-Record.
  • Chapter VII, sections 53 to 60, is transitional: first elections (53), two-year first term (54), existing pleaders, mukhtars and revenue agents keep their rights (55), old Bar Councils dissolved (56), interim rules (57), transitional enrolment and certificates (58), regional and personal savings (58A to 58AE, 58AG), pending discipline (58B), removal of difficulties (59), and Central Government rules pending a Council's own (60).
  • Section 58AF is OMITTED by the Jammu and Kashmir Reorganisation (Adaptation of Central Laws) Order 2020, S.O. 1123(E) of 18 March 2020, although the arrangement of sections does not mark it.
  • The Schedule repeals the Legal Practitioners (Women) Act 1923 and the Legal Practitioners (Fees) Act 1926 wholly, and section 53 of the States Reorganisation Act 1956 and section 31 of the Bombay Reorganisation Act 1960.
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Salient Features of the Advocates Act 1961: The Act as a Whole

Test yourself

1. State five salient features of the Advocates Act 1961. A single unified class of practitioners called advocates under section 29; autonomous Bar Councils elected by advocates under sections 3 and 4 with the functions in sections 6 and 7; a common qualification for enrolment under section 24; a single roll with a right to practise throughout India under sections 17(4) and 30; and disciplinary control vested in the disciplinary committees of the Bar Councils under sections 35 to 44, with a statutory appeal to the Supreme Court under section 38.

2. What is the principle of section 47, and which two other provisions carry it? Reciprocity. Where a country notified by the Central Government prevents Indian citizens from practising law there or subjects them to unfair discrimination, no subject of that country may practise in India. The same principle appears in the proviso to section 24(1)(a) and in section 7(1)(ic).

3. What does section 51 do? It provides that on and from the appointed day, references in any enactment to an advocate enrolled by a High Court, in any form of words, are to be construed as references to an advocate enrolled under this Act, so that older statutes need not be individually amended.

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Salient Features of the Advocates Act 1961: The Act as a Whole

4. How does the Advocate-on-Record system stand with section 30? Section 52 provides that nothing in the Act affects the power of the Supreme Court to make rules under Article 145 of the Constitution for determining the persons entitled to act or plead in that Court. A rule confining the right to act to Advocates-on-Record is made under that preserved power.

5. What is the position of section 58AF? It is omitted, by the Jammu and Kashmir Reorganisation (Adaptation of Central Laws) Order 2020, notification S.O. 1123(E) dated 18 March 2020, and the Ladakh order S.O. 3774(E) of 23 October 2020. The arrangement of sections still prints its title without a marker, because it was omitted by an adaptation order rather than by an amending Act, but there is no such section in force.

6. Name four ways in which the profession's self-government under the Act is qualified. Designation of senior advocates is by the courts under section 16(2); the Supreme Court's power over who may act or plead before it is preserved by section 52; High Courts may lay down conditions of practice under section 34(1); and there is a statutory appeal to the Supreme Court under section 38, alongside the Central Government's rule-making powers in sections 49A and 60.

7. What did the Supreme Court hold in Supreme Court Bar Association v. Union of India about the limits of its own power? That it cannot, while punishing an advocate for contempt, suspend his licence to practise under Article 129 read with Article 142, because the disciplinary jurisdiction over advocates is conferred by the Advocates Act on the Bar Councils, and it is not permissible for the Court to take over the role of statutory bodies and perform their functions.

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Module II

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Chapter Twenty

What Professional Ethics Means, and Where the Bar Council Gets the Power to Impose It

Syllabus topic 2.1 Professional Ethics, Power of Bar Council of India, Meaning and Standards of professional conduct and etiquette

In one line

Professional ethics is a set of rules the Bar Council of India makes under a statutory power, and breaking one is not merely bad manners but an offence that can end a career.

In exam wording: professional ethics for advocates in India consists of the standards of professional conduct and etiquette laid down by the Bar Council of India under section 7(1)(b) read with section 49(1)(c) of the Advocates Act 1961, breach of which constitutes professional misconduct punishable under section 35.

The chain that gives ethics its force

A student meeting this topic asks, reasonably, why a rule about not putting your photograph in a newspaper is law at all. The answer is a chain of four links, and it is worth learning as a chain.

Link one, the function. Section 7(1)(b) makes it a function of the Bar Council of India "to lay down standards of professional conduct and etiquette for advocates."

Link two, the power to make rules. A function is not a power. Section 49(1)(c) supplies the power: the Bar Council of India "may make rules for discharging its functions under this Act", and in particular rules prescribing "the standards of professional conduct and etiquette to be observed by advocates."

Link three, the rules themselves. Made under that power, they are Part VI Chapter II of the Bar Council of India Rules, headed "Standards of Professional Conduct and Etiquette", and the heading of the Chapter says on its face: "Rules under Section 49(1)(c) of the Act read with the Proviso thereto."

Link four, the sanction. Section 35(1): where a State Bar Council has reason to believe that an advocate on its roll "has been guilty of professional or other misconduct", it shall refer the case to its disciplinary committee, which may reprimand, suspend or remove him under section 35(3).

So a rule of etiquette becomes enforceable law because the Act authorises it and because breaking it is misconduct. The chain is what a good answer states first.

The meaning: ethics, etiquette, morality and law

MU's topic asks for the meaning of professional ethics, and the way to answer is by distinguishing four ideas that students run together.

Law is what a court will enforce against anybody. The whole population is bound by it.

Professional ethics is the body of obligations owed by a member of a profession because he is a member of it. It binds only advocates and it is enforced by the profession's own disciplinary machinery.

Etiquette is the narrower part of that body which concerns manner and form rather than substance: what an advocate wears, how he addresses the court, whether he may appear on a sign-board as a specialist. The Bar Council's Chapter is headed "conduct AND etiquette" because it contains both.

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The rest of this chapter

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Chapter Twenty-One

The Standards of Professional Conduct and Etiquette: How the Rules Are Arranged

Syllabus topic 2.1 Standards of professional conduct and etiquette

In one line

The rules run from 1 to 52 in seven numbered Sections, and knowing which Section a rule is in tells you who the duty is owed to.

In exam wording: the standards of professional conduct and etiquette are contained in Part VI Chapter II of the Bar Council of India Rules, divided into Sections I to VII dealing respectively with the duty to the court, to the client, to the opponent, to colleagues, the Advocates Welfare Fund, the duty in imparting training, the duty to render legal aid, and restrictions on other employment.

Why a map comes before the duties

Two practical reasons, and both cost marks.

You must be able to cite. An answer that says "the Bar Council rules forbid advertising" is worth less than one that says "rule 36". The rule numbers are short, they are stable, and an examiner setting this paper expects them.

The Section tells you the answer. Most problem questions in this subject are about whose interest is affected. Once you know that rules 1 to 10 are duties to the court and 11 to 33 duties to the client, a problem about an advocate who misled a judge to help his client resolves itself: it is a Section I question, and Section I comes first because the duty to the court prevails.

The map

SectionHeadingRulesWhat it is about
PreamblenoneThe advocate as an officer of the Court; the rules are guides and not exhaustive
IDuty to the Court1 to 10Dignity, respect, no private communication with a judge, restraining the client, dress, relations on the Bench, pecuniary interest, surety
IIDuty to the Client11 to 33Accepting and withdrawing, disclosure, fearless defence, confidence, fees, conflicts, and client accounts in rules 25 to 32
IIIDuty to Opponent34 and 35No communication with a represented party; carrying out legitimate promises
IVDuty to Colleagues36 to 39Rule 36, no soliciting or advertising, with the Schedule for websites; no lending one's name; not undercutting the taxed fee; not appearing where another is engaged without consent
IV-Anone printed40 to 44BThe Advocates Welfare Fund: the annual sum, its collection, default, and the Bar Council of India Advocates Welfare Committee
VDuty in imparting training45No fee or premium for training a person for enrolment
VIDuty to Render Legal Aid46Free legal assistance to the indigent and oppressed as one of the highest obligations an advocate owes society
VIIRestriction on other Employments47 to 52No personal engagement in business, directorships, full-time salaried employment, inherited businesses, reviewing Bills, and the saving

Two structural points a student should notice.

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Chapter Twenty-Two

Duty to the Court: Rules 1 to 10

Syllabus topic 2.2 A. Duty to the court

In one line

An advocate is an officer of the court before he is anybody's representative, and rules 1 to 10 are what that means in practice.

In exam wording: the duty of an advocate to the court is contained in Section I of Part VI Chapter II of the Bar Council of India Rules, rules 1 to 10, breach of which is professional misconduct under section 35 of the Advocates Act 1961.

Why this duty comes first

The Bar Council put the duty to the court in Section I and the duty to the client in Section II, and the order is not accidental. The Preamble calls the advocate "an officer of the Court" before it calls him anything else.

The practical meaning is that where the two duties conflict, the duty to the court prevails. An advocate may not mislead the court to help a client, may not conceal a binding authority, and must refuse to act for a client who insists on improper conduct. Rule 4 says so in terms.

The ten rules

Rule 1: dignity, and the right to complain

"An advocate shall, during the presentation of his case and while otherwise acting before a court, conduct himself with dignity and self-respect. He shall not be servile and whenever there is proper ground for serious complaint against a judicial officer, it shall be his right and duty to submit his grievance to proper authorities."

Two halves, and students usually remember only the first. The rule requires dignity and forbids servility, and it makes complaining about a judicial officer, through the proper channel, a right and duty. So an advocate who has real ground for complaint is not being disloyal to the court by making it; he is doing what rule 1 requires. What he may not do is make the complaint in the courtroom, which is where rule 2 and the law of contempt come in.

Rule 2: a respectful attitude, and the reason for it

"An advocate shall maintain towards the courts a respectful attitude, bearing in mind that the dignity of the judicial office is essential for the survival of a free community."

Note the justification the rule gives. The respect is owed not to the individual judge but to the office, and the reason is the survival of a free community. That is the same idea that runs through the law of contempt, where the Supreme Court has repeatedly said that the jurisdiction protects the administration of justice and not the personal dignity of judges.

Rule 3: no improper influence, and no private communication

"An advocate shall not influence the decision of a court by any illegal or improper means. Private communications with a judge relating to a pending case are forbidden."

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Chapter Twenty-Three

Duty to the Client I: Accepting a Brief, Refusing One, and Withdrawing

Syllabus topic 2.2 B. Duty to the client

In one line

An advocate is bound to accept a brief at a proper fee, may refuse only for special reasons, and once in a case cannot walk out of it without cause, notice and a refund.

In exam wording: rules 11 to 16 of Section II of Part VI Chapter II of the Bar Council of India Rules govern the acceptance of a brief, the circumstances in which an advocate may refuse or withdraw, and the manner in which he must conduct the engagement.

Rule 11: the cab-rank principle

"An advocate is bound to accept any brief in the Courts or Tribunals or before any other authorities in or before which he proposes to practise at a fee consistent with his standing at the Bar and the nature of the case. Special circumstances may justify his refusal to accept a particular brief."

This is called the cab-rank principle, from the taxi at the head of a rank which must take the next passenger wherever he wants to go. A student meets it early and finds it surprising, so take the elements one at a time.

"Is bound to accept." The default is acceptance, not choice. An advocate is not a shopkeeper entitled to pick customers.

"Any brief." Including one he finds distasteful, and including a client he believes to be guilty. Rule 15 says so in terms.

"In or before which he proposes to practise." The obligation is confined to the courts he holds himself out as practising in. An advocate who practises only in the High Court is not bound to accept a brief in a Magistrate's court in another district.

"At a fee consistent with his standing at the Bar and the nature of the case." He is not bound to work for nothing, nor to accept a fee below his standing. But he cannot evade the rule by quoting an absurd figure, because the fee must be consistent with his standing and the nature of the case, which is an objective test.

"Special circumstances may justify his refusal." The exception. It is not defined, and it is deliberately narrow. Real examples: he is a witness in the matter, which rule 13 covers; he has acted for the other side, which rule 33 covers; he is related to the judge, which rule 6 covers; he genuinely lacks the competence for a specialised matter; there is a real conflict with an existing client; or he is already so committed that he could not do the work.

What is not a special circumstance: that the client is unpopular, that the case is politically sensitive, that the advocate thinks the client did it, or that the advocate disapproves of the client's business.

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Chapter Twenty-Four

Duty to the Client II: Conflict of Interest and the Duty of Confidence

Syllabus topic 2.2 B. Duty to the client

In one line

An advocate may not act against a person he has acted for, may not use what he was told, and may not take any advantage of the trust the client placed in him.

In exam wording: the duty of confidence and the rules against conflict of interest are contained in rules 17 to 24 and rule 33 of Section II of Part VI Chapter II of the Bar Council of India Rules, reinforced by the professional communications privilege in the law of evidence.

Two different things that look alike

Students merge these and lose marks, so separate them at the start.

The ethical duty of confidence binds the advocate. It is rule 17, it is enforced by a disciplinary committee under section 35, and it prevents him telling anyone what his client told him.

The evidentiary privilege binds the court. It is section 132 of the Bharatiya Sakshya Adhiniyam 2023, it makes the advocate not compellable to disclose, and it belongs to the client, who alone can waive it.

The practical difference: a client can consent to his advocate giving evidence, and the privilege then falls away, but nothing the client says can make it proper for an advocate to sell his confidences to a newspaper.

Rule 17 and the section it points to

"An advocate shall not, directly or indirectly, commit a breach of the obligations imposed by Section 126 of the Indian Evidence Act."

That is the rule as printed, and it needs a note, because the Indian Evidence Act 1872 has been replaced by the Bharatiya Sakshya Adhiniyam 2023. The provision that now imposes those obligations is section 132 of the Adhiniyam, which reproduces the substance of the old section 126. The Bar Council's rule has not been re-typeset, and a student should cite the rule as printed and then say which provision it now points to.

Section 132(1) provides that no advocate shall at any time be permitted, unless with his client's express consent, to disclose any communication made to him in the course and for the purpose of his service as such advocate by or on behalf of his client, or to state the contents or condition of any document with which he has become acquainted in the course and for the purpose of his professional service, or to disclose any advice given by him to his client in the course and for the purpose of such service.

Its exceptions, which the section itself states, are a communication made in furtherance of any illegal purpose, and any fact observed by the advocate in the course of his service showing that a crime or fraud has been committed since the commencement of his service. The section adds that it is immaterial whether the advocate's attention was directed to that fact.

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Chapter Twenty-Five

Duty to the Client III: Fees, and What an Advocate May Not Charge

Syllabus topic 2.2 B. Duty to the client

In one line

An advocate may charge a proper fee, may not charge a share of the winnings, may not charge less than the taxed fee, and has no lien on the client's papers if the fee is unpaid.

In exam wording: the rules governing an advocate's fees are rules 20, 21, 23 and 38 of Part VI Chapter II of the Bar Council of India Rules, read with rule 11 on a fee consistent with standing, rule 12 on refunding an unearned fee, and section 34(1A) of the Advocates Act 1961 on the taxation of costs.

Rule 20: no contingent fee

"An advocate shall not stipulate for a fee contingent on the results of litigation or agree to share the proceeds thereof."

A contingent fee is a fee payable only if the case is won, or a fee measured as a share of what is recovered. Both limbs of rule 20 forbid it: stipulating for a contingent fee, and agreeing to share the proceeds.

Students find this rule strange, because the arrangement seems to help a poor client who cannot pay in advance. So the reasons matter, and there are four.

It gives the advocate a personal stake in the outcome. He is then not the independent officer of the court that the Preamble describes, and the temptation to win at any cost becomes financial.

It puts him in conflict on settlement. A client may be well advised to accept a modest offer today; an advocate on a percentage may be better off refusing it.

It encourages fomenting litigation, which rule 18 separately forbids.

It is the same vice as rules 21, 22 and 22A, which stop an advocate acquiring an interest in the subject matter. A share of the proceeds is an interest in the subject matter by another name.

What is permitted. A fee that is high because the case is difficult. A fee payable in instalments. A fee agreed to be paid later. What is forbidden is making the entitlement or the amount depend on the result.

Rule 21 and rule 23, briefly

Rule 21 forbids buying or trafficking in, or stipulating for or agreeing to receive, any share or interest in an actionable claim, with the exception for government securities, negotiable instruments and mercantile documents of title. It is dealt with in chapter [Duty to the Client II: Conflict of Interest and the Duty of Confidence] because its main work is conflict rather than fees.

Rule 23 forbids adjusting the fee payable by the client against the advocate's own personal liability to the client, where that liability does not arise in the course of his employment as an advocate.

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Chapter Twenty-Six

Duty to the Opponent: Rules 34 and 35

Syllabus topic 2.2 C. Duty to the opponent

In one line

You deal with the other side through their advocate, and you keep the promises you make them.

In exam wording: the duty of an advocate to his opponent is contained in Section III of Part VI Chapter II of the Bar Council of India Rules, comprising rules 34 and 35, breach of which is professional misconduct under section 35 of the Advocates Act 1961.

Why the section is only two rules long

Because most of what regulates the relationship between opposing advocates is elsewhere. Not misleading the other side is part of the duty to the court in Section I. Not taking their client's brief is rule 33 in Section II. Not appearing where they hold a vakalatnama is rule 39 in Section IV. What is left is what genuinely concerns the opponent as such, and it turns out to be two things: how you communicate with their client, and whether your word is good.

That is worth saying in an answer. A question that asks for the duty to the opponent expects rules 34 and 35, and expects the candidate to know that they are the whole of Section III.

Rule 34: no going behind the other advocate

"An advocate shall not in any way communicate or negotiate upon the subject matter of controversy with any party represented by an advocate except through that advocate."

Take the words apart, because each is doing work.

"In any way." Written, oral, in person, by message, directly or through somebody else.

"Communicate or negotiate." Two separate verbs. Negotiating is obvious; communicating is wider and catches a friendly conversation as much as an offer.

"Upon the subject matter of controversy." The bar is subject-specific. An advocate who meets the opposing party at a wedding does not breach rule 34 by discussing the cricket. He does breach it by mentioning the case.

"Any party represented by an advocate." If the other side is unrepresented, rule 34 does not apply, and an advocate may deal with them directly. He must still be honest with them; the Preamble and Section I see to that, and a person who is not represented is precisely the person most easily taken advantage of.

"Except through that advocate." The permitted route. Everything goes through the opponent's advocate.

Why the rule exists. Three reasons, and an examiner asking for justification wants them.

  • The lay party is at a disadvantage. An experienced advocate speaking directly to an untrained opponent can extract admissions or concessions the opponent's own advocate would never have allowed.
  • It undermines the other advocate's relationship with his client, who begins to receive two versions of his own case.
  • It puts the settlement out of the advocate's sight. A client who has been talked into terms directly has had no advice on them.

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Chapter Twenty-Seven

Duty to Colleagues, and the Rule Against Advertising: Rules 36 to 39

Syllabus topic 2.2 E. Duty to the colleagues

In one line

An advocate may not tout for work, may not advertise beyond a modest name-plate, and since 2008 may keep a website containing only what the Bar Council's Schedule allows.

In exam wording: Section IV of Part VI Chapter II of the Bar Council of India Rules, rules 36 to 39, contains the duty to colleagues, of which rule 36 forbids soliciting work or advertising and, by a proviso added in 2008, permits a website carrying only the information prescribed in the Schedule.

Rule 36: the rule in full

"An advocate shall not solicit work or advertise, either directly or indirectly, whether by circulars, advertisements, touts, personal communications, interviews not warranted by personal relations, furnishing or inspiring newspaper comments or producing his photographs to be published in connection with cases in which he has been engaged or concerned. His sign-board or name-plate should be of a reasonable size. The sign-board or name-plate or stationery should not indicate that he is or has been President or Member of a Bar Council or of any Association or that he has been associated with any person or organisation or with any particular cause or matter or that he specialises in any particular type of worker or that he has been a Judge or an Advocate General."

The rule has three parts.

Part one, the prohibition. No soliciting work and no advertising, directly or indirectly, by seven named means: circulars, advertisements, touts, personal communications, interviews not warranted by personal relations, furnishing or inspiring newspaper comments, and producing his photographs to be published in connection with cases he has been engaged in.

Part two, the sign-board. It "should be of a reasonable size". That is the only dimension the rule gives.

Part three, what a sign-board, name-plate or stationery must not say. Five things: that he is or has been President or Member of a Bar Council or of any Association; that he has been associated with any person or organisation; that he has been associated with any particular cause or matter; that he specialises in any particular type of work; or that he has been a Judge or an Advocate General.

The prohibition on claiming a specialisation is the one students find surprising and it is regularly asked. The Bar Council's position is that holding oneself out as a specialist is a form of advertising, and the rule says so.

Note the connection to touting. Rule 36 names touts among the forbidden means. The other end of that problem is section 45A of the Advocates Act, inserted in 2023, which lets courts list touts by name and exclude them from the precincts, and it is dealt with in chapter [Touts, and the Monopoly of the Bar: Section 45A]. An advocate who uses a tout breaks rule 36 and is liable under section 35, which is the heavier of the two consequences.

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Chapter Twenty-Eight

Duty to the Profession: Other Employment, Training and the Welfare Fund

Syllabus topic 2.2 D. Duty to the profession

In one line

An advocate must keep his practice free of other employment, must not charge for training a junior, and must pay into the fund that supports advocates who fall on hard times.

In exam wording: the Bar Council of India Rules contain no Section headed "duty to the profession"; the duty is carried by Section VII, rules 47 to 52, on restrictions on other employment, Section V, rule 45, on training, and Section IV-A, rules 40 to 44B, on the Advocates Welfare Fund.

Say the honest thing first

MU's topic 2.2 lists "D. Duty to the profession" between the duty to the opponent and the duty to colleagues. There is no Section of Part VI Chapter II with that heading. The Chapter's Sections are: the court, the client, the opponent, colleagues, the welfare fund, training, legal aid, and other employment.

That is not a defect in the syllabus. Most textbooks group the material this way, and the duty is real: an advocate owes something to the profession itself, distinct from what he owes a client or a judge. But an answer should name the rules rather than pretend a heading exists, and the rules are these.

Section VII: restrictions on other employment, rules 47 to 52

This is the substance of the duty, and it exists because a full-time profession cannot be a part-time one.

Rule 47: no personal engagement in business

"An advocate shall not personally engage in any business; but he may be a sleeping partner in a firm doing business provided that in the opinion of the appropriate State Bar Council, the nature of the business is not inconsistent with the dignity of the profession."

Two halves. The prohibition is on personally engaging. The permission is to be a sleeping partner, that is a partner who invests but does not manage, and even that is subject to the State Bar Council's opinion that the nature of the business is not inconsistent with the dignity of the profession.

Rule 48: directorships

"An advocate may be Director or Chairman of the Board of Directors of a Company with or without any ordinarily sitting fee, provided none of his duties are of an executive character. An advocate shall not be a Managing Director or a Secretary of any Company."

The test is executive character. A non-executive director or chairman is permitted, with or without a sitting fee. A Managing Director or a Secretary is forbidden outright, because those posts are executive by definition.

Read rule 48 with rule 9 in Section I: even a permitted directorship does not let him accept a brief from that company, because he would then be acting while pecuniarily interested, and rule 9's own second illustration is precisely a brief from a company of which the advocate is a Director.

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Chapter Twenty-Nine

Duty to the Public, the State and Society

Syllabus topic 2.2 F. Duty to public, state and society

In one line

An advocate owes something to people who are not his clients: to the accused he prosecutes, to the person who cannot pay, and to the system whose credibility rests on how he behaves.

In exam wording: the Bar Council of India Rules contain no Section headed "duty to public, state and society"; the duty is drawn from the Preamble to Part VI Chapter II, rule 16 on the conduct of a prosecution, rule 46 on legal aid, and the advocate's position as an officer of the court.

Where this duty comes from

As with the duty to the profession, MU's heading is a textbook grouping and not a Bar Council Section. But this one has better textual support than its name suggests, and there are four sources.

The Preamble describes the advocate as "an officer of the Court, a privileged member of the community, and a gentleman". The middle phrase is the one that matters here. Privileged member of the community is the language of an obligation owed outwards: the profession has a monopoly, conferred by sections 29 and 33 and protected by sections 45 and 45A, and a monopoly granted by the State carries duties to the public that granted it.

Rule 16 imposes on a prosecutor duties owed to the accused, who is the opposite of a client.

Rule 46 describes free legal assistance to the indigent and oppressed as "one of the highest obligations an advocate owes to society". The rule uses the word society itself.

The Act makes legal aid a function of the Bar Councils: section 6(1)(eee), to organise legal aid to the poor in the prescribed manner, for a State Bar Council; section 7(1)(ib) for the Bar Council of India; and section 9A, under which a Bar Council may constitute legal aid committees of between five and nine members.

Rule 16 and the prosecutor: a duty owed to the other side

"An advocate appearing for the prosecution of a criminal trial shall so conduct the prosecution that it does not lead to conviction of the innocent. The suppression of material capable of establishing the innocence of the accused shall be scrupulously avoided."

This rule is the clearest single instance in the whole Chapter of a duty owed to somebody who is not the advocate's client, and it is worth understanding why the position is different.

The prosecutor's client is the State, and the State's interest is not conviction. A private litigant wants to win. The State's interest is that the guilty are convicted and the innocent are not, so a prosecutor who secures the conviction of an innocent person has failed his client as well as the accused.

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Module III

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Chapter Thirty-One

What Professional Misconduct Is: Section 35 and the Words 'Or Otherwise'

Syllabus topic 3.1 Professional Misconduct

In one line

The Act punishes professional misconduct without ever saying what it is, and the meaning has been built by the courts around one idea: conduct his own profession would call disgraceful.

In exam wording: section 35(1) of the Advocates Act 1961 provides that where a State Bar Council has reason to believe that an advocate on its roll has been guilty of professional or other misconduct, it shall refer the case for disposal to its disciplinary committee; the expression is not defined in the Act.

The provision

Section 35(1): "Where on receipt of a complaint or otherwise a State Bar Council has reason to believe that any advocate on its roll has been guilty of professional or other misconduct, it shall refer the case for disposal to its disciplinary committee."

Four things in that sentence decide cases, and a good answer takes them one at a time.

"On receipt of a complaint or otherwise." A complaint is not necessary. The Bar Council may act on its own motion, on a newspaper report, on a judge's letter, or on anything else that gives it reason to believe. This is why a proceeding can survive the complainant's withdrawal: the jurisdiction is not the complainant's to give or take away.

"Reason to believe." A low threshold, and deliberately so. The State Bar Council is not deciding the case at this stage; it is deciding whether the matter should go to the committee that will decide it.

"Any advocate on its roll." The jurisdiction is over its own advocates. An advocate on no State roll goes to the Bar Council of India under section 36(1).

"It shall refer." Mandatory. Once there is reason to believe, the State Bar Council has no discretion to keep the matter to itself or to drop it. It refers to its disciplinary committee. Note also what section 35(2) no longer says: the words "if it does not summarily reject the complaint" were omitted by the amending Act of 1973, so a summary rejection by the Council itself is not part of the scheme.

Section 35(1A): moving a case between committees

"The State Bar Council may, either of its own motion or on application made to it by any person interested, withdraw a proceeding pending before its disciplinary committee and direct the inquiry to be made by any other disciplinary committee of that State Bar Council."

Inserted by the amending Act of 1977. Note its limits, because students confuse it with section 36(2).

  • The withdrawing body is the State Bar Council, not its committee.
  • The destination is another disciplinary committee of that same State Bar Council. It does not move the case to the Bar Council of India.
  • It may act of its own motion or on the application of any person interested.

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Chapter Thirty-Two

Misconduct Towards the Client: Money, Papers and Changing Sides

Syllabus topic 3.1 Professional Misconduct

In one line

Most disciplinary cases are about money that was not returned, papers that were not handed back, or an advocate who ended up on the other side.

In exam wording: misconduct towards the client under section 35 of the Advocates Act 1961 falls into recognisable patterns, of which misappropriation of client money, refusal to return the client's papers, and representing conflicting interests contrary to rule 33 of the Bar Council of India Rules are the most frequently decided.

Why this is the biggest category

Because of where the opportunity lies. The advocate holds the client's money, the client's documents and the client's confidences, and the client cannot check any of it. Section II of the Bar Council rules devotes twenty-three of the fifty-two rules to the relationship, and the reported cases follow.

The three patterns below are worth learning as patterns rather than as a list of names, because a problem question will give you facts and not a case name.

Pattern one: money received and not paid over

This is the gravest, and the punishment is correspondingly heavy.

Harish Chandra Tiwari v. Baiju

Harish Chandra Tiwari v. Baiju, AIR 2002 SC 548, (2002) 2 SCC 67, decided 8 January 2002 by K.T. Thomas and S.N. Phukan JJ.

Facts. The advocate, enrolled in Uttar Pradesh in May 1982, was engaged by Baiju, whom the disciplinary committee described as an old, helpless, poor illiterate person, in a land acquisition case. Compensation of Rs 8,118 was deposited in court. The advocate applied for its release, withdrew it on 2 September 1987, and neither paid it to his client nor told him it had been received. The client complained only after he learnt of it and failed to get the money back. The disciplinary committee of the Bar Council of India held him guilty of breach of trust but suspended him for three years.

Held. On the advocate's own appeal under section 38, the Supreme Court enhanced the punishment to removal of his name from the roll, so that he stood debarred from practising in any court or before any authority or person in India. Misappropriating a poor client's money is among the gravest of professional misconducts, and a three-year suspension treated it too lightly.

Two lessons. The amount is not the measure of the gravity: Rs 8,118 cost this advocate his career, because the vice is the breach of trust and not the size of the sum. And an appeal under section 38 can leave the appellant worse off, which is why the Court put him on notice to show cause why the punishment should not be enhanced.

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Chapter Thirty-Three

Misconduct Towards the Court: Falsehood, Fabrication and Advising a Bribe

Syllabus topic 3.1 Professional Misconduct

In one line

The heaviest punishments in this subject are for what an advocate does to the court, not to his client.

In exam wording: misconduct towards the court includes misleading it, fabricating or procuring false material, and corrupting or offering to corrupt the judicial process, and it is punished under section 35 of the Advocates Act 1961 with the gravest of the orders available under section 35(3).

Why this category is punished hardest

The reason is in the Preamble to the Bar Council rules: the advocate is an officer of the Court. A judge cannot check every authority cited, every document produced or every instruction asserted. The system works because advocates can be relied on, so an advocate who misleads the court damages something no client can restore.

That is why the punishments here run to removal from the roll for conduct that, done to a client, might attract a suspension.

Advising or arranging a bribe

This is the gravest single category, and the two cases are the two to know.

Shambhu Ram Yadav v. Hanuman Das Khatry

Shambhu Ram Yadav v. Hanuman Das Khatry, AIR 2001 SC 2509, (2001) 6 SCC 1, decided 26 July 2001 by K.T. Thomas and Y.K. Sabharwal JJ, the judgment being delivered by Sabharwal J.

Facts. An advocate appearing in a civil suit wrote to his client, Mahant Rajgiri, saying that another client of his had told him the presiding judge accepted bribes and had obtained several favourable orders from him; that if the client could influence the judge through some other gentleman that was one thing, but otherwise he should send Rs 10,000 so that through that client the suit could be got decided in his favour; and that if the client could personally win the judge over there was no need to spend money. The letter was admitted. His defence was that the judge's services had since been terminated for illegal gratification and that he had merely brought the facts to his client's knowledge to protect his interest, and that no money was in fact sent.

The course of the proceedings, which is what makes the case doubly useful. The State Bar Council held it misconduct under section 35 and suspended him for two years from 15 June 1997. On his appeal the disciplinary committee of the Bar Council of India, on 31 July 1999, enhanced the punishment and directed that his name be struck off the roll, observing that he had served as an advocate for fifty years and that it was not expected of him to indulge in the practice of corrupting the judiciary, and imposing costs of Rs 5,000. The Bar Council of India then reviewed its own order and reduced the punishment to a reprimand, on the grounds that he had merely answered a query about the judge's conduct, that he was eighty years old with a long clean record, and that permanent removal was inappropriate.

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Chapter Thirty-Four

Misconduct Outside Professional Work, and Conduct That Is Not Misconduct

Syllabus topic 3.1 Professional Misconduct

In one line

Section 35 reaches conduct outside professional work, but it does not reach everything an advocate does, and mere carelessness is not misconduct at all.

In exam wording: the expression "professional or other misconduct" in section 35 of the Advocates Act 1961 extends beyond professional work, but misconduct implies a wrongful intention and not a mere error of judgment, and whether conduct amounts to misconduct depends on the subject matter and the context.

The two directions of the question

A student who has read the last two chapters can list the things that are misconduct. The examinable skill is the other direction, and it has two parts.

How far outside professional work does section 35 reach?

What falls short of misconduct even inside it?

Both are answered by the same case.

The width: conduct that is not professional work at all

Hikmat Ali Khan v. Ishwar Prasad Arya, AIR 1997 SC 864, (1997) 3 SCC 662, decided 28 January 1997 by S.C. Agrawal and Sujata V. Manohar JJ.

Facts. The advocate, on the roll of the Bar Council of Uttar Pradesh and practising at Badaun, assaulted his opponent Radhey Shyam with a knife in the court room of a Munsif-Magistrate at Bisauli during the lunch interval on 18 May 1971, a pistol shot also being said to have been fired at the time. He was prosecuted, convicted under section 307 of the penal law and section 25 of the Arms Act, and sentenced to three years' rigorous imprisonment.

Held. The conduct was such as to make him unworthy of remaining in the profession, and the appropriate order was removal of his name from the roll rather than a suspension.

Note what this case establishes and what it does not. It establishes that an assault is not outside section 35 merely because it is not professional work. It does not establish that everything an advocate does in private is caught, and the features that made it easy were that it happened in a court room and produced a conviction for an offence involving violence.

The limit: Noratanmal Chouraria

Noratanmal Chouraria v. M.R. Murli, AIR 2004 SC 2440, (2004) 5 SCC 689, decided 16 April 2004 by a Bench headed by the Chief Justice with S.B. Sinha and S.H. Kapadia JJ, the judgment being delivered by Sinha J.

Facts. The appellant and the respondent were landlord and tenant, and a rent control proceeding was pending between them in the small causes court. The appellant complained of three incidents: that on 8 October 1993 the respondent came from behind as he left the court hall and hit him on the back; that on 26 October 1993 the respondent, with some rowdy elements, threatened to kill him, which was reported to the police; and that on 1 March 1995 the respondent kicked him on the knee in the court room and told him not to appear to give evidence.

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Chapter Thirty-Five

Punishment for Misconduct: The Four Orders Under Section 35(3)

Syllabus topic 3.2 Punishment for misconduct

In one line

A disciplinary committee can do one of four things: dismiss the complaint, reprimand, suspend, or strike the advocate off the roll.

In exam wording: under section 35(3) of the Advocates Act 1961 the disciplinary committee of a State Bar Council, after giving the advocate and the Advocate-General an opportunity of being heard, may dismiss the complaint or direct that the proceedings be filed, reprimand the advocate, suspend him from practice for such period as it may deem fit, or remove his name from the State roll of advocates.

Before the order: section 35(2)

Section 35(2): "The disciplinary committee of a State Bar Council shall fix a date for the hearing of the case and shall cause a notice thereof to be given to the advocate concerned and to the Advocate-General of the State."

Two people are noticed, and the second surprises students.

The advocate, obviously.

The Advocate-General of the State, because the proceeding concerns the standing of an officer of the court and the State's senior law officer is entitled to be heard on it. Section 35(5) adds that where such a notice is issued, the Advocate-General may appear before the committee either in person or through any advocate appearing on his behalf.

The Explanation to section 35 provides that in this section, and in sections 37 and 38, the expressions "Advocate-General" and "Advocate-General of the State" mean, in relation to the Union territory of Delhi, the Additional Solicitor General of India.

Note also what section 35(2) no longer says. The words "if it does not summarily reject the complaint" were omitted by the amending Act of 1973, so the committee proceeds to fix a date rather than screening the complaint out at that stage.

The four orders: section 35(3)

"The disciplinary committee of a State Bar Council after giving the advocate concerned and the Advocate-General an opportunity of being heard, may make any of the following orders, namely:"

(a) dismiss the complaint or, where the proceedings were initiated at the instance of the State Bar Council, direct that the proceedings be filed;

(b) reprimand the advocate;

(c) suspend the advocate from practice for such period as it may deem fit;

(d) remove the name of the advocate from the State roll of advocates.

Take them in order of severity, because that is how a question on proportionality is answered.

(a) Dismissal, or filing

Two forms of the same outcome. Where the proceeding began on a complaint, the order is a dismissal of the complaint. Where it began at the instance of the State Bar Council itself, there is no complaint to dismiss, so the order is that the proceedings be filed, which means closed without further action.

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Chapter Thirty-Six

The Disciplinary Committee of the State Bar Council: Organisation, Powers and Procedure

Syllabus topic 3.5 Disciplinary Committee of the State Bar Council, Organisation and powers and procedure

In one line

Three people, two of them elected and one from outside the Council, with a civil court's powers, following a procedure the Bar Council of India lays down.

In exam wording: the disciplinary committee of a State Bar Council is constituted under section 9 of the Advocates Act 1961, exercises the powers of a civil court under section 42, and follows the procedure prescribed by the Bar Council of India under section 49(1)(f), contained in Part VII Chapter I of the Bar Council of India Rules.

MU's topic 3.5, and why it is easy to miss

MU's syllabus prints topic 3.4 and topic 3.5 on one line: "3.4 Review by the State Bar Council of its own order 3.5 Disciplinary Committee of the State Bar Council- Organisation and powers and procedure." Read quickly it looks like one topic. It is two, and Module III has eight topics, not seven. This chapter is 3.5; review under section 44 is chapter [Remedies III: Review Under Section 44, and Why a State Council's Review Needs Approval].

MU asks three questions and the chapter answers them in order: organisation, powers, procedure.

Organisation: section 9

Section 9(1): "A Bar Council shall constitute one or more disciplinary committees, each of which shall consist of three persons of whom two shall be persons elected by the Council from amongst its members and the other shall be a person co-opted by the Council from amongst advocates who possess the qualifications specified in the proviso to sub-section (2) of section 3 and who are not members of the Council, and the senior-most advocate amongst the members of a disciplinary committee shall be the Chairman thereof."

Take the four elements.

Three persons. Always three.

Two elected from among the Council's own members.

One co-opted from outside. The co-opted member must be an advocate who possesses the qualifications in the proviso to section 3(2), that is at least ten years as an advocate on a State roll, and who is not a member of the Council. The co-option is what stops the committee being a purely internal body, and the ten-year requirement is what guarantees experience on it.

The senior-most advocate among the members is the Chairman. Not the person the Council chooses; seniority decides.

"One or more." A Bar Council may constitute several disciplinary committees, which is what makes section 35(1A) intelligible: the Council can move a proceeding from one of its committees to another.

Section 9(2) is transitional: a committee constituted before the amending Act of 1964 may dispose of proceedings pending before it as if the section had not been amended.

Powers: section 42

Section 42(1): the disciplinary committee "shall have the same powers as are vested in a civil court under the Code of Civil Procedure, 1908" in respect of:

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Chapter Thirty-Seven

The Disciplinary Committee of the Bar Council of India: Organisation, Powers and Procedure

Syllabus topic 3.6 Disciplinary Committee of the Bar Council of India, Organisation and powers and procedure

In one line

Same three members and the same powers as a State committee, but it has an original jurisdiction of its own, it hears appeals, and it can take a case away from a State committee.

In exam wording: the disciplinary committee of the Bar Council of India is constituted under section 9 of the Advocates Act 1961 and exercises the powers in section 42 by force of section 42A; its jurisdiction arises under section 36 in original matters, under section 36(2) and section 36B on withdrawal and transfer, and under section 37 in appeal.

Organisation, briefly

Section 9 applies to every Bar Council, State and national alike. So the disciplinary committee of the Bar Council of India is three persons: two elected by the Council from among its members, one co-opted advocate with the ten-year qualification in the proviso to section 3(2) who is not a member of the Council, and the senior-most advocate among them is Chairman. Chapter [The Disciplinary Committee of the State Bar Council: Organisation, Powers and Procedure] sets this out and it is not repeated.

Section 42A does the same for powers: "The provisions of section 42 shall, so far as may be, apply in relation to the Bar Council of India, the enrolment committee, the election committee, the legal aid committee, or any other committee of a Bar Council as they apply in relation to the disciplinary committee of a Bar Council."

So the national committee has the same civil court powers, the same proviso about summoning judges, the same deeming of its proceedings as judicial, the same rule about a member's absence, and the same deadlock provision.

What is different: three heads of jurisdiction

This is the substance of the chapter, and it is what an examiner is testing.

Head one: original jurisdiction over an advocate on no State roll

Section 36(1): "Where on receipt of a complaint or otherwise the Bar Council of India has reason to believe that any advocate whose name is not entered on any State roll has been guilty of professional or other misconduct, it shall refer the case for disposal to its disciplinary committee."

The words "whose name is not entered on any State roll" are the whole of this head. Section 35 gives a State Bar Council jurisdiction over advocates on its roll; if an advocate is on no State roll, no State Bar Council has jurisdiction, and section 36(1) fills the gap.

The provision is narrow, because section 17(4) requires every advocate to be on a State roll and forbids being on two. It matters for the residual cases the Act's transitional provisions produced.

Note the structure is identical to section 35(1): a complaint or otherwise, reason to believe, and shall refer.

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Chapter Thirty-Eight

Transfer of Proceedings from the State Bar Council to the Bar Council of India

Syllabus topic 3.7 Transfer of proceedings from the State Bar Council to the Bar Council of India

In one line

A case can leave a State Bar Council in two quite different ways: because the Bar Council of India decides to take it, or because a year has gone by and the law takes it.

In exam wording: transfer of disciplinary proceedings is governed by section 36(2) of the Advocates Act 1961, under which the disciplinary committee of the Bar Council of India may withdraw a pending proceeding for inquiry before itself, and by section 36B(1), under which a proceeding not concluded within one year stands transferred to the Bar Council of India by operation of law.

The two provisions, side by side

Section 36(2)Section 36B(1)
Naturediscretionary withdrawalautomatic transfer
Who actsthe disciplinary committee of the Bar Council of Indianobody; it happens by operation of law
Triggerown motion, a State Bar Council's report, or an application by any person interestedthe expiry of one year without conclusion
Words"may... withdraw for inquiry before itself""shall stand transferred"
Can it be resisted?it is a discretion, so it can be argued againstno; time does not listen to argument
What happens thenthe Bar Council of India inquires and disposes of itit is dealt with as if it were a proceeding withdrawn under section 36(2)

A question that says "transfer of proceedings" without more expects both.

Section 36(2): withdrawal, and it is a choice

"Notwithstanding anything contained in this Chapter, the disciplinary committee of the Bar Council of India may, either of its own motion or on a report by any State Bar Council or on an application made to it by any person interested, withdraw for inquiry before itself any proceedings for disciplinary action against any advocate pending before the disciplinary committee of any State Bar Council and dispose of the same."

The non obstante clause. "Notwithstanding anything contained in this Chapter" overrides the ordinary allocation in section 35, under which an advocate on a State roll answers to that State's committee.

The three routes were not all there in 1961. The section originally allowed withdrawal only "of its own motion"; the words permitting a report by any State Bar Council or an application by any person interested were substituted by the amending Act of 1973 with effect from 31 January 1974. So a complainant who thinks a State committee is not proceeding properly has a route of his own.

"Withdraw for inquiry before itself... and dispose of the same." The Bar Council of India does not send the case back with directions. It takes it over and decides it, exercising under section 36(4) any order a State committee could make under section 35(3), and the State Bar Council shall give effect to that order.

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Chapter Thirty-Nine

Remedies I: Appeal to the Bar Council of India Under Section 37

Syllabus topic 3.3 Remedies against the order of punishment

In one line

Sixty days to the Bar Council of India, which can do anything with the order including making it worse, but not without hearing you first.

In exam wording: section 37 of the Advocates Act 1961 provides that any person aggrieved by an order of the disciplinary committee of a State Bar Council made under section 35, or the Advocate-General of the State, may within sixty days of the communication of the order prefer an appeal to the Bar Council of India, which shall be heard by its disciplinary committee.

The provision

Section 37(1): "Any person aggrieved by an order of the disciplinary committee of a State Bar Council made under section 35 or the Advocate-General of the State may, within sixty days of the date of the communication of the order to him, prefer an appeal to the Bar Council of India."

Section 37(2): "Every such appeal shall be heard by the disciplinary committee of the Bar Council of India which may pass such order (including an order varying the punishment awarded by the disciplinary committee of the State Bar Council) thereon as it deems fit:

Provided that no order of the disciplinary committee of the State Bar Council shall be varied by the disciplinary committee of the Bar Council of India so as to prejudicially affect the person aggrieved without giving him reasonable opportunity of being heard."

Who may appeal

"Any person aggrieved." Wider than "the advocate". It covers:

  • the advocate punished;
  • the complainant, where the complaint was dismissed or the punishment is thought inadequate. This matters: without it a dismissal would be final however wrong.

"Or the Advocate-General of the State." A separate, named appellant. The Advocate-General is entitled to notice under section 35(2) and to appear under section 35(5), and section 37 completes that by giving him a right of appeal in his own name. The Explanation to section 35 provides that for the Union territory of Delhi this means the Additional Solicitor General of India.

Note the words "an order... made under section 35". So the appeal lies from an order of a State disciplinary committee. An order of the Bar Council of India's committee is not appealable to itself; it goes to the Supreme Court under section 38.

Time: sixty days from communication

"Within sixty days of the date of the communication of the order to him."

Two points, and both are commonly missed.

Time runs from communication, not from the date of the order. An order made on 1 April and communicated on 20 April gives sixty days from 20 April.

"To him" means to the person appealing, so the period can run from different dates for different appellants.

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Chapter Forty

Remedies II: Appeal to the Supreme Court Under Section 38

Syllabus topic 3.3 Remedies against the order of punishment

In one line

From the Bar Council of India there is an appeal to the Supreme Court as of right, without leave, within sixty days.

In exam wording: section 38 of the Advocates Act 1961 provides that any person aggrieved by an order made by the disciplinary committee of the Bar Council of India under section 36 or section 37, or the Attorney-General of India or the Advocate-General of the State concerned, may within sixty days of communication of the order prefer an appeal to the Supreme Court, which may pass such order as it deems fit.

The provision

Section 38: "Any person aggrieved by an order made by the disciplinary committee of the Bar Council of India under section 36 or section 37 or the Attorney-General of India or the Advocate-General of the State concerned, as the case may be, may, within sixty days of the date on which the order is communicated to him, prefer an appeal to the Supreme Court and the Supreme Court may pass such order (including an order varying the punishment awarded by the disciplinary committee of the Bar Council of India) thereon as it deems fit:

Provided that no order of the disciplinary committee of the Bar Council of India shall be varied by the Supreme Court so as to prejudicially affect the person aggrieved without giving him a reasonable opportunity of being heard."

Why this section is unusual

A student should be able to say what is remarkable about it, because that is where the marks are.

Most routes to the Supreme Court are discretionary. Article 136 lets the Court grant special leave to appeal, and leave may be refused without reasons. Article 132 requires a certificate from the High Court.

Section 38 is an appeal as of right. No leave, no certificate, no threshold of general importance. An advocate whose name has been struck off may go to the Supreme Court because Parliament said so.

Why Parliament did that is the answer to "discuss the scheme of the Act". The Act takes the disciplinary jurisdiction away from the High Courts, which had it under the Indian Bar Councils Act 1926, and gives it to elected bodies of advocates. Self-regulation of that strength needs a judicial check, and section 38 is it. The profession disciplines its own members, and the Supreme Court has the last word.

Who may appeal, and from what

From what. An order made by the disciplinary committee of the Bar Council of India under section 36 or section 37. That is, an order in its original jurisdiction over an advocate on no State roll, or in a withdrawn or transferred proceeding, or in appeal from a State committee.

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Chapter Forty-One

Remedies III: Review Under Section 44, and Why a State Council's Review Needs Approval

Syllabus topic 3.4 Review by the State Bar Council of its own order

In one line

A disciplinary committee can look again at its own order within sixty days, but a State committee's review is worthless until the Bar Council of India approves it.

In exam wording: section 44 of the Advocates Act 1961 empowers the disciplinary committee of a Bar Council, of its own motion or otherwise, to review any order passed by it under Chapter V within sixty days of the date of that order, provided that no such order of review of a State Bar Council's disciplinary committee shall have effect unless approved by the Bar Council of India.

A note on MU's wording

MU's topic 3.4 says "Review by the State Bar Council of its own order." The Act says something slightly different, and the difference is examinable rather than pedantic.

Section 44 gives the power to the disciplinary committee of a Bar Council, not to the Bar Council. The Council refers cases under section 35(1); it does not decide them and does not review them.

So an accurate answer says: the power is the disciplinary committee's, and where that committee belongs to a State Bar Council its review order needs the approval of the Bar Council of India. That second half is what makes MU's phrasing understandable, because it is at the level of the Council that the check operates.

The provision

Section 44: "The disciplinary committee of a Bar Council may of its own motion or otherwise review any order within sixty days of the date of that order, passed by it under this Chapter:

Provided that no such order of review of the disciplinary committee of a State Bar Council shall have effect unless it has been approved by the Bar Council of India."

Four elements, and the marks are in all four.

"The disciplinary committee of a Bar Council." Either kind, State or national.

"Of its own motion or otherwise." The committee may review on its own initiative or on an application.

"Within sixty days of the date of that order." Note the difference from appeals: an appeal runs from communication under sections 37 and 38, but review runs from the date of the order. The words "within sixty days of the date of that order" were inserted by the amending Act of 1973; before that the power carried no time limit at all.

"Any order... passed by it under this Chapter." Chapter V, "Conduct of Advocates", sections 35 to 44. So the power covers orders under sections 35, 36, 37 and the rest of that Chapter.

The proviso. A State committee's review order has no effect until the Bar Council of India approves it. Not "may be set aside"; it simply does not operate. The Bar Council of India's own committee needs no such approval, because there is nobody above it but the Supreme Court.

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Chapter Forty-Two

Remedies IV: Revision Under Section 48A, Review Under Section 48AA, and Directions Under Section 48B

Syllabus topic 3.3 Remedies against the order of punishment

In one line

Three powers of the Bar Council of India that catch what appeal and review do not: revision where no appeal lies, review of its own non-disciplinary orders, and directions to a State Bar Council.

In exam wording: sections 48A, 48AA and 48B of the Advocates Act 1961 confer on the Bar Council of India, respectively, a power of revision over proceedings disposed of by a State Bar Council from which no appeal lies, a power to review its own orders other than those of its disciplinary committee, and a power to give binding directions to a State Bar Council in exercise of its general supervision and control.

Section 48A: revision

Section 48A(1): "The Bar Council of India may, at any time, call for the record of any proceeding under this Act which has been disposed of by a State Bar Council or a committee thereof, and from which no appeal lies, for the purpose of satisfying itself as to the legality or propriety of such disposal and may pass such orders in relation thereto as it may think fit."

Section 48A(2): "No order which prejudicially affects any person shall be passed under this section without giving him a reasonable opportunity of being heard."

Five elements, and each is a possible question.

"The Bar Council of India." The Council, not its disciplinary committee. Contrast section 36(2), which is the committee's power, and section 44, which is a committee's power. Section 48A belongs to the Council itself.

"At any time." There is no period of limitation. Compare the sixty days in sections 37, 38 and 44.

"Any proceeding under this Act which has been disposed of by a State Bar Council or a committee thereof." So it reaches proceedings of the Council and of any of its committees, not only the disciplinary committee. An enrolment decision by the enrolment committee is a proceeding under the Act.

"And from which no appeal lies." This is the condition that defines the section, and it is the answer to most questions on it. Section 48A fills the gap left by the appeal provisions; it is not an alternative to them. Where an appeal lies under section 37, revision is excluded.

"Legality or propriety of such disposal." Two grounds. Legality is whether the disposal was according to law. Propriety is wider: whether it was proper, that is fair and appropriate, even if not unlawful. The pairing gives the Bar Council of India a real supervisory reach.

Section 48A(2) is the safeguard: no order prejudicially affecting any person without a reasonable opportunity of being heard. The same principle appears in the provisos to sections 37(2) and 38.

Section 48A was inserted by the amending Act of 1973.

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Chapter Forty-Three

The Remedies Compared: Which Door, and When

Syllabus topic 3.3 Remedies against the order of punishment

In one line

Ask four questions in order: who made the order, is an appeal given, how many days have passed, and what is actually wrong with it.

In exam wording: the remedies against an order of punishment under the Advocates Act 1961 are appeal to the Bar Council of India under section 37, appeal to the Supreme Court under section 38, review by the deciding committee under section 44, and revision by the Bar Council of India under section 48A where no appeal lies, with stay governed by section 40.

The table

Review, s.44Appeal, s.37Appeal, s.38Revision, s.48AReview, s.48AA
Against whose orderthe same disciplinary committee'sa State disciplinary committee's, under s.35the Bar Council of India's disciplinary committee's, under s.36 or s.37any proceeding disposed of by a State Bar Council or a committee of itthe Bar Council of India's or its other committees'
Who decidesthe same committeethe Bar Council of India's disciplinary committeethe Supreme Courtthe Bar Council of Indiathe same body
Who may move itthe committee of its own motion or otherwiseany person aggrieved, or the Advocate-Generalany person aggrieved, the Attorney-General, or the Advocate-Generalthe Bar Council of India, calling for the recordthe body of its own motion or otherwise
Time60 days from the date of the order60 days from communication60 days from communicationat any time60 days from the date of the order
Available if an appeal lies?yesit is the appealit is the appealNOnot applicable
Groundsomething not considered; not a rehearingthe whole matter, findings and punishmentthe whole matter, but restraint on concurrent findings of factlegality or propriety of the disposalas the body thinks fit
Can the punishment be increased?in principle, by the same bodyyes, s.37(2)yes, s.38such orders as it thinks fitnot a punishment power
Hearing before an adverse ordernatural justiceproviso to s.37(2)proviso to s.38s.48A(2)natural justice
Extra conditiona State committee's review needs Bar Council of India approvalnonenoneonly where no appeal liesexcludes the disciplinary committee
Delay condoned?not provided foryes, s.39 applies s.5 Limitation Actyes, s.39no period to condonenot provided for
Stays.40(2), before the appeal time expiress.40(1), by the Bar Council of Indias.40(1), by the Supreme Courtnot provided fornot provided for

The four questions, in order

Question one: whose order is it?

  • A State disciplinary committee's, made under section 35: the appeal is section 37 to the Bar Council of India.
  • The Bar Council of India's disciplinary committee's, under section 36 or section 37: the appeal is section 38 to the Supreme Court.
  • Any other proceeding of a State Bar Council or its committees: think section 48A.

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Chapter Forty-Four

Selected Opinions of the Disciplinary Committees of the Bar Councils

Syllabus topic 3.8 Selected opinions of the Disciplinary Committee of Bar Councils and Major Judgments of the Supreme Court on the subject

In one line

Disciplinary committee opinions are not reported like judgments, so the way to read them is inside the Supreme Court judgments that quote them.

In exam wording: the opinions of the disciplinary committees of the Bar Councils, given under sections 35 and 36 of the Advocates Act 1961, are not published as a series of law reports; their reasoning is accessible where it is reproduced in the appellate judgments delivered under sections 37 and 38.

Say the honest thing first

MU's topic 3.8 asks for "selected opinions of the Disciplinary Committee of Bar Councils". A student who goes looking for them finds nothing, and it is worth knowing why.

A disciplinary committee is not a court of record. Its orders are not systematically reported, there is no series of volumes, and there is no comprehensive public index. What exists is: the order communicated to the parties, and the reproduction of that order, sometimes at length, in the judgment of the appellate body.

So the honest treatment of this topic is to read the committees' reasoning where the Supreme Court has set it out, and this chapter does that. It has the advantage of accuracy: the words below are the committees' own, as quoted in judgments that have been read.

How to read a disciplinary order

Every disciplinary order has three parts, and a student who can name them can analyse any of them.

The charge. What the advocate is said to have done, framed from the complaint.

The finding. Whether it is proved, and on what material.

The choice of punishment. Which of the four orders in section 35(3), and why.

Most of the interest, and most of the disagreement on appeal, is in the third. The first two are usually settled by the time the matter goes up: Chandra Shekhar Soni v. Bar Council of Rajasthan, AIR 1983 SC 1012, records that the Supreme Court will not as a general rule interfere with concurrent findings of fact of the two committees unless based on no evidence or on mere conjectures and unwarranted inferences.

Opinion one: a committee explaining a heavy punishment

From the disciplinary committee of the Bar Council of India, order dated 31 July 1999, as reproduced in Shambhu Ram Yadav v. Hanuman Das Khatry, AIR 2001 SC 2509.

The advocate had written to his client that the presiding judge accepted bribes and asked for Rs 10,000 to have the suit decided in his favour. The committee, enhancing the State Bar Council's two-year suspension, said:

"In the facts and circumstances of the case, we also heard the appellant as to the punishment since the advocate has considerable standing in the profession. He has served as advocate for 50 years and it was not expected of him to indulge in such a practice of corrupting the judiciary or offering bribe to the judge and he admittedly demanded Rs.10,000/- from his client and he orally stated that subsequently order was passed in his client's favour. This is enough to make him totally unfit to be a lawyer by writing the letter in question. We cannot impose any lesser punishment than debarring him permanently from the practice. His name should be struck off the roll of advocates maintained by the Bar Council of Rajasthan."

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Chapter Forty-Five

Major Judgments of the Supreme Court on Professional Misconduct

Syllabus topic 3.8 Major Judgments of the Supreme Court on the subject

In one line

Twelve judgments, arranged by the proposition each one is cited for.

In exam wording: the leading judgments of the Supreme Court on professional misconduct under section 35 of the Advocates Act 1961 establish the meaning of misconduct, its categories, the approach to punishment, and the limits of the disciplinary jurisdiction.

How to use this chapter

Every case below is worked at length in an earlier chapter. This one puts them in one place, grouped by what they decide, because that is how an examiner's question is framed and how a revision should be organised. Each entry gives the facts, the holding, and the proposition.

Group one: what misconduct means

N.G. Dastane v. Shrikant S. Shivde

N.G. Dastane v. Shrikant S. Shivde, AIR 2001 SC 2028, decided 3 May 2001, K.T. Thomas, R.P. Sethi and S.N. Phukan JJ.

Facts. An advocate defending an accused before a magistrate sought adjournments repeatedly. On 4 December 1993 an adjournment was sought on the ground that he was unable to speak because of a throat infection and continuous cough, but the complainant came across the same advocate "forcefully and fluently" arguing a matter before another court in the same building.

Held. Misconduct under section 35 is not defined; the section uses the expression "misconduct, professional or otherwise"; the word is a relative term to be considered with reference to the subject matter and context, and literally means wrong conduct or improper conduct. An advocate abusing the process of court is guilty of misconduct, and seeking adjournments to postpone the examination of witnesses who are present in court, without making other arrangements, is a dereliction of the advocate's duty to the court.

Proposition. The definition of misconduct, and that obstruction of the court's process is misconduct without any dishonesty.

Noratanmal Chouraria v. M.R. Murli

Noratanmal Chouraria v. M.R. Murli, AIR 2004 SC 2440, (2004) 5 SCC 689, decided 16 April 2004, a Bench headed by the Chief Justice with S.B. Sinha and S.H. Kapadia JJ.

Facts. A landlord complained that his tenant, an advocate, had struck him outside a court hall, threatened him, and kicked him in a court room. The disciplinary committee of the Bar Council of India refused to enquire, there being no criminal proceeding, no charge-sheet and no follow-up, and the respondent having appeared as a litigant in person and not as an advocate.

Held. The appeal was dismissed. Misconduct implies a wrongful intention and not a mere error of judgment; it is not necessarily the same thing as conduct involving moral turpitude; it is a relative term construed with reference to subject matter and context; and it is improper or wrong behaviour "but not negligence or carelessness."

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Chapter Forty-Six

What the Supreme Court May Not Do: Supreme Court Bar Association and the Limits of Article 142

Syllabus topic 3.8 Major Judgments of the Supreme Court on the subject

In one line

The Supreme Court can punish an advocate for contempt and it can strike him off on an appeal, but it cannot strike him off as a punishment for contempt.

In exam wording: in Supreme Court Bar Association v. Union of India, AIR 1998 SC 1895, a Constitution Bench held that the Supreme Court, while dealing with contempt proceedings, cannot debar a practising lawyer from his profession under Article 129 read with Article 142 of the Constitution, because the disciplinary jurisdiction over advocates is conferred by the Advocates Act 1961 on the Bar Councils.

The first case: In Re: Vinay Chandra Mishra

In Re: Vinay Chandra Mishra, (1995) 2 SCC 584, decided 10 March 1995 by Kuldip Singh, K. Ramaswamy and B.L. Hansaria JJ.

Facts. An advocate, who was chairman of the Bar Council of India and president of a High Court Bar Association, behaved in court in a manner the Court described as interfering with and obstructing the course of justice by "trying to threaten, overawe and overbear the court by using insulting, disrespectful and threatening language", when a judge questioned him during argument.

Held. He was convicted of criminal contempt. On punishment the Court said the facts and circumstances justified "invoking the power under Article 129 read with Article 142 of the Constitution", and sentenced him as follows:

  • simple imprisonment for six weeks, the sentence to remain suspended for four years and liable to be activated if he were convicted of any other contempt within that period; and
  • suspension from practising as an advocate for three years, with the consequence that all offices held by him in his capacity as an advocate would stand vacated forthwith.

The Bar Council had been given no opportunity to deal with his case under the Advocates Act at all.

The challenge

The Supreme Court Bar Association, through its Honorary Secretary, petitioned under Article 32 for a declaration that the disciplinary committees of the Bar Councils set up under the Advocates Act alone have exclusive jurisdiction to inquire into and suspend or debar an advocate from practising law for professional or other misconduct, whether arising out of a punishment imposed for contempt of court or otherwise, and that the Supreme Court or a High Court has no such original jurisdiction, power or authority notwithstanding the contrary view in the contempt case.

On 21 March 1995 a Division Bench, issuing Rule, framed the question and referred it to a Constitution Bench because of its importance:

"The question which arises is whether the Supreme Court of India can while dealing with Contempt Proceedings exercise power under Article 129 of the Constitution or under Article 129 read with Article 142 of the Constitution or under Article 142 of the Constitution can debar a practicing lawyer from carrying on his profession as a lawyer for any period whatsoever."

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Module IV

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Chapter Forty-Seven

What Contempt of Court Is, and Where the Power Comes From

Syllabus topic 4.1 The Contempt Law and Practice, Articles 129 and 215 of the Constitution of India

In one line

The power to punish for contempt is not given by the Contempt of Courts Act; it belongs to a court of record, and the Constitution confirms it.

In exam wording: Articles 129 and 215 of the Constitution declare the Supreme Court and every High Court to be courts of record having all the powers of such a court including the power to punish for contempt of itself, and the Contempt of Courts Act 1971 regulates rather than confers that power.

Start where MU starts: the Articles

Article 129: "The Supreme Court shall be a court of record and shall have all the powers of such a court including the power to punish for contempt of itself."

Article 215: "Every High Court shall be a court of record and shall have all the powers of such a court including the power to punish for contempt of itself."

Read the words carefully, because four of them decide questions.

"Shall be a court of record." A court of record is a court whose proceedings are enrolled as a permanent memorial and testimony, and whose records are conclusive evidence of what they contain. Historically, and this is the point, such a court also has the inherent power to punish for contempt of itself.

"Shall have all the powers of such a court." So the Constitution confers the whole bundle that attaches to that status.

"Including the power to punish for contempt of itself." The word is including. The contempt power is named as one instance of the powers of a court of record, not created as something new. That is why the power is spoken of as inherent.

"Of itself." On the face of the Articles the power is over contempt of that court. Chapter [Contempt of Subordinate Courts: Sections 10, 11 and Section 15(2)] deals with how contempt of a subordinate court is reached.

Article 142(2) adds a further power for the Supreme Court: "Subject to the provisions of any law made in this behalf by Parliament, the Supreme Court shall, as respects the whole of the territory of India, have all and every power to make any order for the purpose of securing the attendance of any person, the discovery or production of any documents, or the investigation or punishment of any contempt of itself."

Note the opening words: "subject to the provisions of any law made in this behalf by Parliament". Article 142(2) is expressly subject to Parliament; Articles 129 and 215 are not.

Why the source matters

This is not a technical point, and a student should be able to give two consequences.

The Act cannot take the power away. Because the power is constitutional and inherent, a provision of the Contempt of Courts Act cannot abolish it. The Act can regulate procedure and can limit the punishment, and section 12(2) does exactly that, but it cannot destroy the jurisdiction.

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Chapter Forty-Eight

Civil Contempt: Section 2(b)

Syllabus topic 4.1 Contempt of Courts Act, 1971

In one line

Civil contempt is deliberately disobeying a court's order, or breaking a promise made to a court.

In exam wording: section 2(b) of the Contempt of Courts Act 1971 defines civil contempt as wilful disobedience to any judgment, decree, direction, order, writ or other process of a court, or wilful breach of an undertaking given to a court.

The definition

Section 2(b): "'civil contempt' means wilful disobedience to any judgment, decree, direction, order, writ or other process of a court or wilful breach of an undertaking given to a court."

The definition has two limbs, and each has three elements. Set them out and most problems answer themselves.

Limb oneLimb two
The actdisobediencebreach
The mental elementwilfulwilful
The thinga judgment, decree, direction, order, writ or other process of a courtan undertaking given to a court

"Wilful" is the whole of the mental element

This is where civil contempt cases are won and lost, and a student who can only say "disobedience" will lose the question.

Wilful means deliberate and intentional. The contemnor knew of the order, understood what it required, and chose not to comply.

It is not made out by:

  • inability, where the person genuinely cannot comply, for instance because the property has been sold to a third party or the money does not exist;
  • a bona fide misunderstanding of an order that is genuinely ambiguous;
  • accident or oversight, without more, though repeated oversight begins to look deliberate;
  • compliance that is late but genuine, though delay may be evidence of wilfulness.

It is made out by knowledge plus a decision not to comply, including compliance in form while defeating the order in substance, which is sometimes called disobedience in spirit.

The reason for the requirement is the one in chapter [What Contempt of Court Is, and Where the Power Comes From]: contempt can end in imprisonment and touches personal liberty under Article 21, so the Act sets a high mental threshold.

What can be disobeyed: the six words

"Judgment, decree, direction, order, writ or other process of a court."

The list is wide on purpose, and two of its words are worth pausing on.

"Direction." Not every judicial command is a formal order. A direction given in the course of a hearing, if clear, is within the definition.

"Or other process." A residuary phrase catching summonses, warrants and the like.

The order must be one of a court, and it must be in force. An order that has been stayed, set aside or has expired cannot be disobeyed.

And the order must be clear. A person cannot wilfully disobey a command he cannot understand. Where an order is ambiguous, the ambiguity tells against wilfulness, which is why applicants for injunctions are well advised to ask for orders in specific terms.

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Chapter Forty-Nine

Criminal Contempt: Section 2(c) and Its Three Limbs

Syllabus topic 4.1 Contempt of Courts Act, 1971

In one line

Criminal contempt is scandalising the court, prejudicing a pending case, or obstructing justice in any other way.

In exam wording: section 2(c) of the Contempt of Courts Act 1971 defines criminal contempt as the publication of any matter, or the doing of any other act whatsoever, which scandalises or tends to scandalise or lowers or tends to lower the authority of any court, or prejudices or interferes or tends to interfere with the due course of any judicial proceeding, or interferes or tends to interfere with or obstructs or tends to obstruct the administration of justice in any other manner.

The definition

Section 2(c): "'criminal contempt' means the publication (whether by words, spoken or written, or by signs, or by visible representations, or otherwise) of any matter or the doing of any other act whatsoever which:

(i) scandalises or tends to scandalise, or lowers or tends to lower the authority of, any court; or

(ii) prejudices, or interferes or tends to interfere with, the due course of any judicial proceeding; or

(iii) interferes or tends to interfere with, or obstructs or tends to obstruct, the administration of justice in any other manner."

Three things about the opening words, before the limbs.

"Publication... or the doing of any other act whatsoever." Criminal contempt is not confined to publishing. Any act will do, which is how conduct in a courtroom is caught.

"Whether by words, spoken or written, or by signs, or by visible representations, or otherwise." The form is immaterial. A gesture, a cartoon, a placard or a social media post is within it.

"Tends to." Each limb is satisfied by a tendency. Actual damage need not be proved. That is what makes the offence wide, and it is why the defences in chapter [What Is Not Contempt: Sections 3 to 9 and Section 13] matter so much.

Limb (i): scandalising the court

"Scandalises or tends to scandalise, or lowers or tends to lower the authority of, any court."

This is the limb that is examined most and criticised most.

What it covers. Imputing dishonesty, corruption, bias or improper motive to a judge in his judicial capacity, or attacking the judiciary as an institution in a way that destroys public confidence in it.

What it does not cover. Criticism of a judgment, however strong, and criticism of the judiciary in general terms as a matter of public debate. Section 5 protects fair comment on the merits of a case finally decided.

The controlling idea, from E.M. Sankaran Namboodiripad v. T. Narayanan Nambiar, AIR 1970 SC 2015, decided 31 July 1970, M. Hidayatullah CJ with G.K. Mitter and A.N. Ray JJ: the law of contempt protects the administration of justice and not the personal dignity of judges, but an attack on the judiciary as an institution lowers its authority in the eyes of the public.

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Chapter Fifty

What Is Not Contempt: Sections 3 to 9 and Section 13

Syllabus topic 4.1 Contempt of Courts Act, 1971

In one line

Seven statutory exceptions and one substantive limit, and together they are half of any good answer on contempt.

In exam wording: sections 3 to 9 of the Contempt of Courts Act 1971 provide that innocent publication, fair and accurate reporting, fair criticism of a decided case, a good faith complaint about a subordinate judge, and certain reporting of in camera proceedings are not contempt, while section 13 forbids a sentence unless the contempt substantially interferes with justice and permits justification by truth on two conditions.

Why the Act is full of exceptions

Because of what chapter [What Contempt of Court Is, and Where the Power Comes From] establishes. The power is inherent and constitutional, and the Act's purpose, on its own Statement of Objects and Reasons, was to cure a law that was uncertain, undefined and unsatisfactory in a field touching personal liberty and freedom of expression.

So Parliament could not narrow the power itself. What it could do, and did, was declare that certain things are not contempt and that certain sentences may not be passed. Sections 3 to 9 and section 13 are that work.

Section 3: innocent publication

Section 3(1): a person is not guilty of contempt on the ground that he published matter which interferes or tends to interfere with, or obstructs or tends to obstruct, the course of justice in connection with a civil or criminal proceeding pending at the time of publication, if at that time he had no reasonable grounds for believing that the proceeding was pending.

Section 3(2): notwithstanding anything to the contrary in the Act or any other law, publication of such matter in connection with a proceeding which is not pending at the time of publication shall not be deemed to constitute contempt of court.

Section 3(3): a distributor is not guilty on the ground that he distributed a publication containing such matter, if at the time of distribution he had no reasonable grounds for believing that it contained or was likely to contain such matter. A proviso withholds that protection for the distribution of a book or paper not printed or published in conformity with section 3 of the Press and Registration of Books Act 1867, or a newspaper published otherwise than in conformity with section 5 of that Act.

The Explanation is the important part and is examinable in its own right. A judicial proceeding is pending:

  • in a civil proceeding, when it is instituted by the filing of a plaint or otherwise;
  • in a criminal proceeding, where it relates to the commission of an offence, when the charge-sheet or challan is filed, or when the court issues summons or warrant against the accused; and in any other case, when the court takes cognizance of the matter;

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Chapter Fifty-One

Contempt of Subordinate Courts: Sections 10, 11 and Section 15(2)

Syllabus topic 4.1 Contempt of Courts Act, 1971

In one line

A Munsif who is abused cannot punish the abuser; he sends the matter to the High Court.

In exam wording: section 10 of the Contempt of Courts Act 1971 confers on every High Court the same jurisdiction, powers and authority in respect of contempts of courts subordinate to it as it has in respect of contempts of itself, subject to a proviso excluding contempts that are offences under the penal law.

Why a subordinate court cannot punish contempt of itself

Because of where the power comes from. Chapter [What Contempt of Court Is, and Where the Power Comes From] establishes that the contempt power belongs to a court of record, and Articles 129 and 215 make the Supreme Court and the High Courts courts of record. A District Judge's court, a Munsif's court and a Magistrate's court are not courts of record, so they have no inherent power to punish for contempt of themselves.

The Act's answer is section 10: the High Court exercises the power for them.

Note that this is about the contempt jurisdiction. A trial court is not defenceless: it has powers under the criminal procedure law to deal with certain offences committed in its view, and the proviso to section 10 keeps those separate.

Section 10

"Every High Court shall have and exercise the same jurisdiction, powers and authority, in accordance with the same procedure and practice, in respect of contempts of courts subordinate to it as it has and exercises in respect of contempts of itself:

Provided that no High Court shall take cognizance of a contempt alleged to have been committed in respect of a court subordinate to it where such contempt is an offence punishable under the Indian Penal Code."

Two halves.

The grant. The same jurisdiction, powers and authority, exercised by the same procedure and practice. So everything the High Court can do about a contempt of itself, it can do about a contempt of a court below it, and it does so in the same way.

The proviso, which is the examinable part. The High Court shall not take cognizance where the contempt is an offence punishable under the penal law.

The reason for the proviso is that a person should not be punished twice, by two different routes, for one act, and that where the ordinary criminal law provides a remedy it should be used. Offences against the administration of justice, such as giving false evidence, fabricating evidence, or intentionally insulting or interrupting a public servant sitting in a judicial proceeding, are punishable under the penal law, and the proviso sends those to the criminal courts rather than to the contempt jurisdiction.

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Chapter Fifty-Two

Punishment for Contempt: Section 12

Syllabus topic 4.1 Contempt of Courts Act, 1971

In one line

Six months, two thousand rupees, or both, unless a genuine apology satisfies the court, and nothing at all unless the contempt substantially interferes with justice.

In exam wording: section 12 of the Contempt of Courts Act 1971 provides that a contempt of court may be punished with simple imprisonment for a term which may extend to six months, or with fine which may extend to two thousand rupees, or with both, with a proviso for discharge or remission on apology, and section 13(a) forbids any sentence unless the contempt substantially interferes with the due course of justice.

The punishment

Section 12(1): "Save as otherwise expressly provided in this Act or in any other law, a contempt of court may be punished with simple imprisonment for a term which may extend to six months, or with fine which may extend to two thousand rupees, or with both:

Provided that the accused may be discharged or the punishment awarded may be remitted on apology being made to the satisfaction of the Court.

Explanation: An apology shall not be rejected merely on the ground that it is qualified or conditional if the accused makes it bona fide."

Three figures to remember: simple imprisonment up to six months, fine up to two thousand rupees, or both. The fine is small because it was fixed in 1971 and has never been raised, and a student should say so rather than assume a larger figure.

Note "simple imprisonment". Not rigorous.

Section 12(2): the cap

"Notwithstanding anything contained in any law for the time being in force, no court shall impose a sentence in excess of that specified in sub-section (1) for any contempt either in respect of itself or of a court subordinate to it."

This is an important provision for the argument in chapter [What Contempt of Court Is, and Where the Power Comes From]. The contempt power is inherent and constitutional and Parliament cannot abolish it. What Parliament can do is limit the punishment, and section 12(2) does exactly that, in terms that override any other law.

So the position is: the jurisdiction comes from Articles 129 and 215 and is beyond the Act's reach; the sentence is capped by the Act.

Section 12(3): civil contempt and the civil prison

"Notwithstanding anything contained in this section, where a person is found guilty of a civil contempt, the court, if it considers that a fine will not meet the ends of justice and that a sentence of imprisonment is necessary shall, instead of sentencing him to simple imprisonment, direct that he be detained in a civil prison for such period not exceeding six months as it may think fit."

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Chapter Fifty-Three

Contempt Procedure: Sections 14, 15, 17, 18 and 20

Syllabus topic 4.1 The Contempt Law and Practice

In one line

Contempt committed in front of the judge is dealt with there and then under section 14; everything else needs a motion or a reference under section 15.

In exam wording: the procedure in contempt is governed by section 14 where the contempt is committed in the presence or hearing of the Supreme Court or a High Court, and by section 15 in the case of criminal contempt in other cases, read with sections 17, 18 and 20.

The first question: in the face of the court, or not?

Section 14 applies where it is alleged, or appears to the Supreme Court or the High Court upon its own view, that a person has been guilty of contempt committed in its presence or hearing.

Section 15 applies to criminal contempt other than a contempt referred to in section 14.

That is the dividing line, and a problem question always turns on it. Contempt in the face of the court is dealt with under section 14 by the court that saw it; everything else requires the section 15 machinery.

Section 14: contempt in the face of the court

Section 14(1): when it is alleged, or appears to the Supreme Court or the High Court upon its own view, that a person has been guilty of contempt committed in its presence or hearing, the Court may cause such person to be detained in custody, and, at any time before the rising of the Court on the same day, or as early as possible thereafter, shall:

  • (a) cause him to be informed in writing of the contempt with which he is charged;
  • (b) afford him an opportunity to make his defence to the charge;
  • (c) after taking such evidence as may be necessary or as may be offered by such person, and after hearing him, proceed, either forthwith or after adjournment, to determine the matter of the charge; and
  • (d) make such order for the punishment or discharge of such person as may be just.

Four features to notice.

Detention is permissive, the rest is mandatory. "May cause such person to be detained"; then "shall" do (a) to (d).

The charge must be in writing. Even in a summary procedure the contemnor is told, in writing, what he is charged with.

He must be heard, and may lead evidence.

The timing. Before the Court rises on the same day, or as early as possible thereafter. The procedure is designed to be immediate, because the whole point is that the court saw it.

Section 14(2) provides for the case where the person charged applies, whether orally or in writing, to have the charge tried by some judge other than the judge or judges in whose presence or hearing the offence is alleged to have been committed, and the Court is of opinion that it is practicable and that in the interest of proper administration of justice the application should be allowed: it shall cause the matter to be placed before the Chief Justice with a statement of facts, for the charge to be tried by such judge as the Chief Justice may think fit.

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Chapter Fifty-Four

Appeals in Contempt: Section 19, and Sections 21 to 24

Syllabus topic 4.1 The Contempt Law and Practice

In one line

An appeal lies as of right, to a Bench if a single judge decided and to the Supreme Court if a Bench did, in thirty days or sixty.

In exam wording: section 19 of the Contempt of Courts Act 1971 provides that an appeal shall lie as of right from any order or decision of a High Court in the exercise of its jurisdiction to punish for contempt, to a Bench of not less than two judges where the order was of a single judge, and to the Supreme Court where it was of a Bench.

Section 19(1): the right of appeal

"An appeal shall lie as of right from any order or decision of the High Court in the exercise of its jurisdiction to punish for contempt:

(a) where the order or decision is that of a single judge, to a Bench of not less than two judges of the Court;

(b) where the order or decision is that of a Bench, to the Supreme Court:

Provided that where the order or decision is that of the Court of the Judicial Commissioner in any Union territory, such appeal shall lie to the Supreme Court."

Four points.

"As of right." No leave is needed. Like section 38 of the Advocates Act, this is a statutory appeal, and the reason is the same: a jurisdiction that can imprison should be reviewable without a discretionary filter.

The forum depends on who decided below, not on the seriousness of the punishment.

"Any order or decision... in the exercise of its jurisdiction to punish for contempt." Wide enough to cover an acquittal or a discharge as well as a conviction.

The proviso sends an appeal from a Judicial Commissioner's Court to the Supreme Court.

Note what section 19 does not cover. It speaks of an order of the High Court. There is no appeal under section 19 from an order of the Supreme Court in its contempt jurisdiction; the remedy there is review.

Section 19(2): what the appellate court may order pending appeal

"Pending any appeal, the appellate Court may order that:

(a) the execution of the punishment or order appealed against be suspended;

(b) if the appellant is in confinement, he be released on bail; and

(c) the appeal be heard notwithstanding that the appellant has not purged his contempt."

Clause (c) is the one to notice. There was a practice of refusing to hear a contemnor until he had purged his contempt, that is, complied and shown genuine contrition. Section 19(2)(c) lets the appellate court hear the appeal anyway, which matters because a person who says he was wrongly convicted cannot be required to submit before he is allowed to argue that he should not have been.

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Chapter Fifty-Five

Contempt by an Advocate, and the Two Jurisdictions That Bite

Syllabus topic 4.1 The Contempt Law and Practice; 4.2 Bar Bench relations

In one line

One outburst can be a contempt and a professional misconduct at the same time, tried by two different bodies under two different Acts, and neither excludes the other.

In exam wording: conduct by an advocate may simultaneously constitute criminal contempt under section 2(c) of the Contempt of Courts Act 1971, punishable by the court, and professional misconduct under section 35 of the Advocates Act 1961, punishable by the disciplinary committee of a Bar Council, the two jurisdictions being distinct in source, forum and purpose.

The two jurisdictions

ContemptProfessional misconduct
SourceArticles 129 and 215, and the Contempt of Courts Act 1971Advocates Act 1961, sections 35 and 36
Applies toanybodyonly an advocate
Forumthe courtthe disciplinary committee of a Bar Council
Who may start itthe court suo motu, the Advocate-General, or a person with his written consent; a reference for a subordinate courta State Bar Council on a complaint or otherwise, having reason to believe
Punishmentsimple imprisonment up to six months, fine up to two thousand rupees, or both, section 12reprimand, suspension, removal from the roll, section 35(3)
Purposeprotecting the administration of justicefitness to remain in the profession
Appealsection 19 of the Contempt Actsections 37 and 38 of the Advocates Act
Limitationone year to initiate, section 20one year to conclude before transfer, section 36B

Neither proceeding bars the other. They are not alternatives, they do not attract any bar of double jeopardy as between themselves, and the same facts may produce a fine from the court and a suspension from the Bar Council.

The boundary: what a court may not do

The court's power over the advocate stops where the Bar Council's begins, and the case is Supreme Court Bar Association v. Union of India, AIR 1998 SC 1895, (1998) 4 SCC 409, decided 17 April 1998 by a Constitution Bench, judgment by Dr A.S. Anand J, which is worked in chapter [What the Supreme Court May Not Do: Supreme Court Bar Association and the Limits of Article 142].

Held. The Supreme Court cannot, while punishing an advocate for contempt, debar him from practice by suspending his licence under Article 129 read with Article 142, because the disciplinary jurisdiction is conferred by the Advocates Act on the Bar Councils, and while making statutory authorities perform their duties is unexceptionable, it is not permissible for the Court to "take over" the role of the statutory bodies and "perform" their functions.

That decision overtook the punishment imposed in In Re: Vinay Chandra Mishra, (1995) 2 SCC 584, where an advocate convicted of criminal contempt for trying to threaten, overawe and overbear the court by using insulting, disrespectful and threatening language had been sentenced to six weeks' simple imprisonment suspended for four years and suspended from practice for three years. The conviction stands; that direction does not.

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Chapter Fifty-Six

Bar and Bench: What the Relationship Is, and Why It Matters

Syllabus topic 4.2 Bar Bench relations

In one line

The Bar and the Bench are two halves of one institution, and each depends on the other for something it cannot supply for itself.

In exam wording: the relationship between the Bar and the Bench is one of mutual dependence in the administration of justice, the Bar being an officer of the court and the source from which the Bench is drawn, and the Bench depending on the Bar for the material on which it decides.

The words, first

The Bar means the body of advocates collectively. The Bench means the judges. Both terms are defined in chapter [What This Subject Is, and Why a Lawyer's Conduct Is Regulated by an Act of Parliament], and MU's topic uses them as a pair.

The pairing is not sentimental. It reflects a structural fact: a court cannot function without advocates, and advocates cannot function without courts.

What the Bench depends on the Bar for

Four things, and stating them concretely is what turns this topic from an essay into an answer.

The material. A judge decides on what is put before him. He does not investigate, does not gather evidence, and does not look up the law independently in the ordinary case. If the advocates do not find the authority, the judge does not have it.

Candour. A judge cannot verify that a cited case says what it is said to say, that a document is genuine, or that the instructions asserted are the client's. D.P. Chadha v. Triyugi Narain Mishra, AIR 2001 SC 457, is the modern statement: a lawyer must not hesitate in telling the court the correct position of law and must not be a party to misleading it. That duty is what makes the system economical; without it every proposition would have to be checked.

Representation of the unpopular. A court cannot decide fairly against a party who has not been heard. The cab-rank principle in rule 11 exists so that even the least popular litigant is represented, which serves the court and not only the client.

The judges themselves. The Bench is drawn from the Bar. A weak Bar produces a weak Bench a generation later, which is why the Bar's standards are a public and not merely a professional concern.

What the Bar depends on the Bench for

An independent forum. An advocate's work is worthless if the tribunal is not independent. The advocate's own independence is protected in the same way, which is why an attack on judicial independence is the Bar's concern too.

Protection in the courtroom. An advocate must be able to put an unpopular case without personal risk. Rule 15 requires him to uphold his client's interests fearlessly and without regard to any unpleasant consequences to himself, which presupposes a court that will not penalise him for doing so.

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Chapter Fifty-Seven

The Role of the Bar in Strengthening Bar-Bench Relations

Syllabus topic 4.2 Role of the Bar to Strengthen Bar-Bench Relations

In one line

The Bar strengthens the relationship by doing well the things the Act already gives it to do: keeping its own members straight, keeping the courts working, and complaining through the proper channel.

In exam wording: the role of the Bar in strengthening Bar-Bench relations is exercised through the statutory functions of the Bar Councils under sections 6(1) and 7(1) of the Advocates Act 1961, through the Bar's own discipline under section 35, and through the conventions of practice that keep the courts working.

Why this needs grounding

A question on "the role of the Bar in strengthening Bar-Bench relations" invites sentiment, and sentiment scores badly. The way to answer it is to anchor every point in something the Act, the rules or a decided case actually says.

The Act helps, because the Bar Councils have statutory functions that bear directly on the relationship.

The statutory hooks

Section 6(1)(c): it is a function of a State Bar Council to entertain and determine cases of misconduct against advocates on its roll. A Bar that disciplines its own members needs no policing by the Bench, which is the single largest contribution the Bar makes.

Section 6(1)(d): to safeguard the rights, privileges and interests of advocates on its roll. The counterpart: a Bar that protects its members from improper treatment keeps the relationship balanced rather than deferential.

Section 6(1)(dd): to promote the growth of Bar Associations. The Bar Association is the body that deals with a court day to day.

Section 6(1)(e) and 7(1)(e): to promote and support law reform. The Bar is placed to see which procedures waste the court's time.

Section 6(1)(eee) and 7(1)(ib): to organise legal aid to the poor. Unrepresented litigants are the largest single drag on a court's work.

Section 7(1)(b): to lay down standards of professional conduct and etiquette. Every rule in Module II is, in effect, a contribution to the relationship.

Section 7(1)(h) and (i): legal education, its standards, and the recognition of Universities. The quality of the Bar in fifteen years is being decided now.

Seven concrete things the Bar does

Each is stated so that it can be written in an exam with an authority attached.

One: discipline its own members

The Bar's disciplinary machinery is not a burden imposed from outside; it is what makes self-regulation defensible. Shambhu Ram Yadav v. Hanuman Das Khatry, AIR 2001 SC 2509, opens with the point: the legal profession is not a trade or business but a noble profession, its credibility and reputation depend on the manner in which its members conduct themselves, and there is a heavy responsibility on those in whom the Advocates Act vests the duty to take disciplinary action when that credibility comes under a cloud.

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Chapter Fifty-Eight

Accountancy for Lawyers: Why a Lawyer Keeps Accounts at All

Syllabus topic 4.3 Accountancy for Lawyers

In one line

An advocate keeps accounts because three different laws require it, and because most of the money passing through his hands is not his.

In exam wording: an advocate is required to maintain accounts by rules 25 to 32 of the Bar Council of India Rules, breach of which is professional misconduct under section 35 of the Advocates Act 1961, and by section 62 of the Income-tax Act 2025, breach of which attracts a penalty under section 441.

Why a law syllabus contains a module on accounting

Students meeting topic 4.3 usually ask why it is here. There are three answers and all of them are legal.

Because the money is not yours. A client sends money for court fees, a decree is satisfied and the amount is paid to your account, compensation is released to you on your client's application. In every case you hold somebody else's money. Somebody who holds another's money must be able to say, at any moment, how much of it is whose. That is what an account is.

Because the Bar Council requires it. Rules 25 to 32 of Part VI Chapter II are not advice. They are rules made under section 49(1)(c), and breaching one is professional misconduct under section 35, punishable up to removal from the roll.

Because the tax law requires it. An advocate carries on a specified profession under section 62(4)(a) of the Income-tax Act 2025, and must keep books under section 62, on pain of a penalty under section 441.

So a chapter on double entry in a law syllabus is not a detour. It is the practical content of a legal duty.

The three sources, and what each requires

One: the Bar Council of India Rules

Rules 25 to 32, in Section II of Part VI Chapter II, the duty to the client. They are set out and applied in chapter [Client Money: Amount Due to the Client and Amount Due by the Client]. In outline:

  • Rule 25: keep accounts of the client's money entrusted to him, showing amounts received, expenses incurred, and debits on account of fees, with dates and all other necessary particulars.
  • Rule 26: entries must show whether money was received for fees or for expenses, and during the proceeding no advocate may divert any portion of the expenses towards fees except with the client's written consent.
  • Rule 27: the fact of receipt of any amount on the client's behalf must be intimated to the client as early as possible.
  • Rules 28 and 29: what may be appropriated towards fees, and when.
  • Rule 30: a copy of the client's account must be furnished on demand, on payment of copying charges.
  • Rules 31 and 32: no converting the client's funds into loans, and no lending money to a client for the proceeding.

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Chapter Fifty-Nine

Basic Principles of Accounting: The Double Entry, and What an Account Is

Syllabus topic 4.3 iv. Basic principles of accounting

In one line

Every transaction has two sides, and accounting is the practice of writing both of them down.

In exam wording: the basic principles of accounting are the accounting equation, the classification of accounts, the rules of debit and credit, and the double entry system, under which every transaction is recorded in at least two accounts with equal debits and credits.

What an account is

An account is a record of all the changes in one thing.

That is the whole idea. Choose a thing you care about, cash, or the amount a particular client owes you, or the rent you pay, and keep a running record of everything that increases it and everything that decreases it. That record is an account.

Accounts are traditionally drawn in a T shape, and the two sides have names that are the source of most beginners' confusion.

  • The left side is called debit, abbreviated Dr.
  • The right side is called credit, abbreviated Cr.

Debit and credit mean left and right. They do not mean good and bad, and they do not mean increase and decrease. Whether a debit increases or decreases a thing depends on what kind of account it is, which is the next section. A student who fixes this one point has removed the main obstacle.

The accounting equation

Everything rests on one identity.

Assets = Liabilities + Capital

  • Assets are what the practice owns or is owed: cash, the balance in the office bank account, a computer, fees billed but not yet received.
  • Liabilities are what the practice owes to outsiders: an unpaid electricity bill, a loan, and, importantly for an advocate, money held for clients.
  • Capital is what the proprietor has in the business: what he put in, plus profits earned, minus what he has taken out.

The equation is true by construction. Everything the practice has came from somewhere: either from an outsider, which is a liability, or from the owner, which is capital.

For a lawyer the equation has a peculiar feature worth noticing at once. Money received from a client for court fees is cash, an asset, and it is simultaneously a liability, because it is owed back to the client or must be spent on his behalf. It never touches capital, because it is not income. That is the accounting expression of the legal proposition in chapter [Accountancy for Lawyers: Why a Lawyer Keeps Accounts at All]: client money is not the advocate's money.

The five kinds of account

Every account belongs to one of five classes, and the class decides which side increases it.

ClassWhat it recordsIncreases onDecreases on
Assetwhat you own or are oweddebitcredit
Liabilitywhat you owecreditdebit
Capitalthe proprietor's stakecreditdebit
Incomewhat you earncreditdebit
Expensewhat you spend to earn itdebitcredit

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Chapter Sixty

The Books a Lawyer Keeps: Cash Book, Ledger, Journal and Trial Balance

Syllabus topic 4.3 iv. Basic principles of accounting

In one line

Four books: the journal records everything, the cash book records money, the ledger sorts it by account, and the trial balance proves the arithmetic.

In exam wording: the books of account maintained by a legal practitioner comprise the journal, the cash book, the ledger and the client's ledger, from which a trial balance is extracted to verify the arithmetical accuracy of the double entry.

The four books, and what each is for

BookWhat it holdsWhy
Journalevery transaction, in date order, with both sides and a narrationthe first record, so nothing is lost
Cash bookall receipts and payments of cash and bankmoney moves most often, so it gets its own book
Ledgerone account per page, with all entries affecting itto answer "what is the balance of this account?"
Client's ledgerone account per client for client moneyto answer "how much of this is his?", which rules 25 to 30 require
Trial balancea list of all ledger balances, debits and creditsto prove the arithmetic

The order of work is: journal, then ledger, then trial balance, then the statements in chapter [Financial Statements: The Income Statement and the Balance Sheet]. The cash book is a specialised part of both the journal and the ledger, which is why it is described as having a dual character.

The cash book

A cash book records all receipts on the debit side and all payments on the credit side.

That follows from chapter [Basic Principles of Accounting: The Double Entry, and What an Account Is]: cash is an asset, and an asset increases on the debit.

A practice usually keeps a double column cash book, with a column for cash and a column for bank on each side, so that both are recorded in one book.

Its dual character, which examiners like: it is a book of original entry, because receipts and payments are written straight into it rather than being journalised first; and it is also a ledger account, because it shows the balance of cash and bank at any time. So a separate cash account in the ledger is unnecessary.

Contra entries arise where money moves between cash and bank, for example cash deposited into the bank. Both sides of that transaction are inside the cash book, so it is marked with the letter C and is not posted to the ledger again.

The ledger

A ledger is the book of accounts. Each account has its own page: Bank, Rent, Professional Fees, Salaries, Library, and one for each client.

Posting is the act of copying entries from the journal and cash book into the ledger accounts.

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Chapter Sixty-One

Financial Statements: The Income Statement and the Balance Sheet

Syllabus topic 4.3 iv. financial statements, balance sheet, income statement

In one line

The income statement says how much you earned in a period; the balance sheet says what you are worth at the end of it.

In exam wording: financial statements comprise the income statement, which shows income and expenditure for a period and produces the profit or loss, and the balance sheet, which shows assets, liabilities and capital as at a date.

The two statements, and the difference between them

Income statementBalance sheet
Question answeredhow did the practice do over the year?what is the practice worth on this date?
Coversa period, for example 1 April to 31 Marcha moment, for example as at 31 March
Containsincome and expensesassets, liabilities and capital
Resultprofit or lossit balances: Assets = Liabilities + Capital

The link between them is the point students miss, and stating it earns marks: the profit from the income statement is added to capital in the balance sheet. That is why the balance sheet balances at all. A profit increases what the proprietor has in the business; a loss reduces it; and drawings, money taken out by the proprietor for himself, reduce it further.

The three forms of the first statement

For a professional practice the "income statement" takes one of three forms, and MU's syllabus expects the distinction.

Receipts and payments account

A summary of the cash book. Every receipt on the debit, every payment on the credit, whether or not it relates to the period, and whether it is capital or revenue.

It is on the cash basis, and it is the easiest to prepare because it copies the cash book.

Its weakness is that it mixes everything. The purchase of a laptop appears in it, though it is capital; a fee received this year for work done last year appears in it; and a fee earned but unpaid does not appear at all.

Income and expenditure account

The professional equivalent of a profit and loss account. It includes only revenue items and only those belonging to the period, and on the accrual basis it includes income earned and expenses incurred, whether or not money has moved.

Its result is called a surplus or deficit, or for a practice simply net profit.

Profit and loss account

The same thing under its business name. For an advocate's practice the substance is identical; many practitioners use "income and expenditure".

Which does an advocate use? Commonly the cash basis, because fees are often received late and a professional is taxed on what he receives. But the accrual picture is the truer one, and the difference matters when a practice is valued or a partner retires.

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Chapter Sixty-Two

Client Money: Amount Due to the Client and Amount Due by the Client

Syllabus topic 4.3 i. Amount due to the client or amount due by the client; iii. Bar council Rules relating to accounting

In one line

Money the client has sent and you have not spent is owed to him; work you have done and he has not paid for is owed by him; and rules 25 to 33 say how both are recorded.

In exam wording: rules 25 to 33 of Section II of Part VI Chapter II of the Bar Council of India Rules govern an advocate's dealings with a client's money, breach of which is professional misconduct under section 35 of the Advocates Act 1961.

The two directions

MU's topic 4.3(i) names both, and a student should be able to say what each means.

Amount due to the client. Money of his that the advocate holds: sums received for expenses and not yet spent, a decree amount collected on his behalf, compensation released to the advocate, a refund of court fee. In the balance sheet it is a liability; in the client's ledger it is a credit balance.

Amount due by the client. Money the client owes the advocate: fees billed and unpaid, and expenses the advocate has paid out of his own pocket. In the balance sheet it is a debtor, a current asset; in the client's ledger it is a debit balance.

They are not netted off casually. An advocate cannot simply set his unpaid fee against money he holds for a client, and the rules say when he may, which is the subject of rules 26, 28 and 29.

The rules, in the Bar Council's own words

Rule 25: keep the account

"An advocate should keep accounts of the client's money entrusted to him, and the accounts should show the amounts received from the client or on his behalf, the expenses incurred for him, and the debits made on account of fees with respective dates and all other necessary particulars."

Four requirements, and every one is examinable: amounts received from or on behalf of the client; expenses incurred for him; debits on account of fees; and dates and all other necessary particulars.

"Or on his behalf" is important. Money received from the court, from a judgment-debtor or from an insurer for the client is the client's money as much as money he himself sent.

Rule 26: fees or expenses, and no diverting

"Where moneys are received from or on account of a client, the entries in the accounts should contain a reference as to whether the amounts have been received for fees or expenses and during the course of the proceeding, no advocates shall, except with the consent in writing of the client concerned, be at liberty to divert any portion of the expenses towards fees."

Two obligations. The entry must say which it is; and during the proceeding the advocate may not divert expenses to fees except with the client's consent in writing.

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Chapter Sixty-Three

Books of Account Under the Income-tax Act 2025, and the Penalty for Not Keeping Them

Syllabus topic 4.3 ii. Penalty for not keeping Account Books

In one line

An advocate must keep books of account under section 62 of the Income-tax Act 2025, and failing to keep or retain them costs twenty-five thousand rupees under section 441.

In exam wording: section 62 of the Income-tax Act 2025 requires a person carrying on a specified profession, which by section 62(4)(a) includes the legal profession, to keep and maintain such books of account and other documents as will enable the Assessing Officer to compute his total income, and section 441 imposes a penalty of twenty-five thousand rupees for failure to keep, maintain or retain them.

The Act changed, and most books have not caught up

This is the first thing to say in an answer, and it is worth saying plainly.

The Income-tax Act 1961 has been replaced by the Income-tax Act 2025, Act 30 of 2025, which received assent on 21 August 2025 and whose section 1(3) provides that, save as otherwise provided, "it shall come into force on the 1st April, 2026."

The provisions on this topic are renumbered:

WhatIncome-tax Act 1961Income-tax Act 2025
Duty to keep books of accountsection 44AAsection 62
Legal profession brought within itsection 44AA(1)section 62(4)(a)
Tax auditsection 44ABsection 63
Penalty for not keeping bookssection 271Asection 441

A student who writes "section 44AA" today is citing a repealed Act. Say the old numbers if you wish, but say what they now are.

Section 62(1): who must keep books

Section 62(1): "(a) Any person carrying on specified profession; or (b) any person carrying on, business; or any profession (not being a profession referred to in clause (a)) and satisfying the conditions referred to in sub-section (2), shall keep and maintain such books of account and other documents to enable the Assessing Officer to compute his total income under this Act."

The structure is the point, and it is what an examiner tests.

Clause (a) has no monetary threshold. A person carrying on a specified profession must keep books, full stop. The conditions in sub-section (2) apply only to persons within clause (b).

An advocate is within clause (a). Section 62(4) provides that "specified profession" means (a) legal, medical, engineering, architectural, accountancy, technical consultancy, interior decoration, information technology or company secretary; or (b) any other profession, as may be notified by the Board in this behalf.

"Legal" is the first word on the list. So the duty attaches to an advocate by force of his profession and not by reference to what he earns.

The purpose is stated in the section: books "to enable the Assessing Officer to compute his total income". That is the test of sufficiency. Books that do not permit the computation are not enough, however neatly kept.

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Chapter Sixty-Four

When an Accounting Failure Becomes Misconduct

Syllabus topic 4.3 iii. Bar council Rules relating to accounting

In one line

Almost every serious disciplinary case about money is, underneath, a case about an account that was not kept or not rendered.

In exam wording: breach of rules 25 to 32 of the Bar Council of India Rules is professional misconduct under section 35 of the Advocates Act 1961, and the reported cases show that misappropriation, retention without justification, and failure to intimate or account are among the gravest of professional misconducts.

The order in which these cases actually happen

A disciplinary case about money is usually told backwards, starting with the punishment. Told forwards it always has the same four stages, and seeing them is what makes the topic coherent.

Stage one: money comes in. From the client, from the court, from the other side.

Stage two: an entry is not made, or not made properly. No client ledger; or one that does not say whether the money was for fees or expenses; or one without dates.

Stage three: the client is not told. Rule 27 requires intimation as early as possible, and it is the rule most often broken first.

Stage four: the money is used, or simply not returned. By then there is no record to show what happened, and the advocate's own explanation is all there is.

The lesson for a student is the reverse of what it looks like. These are not cases about dishonest people who happened to keep bad accounts. They are cases in which bad accounts made the dishonesty possible and the defence impossible.

Grade one: misappropriation

Harish Chandra Tiwari v. Baiju, AIR 2002 SC 548, (2002) 2 SCC 67, decided 8 January 2002 by K.T. Thomas and S.N. Phukan JJ.

The accounting facts. Compensation of Rs 8,118 in a land acquisition case was deposited in court for a client described by the disciplinary committee as an old, helpless, poor illiterate person. The advocate applied for its release and withdrew it on 2 September 1987. He made no payment to the client and gave him no intimation. The client learnt of it long afterwards and could not get the money back.

The rules broken. Rule 27, the fact of receipt was not intimated as early as possible. Rule 25, no account was rendered showing the receipt and its date. Rule 28 gave no right to appropriate, the sum being compensation and not money sent for expenses, and there being no settled fee to appropriate towards.

The result. The Bar Council of India held him guilty of breach of trust but suspended him for three years. On his own appeal under section 38 the Supreme Court enhanced the punishment to removal of his name from the roll, holding that misappropriating a poor client's money is among the gravest professional misconducts and that a three-year suspension treated it too lightly.

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